Flux Power enters $40M common stock purchase agreement with Roth Principal Investments

Flux Power Holdings, Inc.

Up to $40M of common stock may be sold to Roth Principal Investments at Company's discretion over 36 months.
Pricing set at 3% discount (market open/intraday) or 5.25% discount (pre/post market) to VWAP.
Commitment fee of $800,000 (2% of commitment) paid from first sale proceeds.
Issuance limited to 19.99% of outstanding unless average price ≥ $1.2143 or stockholder approval obtained.
Roth Principal Investments is affiliate of Roth Capital Partners; Digital Offering engaged as QIU.

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