Flux Power enters $40M common stock purchase agreement with Roth Principal Investments

Flux Power Holdings, Inc.

Up to $40M of common stock may be sold to Roth Principal Investments at Company's discretion over 36 months.
Pricing set at 3% discount (market open/intraday) or 5.25% discount (pre/post market) to VWAP.
Commitment fee of $800,000 (2% of commitment) paid from first sale proceeds.
Issuance limited to 19.99% of outstanding unless average price ≥ $1.2143 or stockholder approval obtained.
Roth Principal Investments is affiliate of Roth Capital Partners; Digital Offering engaged as QIU.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Flux Power Holdings, Inc. entered into Purchase Agreement with Roth Principal Investments, LLC valued at up to $40,000,000 (effective 2026-05-15).

Action: entry
Agreement: equity purchase
Counterparty: Roth Principal Investments, LLC
Value: up to $40,000,000
Effective: 2026-05-15

Exact text from the filing

On May 15, 2026, Flux Power Holdings, Inc., a Nevada corporation (the “Company”) entered into a common stock purchase agreement (the “Purchase Agreement”) and a related registration rights agreement, dated as of May 15, 2026 (the “Registration Rights Agreement”), with Roth Principal Investments, LLC (“Roth Principal Investments”).

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Flux Power Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001493152-26-024036

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