SWK Holdings appoints Adam Rice as CFO, promotes Courtney Baker to Controller

SWK Holdings Corp

Adam Rice appointed CFO effective July 3, 2024; also named principal financial and accounting officer.
Rice's compensation: $302,500 base salary, 60% cash bonus target, $100,000 restricted stock grant vesting over 4 years.
Courtney Baker promoted from Assistant Controller to Controller, effective immediately.
Rice brings 18+ years of finance leadership; previously CFO of Park Cities Asset Management.

item 5.02 item 9.01

Executive movements

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Appointed

Adam Rice

Chief Financial Officer

SWKHL · SWK Holdings Corp

Effective: 2024-07-03
Filed: July 8, 2024, 7:59 PM ET

On July 8, 2024, SWK Holdings, Inc. (the “Company”) announced that on July 3, 2024, the Board of Directors (the “Board”) of the Company, appointed Adam Rice as Chief Financial Officer of the Company, effective as of July 3, 2024.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Adam Rice was appointed as Chief Financial Officer at SWK Holdings Corp.

Action: appointed
Role: Chief Financial Officer

Exact text from the filing

On July 8, 2024, SWK Holdings, Inc. (the “Company”) announced that on July 3, 2024, the Board of Directors (the “Board”) of the Company, appointed Adam Rice as Chief Financial Officer of the Company, effective as of July 3, 2024.

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SWK Holdings Corp filing history →

Source: SEC EDGAR

accession 0001552781-24-000394

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