Windtree dismisses EY auditor with going concern qualification; director Loh to step down

WINDTREE THERAPEUTICS INC /DE/

Dismissed EY as auditor on May 10, 2022; EY's 2021 report included going concern qualification due to recurring losses.
Engaged EisnerAmper as new independent auditor for FY2022, approved by audit committee after competitive review.
No accounting disagreements with EY during 2020-2021 or interim period.
Director Evan Loh will not stand for re-election at June 7 annual meeting; term ends; no disagreement; will continue as advisor.

item 4.01 item 5.02 item 9.01

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Departed

Evan Loh

Director

WINT · WINDTREE THERAPEUTICS INC /DE/

Effective: 2022-06-07
Filed: May 11, 2022, 7:59 PM ET

On May 9, 2022, Evan Loh, M.D., a member of the Board of the Company, notified the Board that due to other professional commitments, he will not stand for re-election to the Board at the Company’s 2022 Annual Meeting of Stockholders (the “Annual Meeting”) and, as a result, his term will end upon the conclusion of the Annual Meeting on June 7, 2022.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Evan Loh resigned as Director at WINDTREE THERAPEUTICS INC /DE/.

Action: resigned
Role: Director

Exact text from the filing

On May 9, 2022, Evan Loh, M.D., a member of the Board of the Company, notified the Board that due to other professional commitments, he will not stand for re-election to the Board at the Company’s 2022 Annual Meeting of Stockholders (the “Annual Meeting”) and, as a result, his term will end upon the conclusion of the Annual Meeting on June 7, 2022.

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Source: SEC EDGAR

accession 0001437749-22-011918

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