HWH International Inc. (HWH): Nasdaq/NYSE listing notice — HWH International receives Nasdaq deficiency notice for equity below $2.5M threshold

HWH International Inc.

Stockholders' equity of $2,078,220 as of March 31, 2026, below Nasdaq's required minimum of $2.5 million.
Company has until July 13, 2026 to submit a plan to regain compliance with Listing Rule 5550(b)(1).
If Nasdaq accepts plan, it may grant up to 180 days (until November 25, 2026) to cure the deficiency.
Company intends to submit a compliance plan, but no assurance of acceptance or eventual compliance.
No immediate effect on listing or trading; common stock continues on Nasdaq Capital Market.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

HWH International Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: stockholders equity
Rules: 5550(b)(1)

Exact text from the filing

May 29, 2026 HWH International Inc. (the “Company”) received a letter (the “Letter”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company was not in compliance with the minimum stockholders’ equity requirement for continued listing on the Nasdaq Capital Market, under Listing Rule 5550(b)(1) because the Company’s stockholders’ equity of $2,078,220 as reported in the Company’s Quarterly Report on Form 10-Q for the period ended March 31, 2026 was below the required minimum of $2.5 million, and because, as of May 29, 2026, the Company did

View on SEC.gov

5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

HWH International Inc. filing history →

Source: SEC EDGAR

accession 0001493152-26-026442

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.