Profusa faces Nasdaq delisting for MVPHS failure; amends debt and warrant terms

Profusa, Inc.

Received Nasdaq notice of non-compliance with $15M MVPHS Rule; deadline missed April 27, 2026; response due May 5.
Also under Panel review for bid price ($1.00) and MVLS ($50M) deficiencies; no assurance of continued listing.
Amended $1.87M promissory note with NorthView Sponsor: non-interest, maturity Dec 31, 2026, convertible at 95% of close or $0.35 floor.
Amendment caps conversion shares at 19.99% of outstanding unless stockholder approval obtained within 90 days.
Amended warrant with Ascent Partners: removed automatic conversion in fundamental transactions; warrant for 3.33M shares at $0.50.

item 1.01 item 2.03 item 3.03 item 3.01 item 9.01

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accession 0001213900-26-049432

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