HWH HWH International Inc.

CIK 0001897245 26 ready 8-Ks latest May 29, 2026, 5:21 PM ET RSS · JSON

Ready 8-Ks 26

Latest filing May 29, 2026, 5:21 PM ET

Top materiality 0.85

Event mix other_material ×13 · regulatory ×7 · m_and_a ×2

Sentiment 5 pos · 6 neg · 15 neu

Recent 8-K filings for HWH

Highest-materiality recent filing

HWH International signs $10M PIPE; sells 20M shares & warrants for 160M shares at $0.63

May 27, 2026, 4:55 PM ET other material materiality 0.85 neutral item 1.01 item 3.02 item 9.01

Purchaser Smart Dynamics to buy 20M shares and warrants for 160M shares at $0.63, exercisable immediately for 4 years.
Proceeds of $10M to be used for general working capital and to expand operations.

Read filing →

May 29, 2026, 5:21 PM ET regulatory materiality 0.75 negative item 3.01

HWH International receives Nasdaq deficiency notice for equity below $2.5M threshold

Stockholders' equity of $2,078,220 as of March 31, 2026, below Nasdaq's required minimum of $2.5 million.
May 27, 2026, 4:55 PM ET other material materiality 0.85 neutral item 1.01 item 3.02 item 9.01

HWH International signs $10M PIPE; sells 20M shares & warrants for 160M shares at $0.63

Purchaser Smart Dynamics to buy 20M shares and warrants for 160M shares at $0.63, exercisable immediately for 4 years.
May 7, 2026, 7:59 PM ET other material materiality 0.80 negative item 1.01 item 1.02 item 5.02 item 9.01

HWH enters $10M PIPE with warrants at $0.50/share; terminates Hapi Metaverse acquisition

Binding term sheet with Smart Dynamics: 20M shares at $0.50/share and 160M warrants at $0.63 exercise price, expiring in 4 years.
February 6, 2026, 6:59 PM ET M&A materiality 0.75 neutral item 1.01 item 2.03 item 3.02 item 9.01

HWH International to acquire 99.55% of Hapi Metaverse from parent Alset for $19.9M via convertible note

Purchase price $19.9M in convertible promissory note at $1.85 conversion price, 1% interest, 5-year term.
December 1, 2025, 6:59 PM ET leadership materiality 0.50 neutral item 5.02 item 9.01

HWH International awards CEO Chan Heng Fai 1M restricted shares as compensation

Board granted 1,000,000 restricted shares to Chairman & CEO Chan Heng Fai on Nov 26, 2025.
November 20, 2025, 6:59 PM ET other material materiality 0.15 neutral item 5.07 item 9.01

HWH International stockholders elect 5 directors, ratify auditor at annual meeting

All five nominees elected: Chan Heng Fai (5,102,960 for), Wong Tat Keung, William Wu, Wong Shui Yeung, Lim Sheng Hon Danny.
November 14, 2025, 6:59 PM ET other materiality 0.25 neutral item 1.01 item 5.03 item 9.01

HWH International reincorporates from Delaware to Nevada; stock symbol and name unchanged

Merger Agreement dated Nov 12, 2025. Effective time: Nov 14, 2025 at 11:00 PM ET.
October 8, 2025, 7:59 PM ET leadership materiality 0.70 neutral item 5.02 item 9.01

HWH International names Chairman Chan Heng Fai as CEO, replaces John Thatch

John 'JT' Thatch resigned as CEO effective October 3, 2025, with no disagreement with the company.
September 16, 2025, 7:59 PM ET M&A materiality 0.30 neutral item 1.01 item 2.01 item 9.01

HWH International sells 70% stake in Singapore café subsidiary for ~$171k

Sale of 70% of Alset F&B One to Alset International for S$218,941 (~$170,754); subsidiary operates a cafe in Singapore.
July 2, 2025, 7:59 PM ET other materiality 0.35 neutral item 4.01 item 9.01

HWH International dismisses Grassi & Co. as auditor, engages HTL International

Board dismissed Grassi as independent auditor on July 2, 2025; no adverse opinions or disagreements.
March 12, 2025, 7:59 PM ET regulatory materiality 0.40 positive item 8.01 item 9.01

HWH International regains Nasdaq minimum bid price compliance

Received Nasdaq compliance notice on March 10, 2025, for Rule 5550(a)(2).
February 20, 2025, 6:59 PM ET other material materiality 0.60 neutral item 3.03 item 5.03 item 8.01 item 9.01

