BATTALION OIL CORP (BATL): Nasdaq/NYSE listing notice — Battalion Oil receives NYSE American acceptance of compliance plan; trading continues under exception

BATTALION OIL CORP

NYSE American accepted Battalion's compliance plan on Aug 19, 2025, granting a deadline of Nov 30, 2026 to regain compliance.
Noncompliance stems from Sections 1003(a)(i) and (ii): insufficient stockholders' equity relative to losses.
Common stock (BATL) continues trading on NYSE American under an exception during the plan period.
If Battalion fails to make progress consistent with the plan, delisting procedures may be initiated.
Management expresses confidence in executing the plan and restoring compliance.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

BATTALION OIL CORP received a nyse_american extension granted notice regarding stockholders equity (rules 1003(a)(i), 1003(a)(ii)).

Exchange: nyse american
Notice: extension granted
Deficiency: stockholders equity
Rules: 1003(a)(i), 1003(a)(ii)

Exact text from the filing

August 19, 2025, Battalion Oil Corporation (the “ Company ”) received a letter (the “ Acceptance Letter ”) from NYSE American LLC (the “ NYSE American ”) notifying the Company that its plan of compliance (the “ Plan ”) has been accepted. The Plan outlines actions the Company intends to take to regain compliance with the continued listing standards of the NYSE American. As previously disclosed, the Company received a notice from NYSE American on May 30, 2025, stating that it was not in compliance with Sections 1003(a)(i) and 1003(a)(ii) of the NYSE American Company Guide (the “ Company Guide ”)

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BATTALION OIL CORP filing history →

Source: SEC EDGAR

accession 0001558370-25-011754

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