Ubiquiti Inc. (UI): Nasdaq/NYSE listing notice — Ubiquiti noncompliant with NYSE audit committee rule after director Sege's death

Ubiquiti Inc.

Director Ronald A. Sege, Board member since 2012, passed away on November 30, 2025.
Audit committee now has two independent directors, violating NYSE Section 303A.07(a) minimum of three.
Company notified NYSE on Dec 3 and received official non-compliance notice on Dec 4; expects to appoint replacement promptly.
At Dec 4 annual meeting, shareholders voted for Sege (posthumously) but seat remains vacant; KPMG ratification approved.

item 3.01 item 5.07

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Ubiquiti Inc. received a nyse noncompliance notice notice regarding audit committee (rules 303A.07(a), 10A-3, 303A.02).

Exchange: nyse
Notice: noncompliance notice
Deficiency: audit committee
Rules: 303A.07(a), 10A-3, 303A.02

Exact text from the filing

December 4, 2025, the Company received official notice of non-compliance from the NYSE with respect to this deficiency. The Company expects to appoint, as soon as practicable, an additional member to the Board and audit committee who meets the independence requirements of Rule 10A-3 under the Securities Exchange Act of 1934, as amended, and Section 303A.02 of the Listed Company Manual. Upon appointing such new member of the Board and the audit committee, the Company will regain compliance with Section 303A.07(a) of the Listed Company Manual.

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Ubiquiti Inc. filing history →

Source: SEC EDGAR

accession 0001511737-25-000083

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