8-K
filed December 20, 2023, 6:59 PM ET
CIK 0001883788
M&A
confidence high
sentiment neutral
materiality 0.75
DIH HOLDING US, INC.: Nasdaq/NYSE listing notice — SPAC shareholders approve business combination with DIH; Nasdaq warrants face delisting
DIH HOLDING US, INC.
- Shareholders approved all proposals for business combination with DIH Holding US, Inc. (7,985,264 for, 12,799 against).
- Holders of 4,815,153 Class A shares (63% of Class A) redeemed at ~$11.03/share, for ~$53.1M total.
- Nasdaq determined to delist warrants for non-compliance with market value rule; suspension likely Dec 28 unless appeal by Dec 26.
- Class A ordinary shares remain listed on Nasdaq Global Market; post-combination tickers expected DHAI and DHAIW.
Key facts
Extracted from this filing and checked against the source text.
Listing & Compliance Notices
SEC 8-K Item 3.01
confidence 0.95
DIH HOLDING US, INC. received a nasdaq delisting notice notice regarding market value (rules 5452(b)(C)).
- Exchange
- nasdaq
- Notice
- delisting notice
- Deficiency
- market value
- Rules
- 5452(b)(C)
Exact text from the filing
December 18, 2023, the Company received written notice from the Staff (the “December Notice”), stating that the Company had not regained compliance with Listing Rule 5452(b)(C) within the Compliance Period and the Staff had determined to initiate procedures to delist the Company’s warrants from The Nasdaq Global Market due to the Company’s non-compliance. Pursuant to the December Notice, unless the Company requests a hearing to appeal this determination by 4:00 p.m. Eastern Time on December 26, 2023, the Company’s warrants will be suspended at the opening of business on December 28, 2023, and
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4D at the 2023-12-18 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved The Director Election Proposal at the 2023-12-18 meeting.
- Proposal
- director election
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved The Listing Proposal at the 2023-12-18 meeting.
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4C at the 2023-12-18 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4A at the 2023-12-18 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4E at the 2023-12-18 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4G at the 2023-12-18 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved The Governing Documents Proposal at the 2023-12-18 meeting.
- Proposal
- charter amendment
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4B at the 2023-12-18 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved The Business Combination Proposal at the 2023-12-18 meeting.
- Proposal
- merger approval
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved The Stock Incentive Plan Proposal at the 2023-12-18 meeting.
- Proposal
- equity plan
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved The Domestication Proposal at the 2023-12-18 meeting.
- Proposal
- charter amendment
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
DIH HOLDING US, INC. shareholders approved Advisory Governing Documents Proposal 4F at the 2023-12-18 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-12-18
Exact text from the filing
The shareholders approved the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Advisory Governing Documents Proposals, the Listing Proposal, the Stock Incentive Plan Proposal and the Director Election Proposal
View on SEC.gov
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