AvePoint appoints Jim Caci as CFO and Tom Lin as COO, effective Aug 23, 2021

AvePoint, Inc.

Jim Caci named CFO; base salary $315K, target bonus $285K, $1M in RSU equity for FY2021.
Tom Lin promoted from Chief Customer Officer to COO; base salary $315K, target bonus $315K, $1M equity (60% options, 40% RSUs).
Sophia Wu transitions from CFO to Chief Accounting Officer; Brian Brown remains Chief Legal & Compliance Officer and board secretary.
Caci previously served as AvePoint CFO from 2010–2013; brings 25+ yrs finance experience at SaaS and IT firms.

item 1.01 item 5.02 item 7.01 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Role change

Sophia Wu

Chief Accounting Officer

AVPT · AvePoint, Inc.

Effective: 2021-08-23
Filed: August 16, 2021, 7:59 PM ET

Sophia Wu, Chief Financial Officer of the Company, agreed that she will transition into a new role as the Company’s Chief Accounting Officer effective August 23, 2021.

Appointed

James (Jim) Caci

Chief Financial Officer

AVPT · AvePoint, Inc.

Effective: 2021-08-23
Filed: August 16, 2021, 7:59 PM ET

Effective August 23, 2021, Mr. Caci will succeed Ms. Wu as the Company’s Chief Financial Officer

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Sophia Wu changed role as Chief Accounting Officer at AvePoint, Inc..

Action: agreed to transition into a new role
Role: Chief Accounting Officer

Exact text from the filing

Sophia Wu, Chief Financial Officer of the Company, agreed that she will transition into a new role as the Company’s Chief Accounting Officer effective August 23, 2021.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

James (Jim) Caci was appointed as Chief Financial Officer at AvePoint, Inc..

Action: appointed to succeed
Role: Chief Financial Officer

Exact text from the filing

Effective August 23, 2021, Mr. Caci will succeed Ms. Wu as the Company’s Chief Financial Officer

View on SEC.gov

AvePoint, Inc. filing history →

Source: SEC EDGAR

accession 0001437749-21-020190

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