secwatch / observer
8-K filed September 15, 2023, 7:59 PM ET ticker UAVS CIK 0000008504
regulatory confidence high sentiment negative materiality 0.75

AgEagle Aerial Systems Inc. (UAVS): Nasdaq/NYSE listing notice — AgEagle receives NYSE American delisting notice; exchanges warrant for 5M shares

AgEagle Aerial Systems Inc.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

AgEagle Aerial Systems Inc. received a nyse_american deficiency notice notice regarding minimum bid price (rules 1003(f)(v), 1009).

Exchange
nyse american
Notice
deficiency notice
Deficiency
minimum bid price
Rules
1003(f)(v), 1009
Exact text from the filing
September 12, 2023, the Company received written notice (the “Notice”) from the NYSE American LLC (the “NYSE American”) stating that it is not in compliance with the continued listing standard set forth in Section 1003(f)(v) of the NYSE American Company Guide (the “Company Guide”) because the Company’s shares of common stock have been selling for a substantial period of time at a low price per share, which NYSE American determined to be a 30-trading day average of less than $0.20 per share. The Notice stated that the Company’s continued listing is predicated on it effecting a reverse stock spl
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

AgEagle Aerial Systems Inc. entered into Warrant Exchange Agreement with Alpha Capital Anstalt valued at Exchange of warrant for 5,000,000 shares of common stock (effective 2023-09-15).

Action
entry
Agreement
equity purchase
Counterparty
Alpha Capital Anstalt
Value
Exchange of warrant for 5,000,000 shares of common stock
Effective
2023-09-15
Exact text from the filing
Description 10.1 Warrant Exchange Agreement dated September 15, 2023 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURES Pursuant
View on SEC.gov

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AgEagle Aerial Systems Inc. filing history →

Source: SEC EDGAR
accession 0001493152-23-032785
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