Extracted from this filing and checked against the source text.
Listing & Compliance Notices
SEC 8-K Item 3.01
confidence 0.85
Azitra, Inc. received a nyse_american noncompliance notice notice regarding stockholders equity (rules 1003(a)(ii)).
- Exchange
- nyse american
- Notice
- noncompliance notice
- Deficiency
- stockholders equity
- Rules
- 1003(a)(ii)
Exact text from the filing
October 1, 2025, the Company received a letter from the NYSE American stating that the Company is not in compliance with the minimum stockholders’ equity requirement of Section 1003(a)(ii) of the Company Guide requiring stockholders’ equity of $4.0 million or more if the Company has reported losses from continuing operations and/or net losses in three of the four most recent fiscal years. The Company submitted the Plan to the NYSE American on October 31, 2025 addressing how the Company intends to regain compliance with these requirements by April 1, 2027. On December 16, 2025, the Company rece
View on SEC.gov
Listing & Compliance Notices
SEC 8-K Item 3.01
confidence 0.95
Azitra, Inc. received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(iii)).
- Exchange
- nyse american
- Notice
- deficiency notice
- Deficiency
- stockholders equity
- Rules
- 1003(a)(iii)
Exact text from the filing
March 13, 2026, Azitra, Inc. (the “Company”) received notification (the “Letter”) from the NYSE American LLC (the “NYSE American”) stating that the Company is not in compliance with the minimum stockholders’ equity requirement of Section 1003(a)(iii) of the NYSE American Company Guide (the “Company Guide”) requiring stockholders’ equity of $6.0 million or more if the Company has reported losses from continuing operations and/or net losses in its five most recent fiscal years. As of December 31, 2025, the Company had stockholders’ equity of $3.8 million and has had losses in its five most recen
View on SEC.gov