HWH International announces 1-for-5 reverse stock split effective Feb 24, 2025

Reverse stock split at 1-for-5 ratio, effective at market open on February 24, 2025.
January 24, 2025, 6:59 PM ET regulatory materiality 0.50 positive item 8.01 item 9.01

HWH International regains Nasdaq compliance under Rule 5550(b)(1); subject to 1-year monitor

Received Nasdaq notice on Jan 23, 2025 confirming compliance with continued listing requirement.
January 10, 2025, 6:59 PM ET other material materiality 0.20 neutral item 5.03 item 9.01

HWH International amends charter to permit stockholder action by written consent

On January 8, 2025, HWH International amended Section 7.3 of its Certificate of Incorporation to allow stockholder action by majority written consent.
January 6, 2025, 6:59 PM ET other material materiality 0.50 neutral item 8.01 item 9.01

HWH closes public offering of ~3.16M shares and 1.25M pre-funded warrants for ~$1.76M

Offering of 3,162,500 shares at $0.40/share and 1,250,000 pre-funded warrants at $0.3999/warrant.
January 3, 2025, 6:59 PM ET other material materiality 0.60 neutral item 8.01 item 9.01

HWH International prices public offering of 3.16M shares & 1.25M pre-funded warrants at $0.40/share for $1.76M gross

3,162,500 shares at $0.40 each and 1,250,000 pre-funded warrants at $0.3999 each, each warrant exercisable at $0.0001.
December 27, 2024, 6:59 PM ET other material materiality 0.75 positive item 8.01 item 9.01

HWH raises $3.585M via stock sales to Alset; believes Nasdaq compliance regained

Nov 25 deal: 4,411,764 shares at $0.68 each, adding $3M to equity.
December 26, 2024, 6:59 PM ET other material materiality 0.50 neutral item 1.01 item 3.02 item 9.01

HWH International sells 1.3M shares to majority shareholder Alset at $0.45/sh, raising $585k

Alset Inc. buys 1,300,000 HWH common shares at $0.45/share, total $585,000.
December 12, 2024, 6:59 PM ET other material materiality 0.15 positive item 5.07 item 9.01

HWH shareholders approve written consent amendment, elect directors at annual meeting

Four directors elected: Chan Heng Fai (19,731,664 for), Wong Tat Keung, William Wu, Wong Shui Yeung (20,609 withheld).
November 26, 2024, 6:59 PM ET other material materiality 0.60 neutral item 1.01 item 3.02 item 9.01

HWH issues 4.4M shares to majority shareholder Alset at $0.68 for $3M

HWH sold 4,411,764 shares to Alset Inc. at $0.68/share for total proceeds of $3,000,000.
November 4, 2024, 6:59 PM ET other material materiality 0.20 neutral item 7.01 item 9.01

HWH International furnishes investor presentation slides; content not disclosed

CEO provided presentation to potential investors on Oct 30-31, 2024.
October 25, 2024, 7:59 PM ET regulatory materiality 0.85 positive item 3.01

Nasdaq Panel grants HWH International extension to transfer to Capital Market and regain compliance

MVPHS deficiency since Feb 22, 2024; failed to regain by Aug 20, 2024, leading to delisting notice.
September 25, 2024, 7:59 PM ET other material materiality 0.80 negative item 1.01 item 3.02 item 9.01

HWH converts ~$3.8M debt into 6.03M shares, diluting existing holders by 37.2%

Alset Inc. converts $300,000 debt into 476,190 shares; Alset International converts $3,501,759 into 5,558,347 shares.
September 11, 2024, 7:59 PM ET regulatory materiality 0.65 negative item 3.01

HWH International fails to regain Nasdaq MVLS compliance; appeal pending

MVLS remained below $50M minimum since March; 180-day cure period expired Sept 3.
September 9, 2024, 7:59 PM ET regulatory materiality 0.75 negative item 3.01

HWH receives Nasdaq bid price deficiency notice; 180-day cure period through Mar 3, 2025

HWH's common stock bid price below $1 for 30 consecutive business days.
August 29, 2024, 7:59 PM ET regulatory materiality 0.80 negative item 3.01

HWH International receives Nasdaq delisting notice for MVPHS deficiency

Nasdaq notified HWH on Aug 27 that its securities will be delisted from the Nasdaq Global Market for failing to maintain minimum $15M market value of publicly held shares.

Materiality & sentiment trend

Max materiality 0.85 · Median 0.60 · Most common event other_material

5 positive 6 negative 15 neutral

source · HWH on sec.gov