Netcapital receives Nasdaq exception; must file delinquent 10-K and 10-Q by Feb 9, 2027

Netcapital Inc.

Nasdaq granted the exception on Nov. 5, 2026 after reviewing Netcapital's submissions dated Oct. 22 and Oct. 23, 2026.
Delinquent reports are the FY2026 Form 10-K for the year ended April 30, 2026 and the Form 10-Q for the quarter ended July 31, 2026.
Nasdaq issued delinquency notices on Aug. 24, 2026 and Sept. 21, 2026 for noncompliance with Listing Rule 5250(c)(1).
If the filings are not made by Feb. 9, 2027, Nasdaq will notify Netcapital of delisting; the company may appeal to a Nasdaq Hearings Panel.
The Nasdaq letter has no immediate effect on the listing or trading of Netcapital's securities.

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