NewtekOne enters ATM equity distribution agreement for up to 3M shares

NewtekOne, Inc.

Agreement dated Nov 17, 2023 allows sale of up to 3,000,000 shares of common stock in ATM offerings.
Placement agents include Keefe Bruyette & Woods, B. Riley Securities, Compass Point, Ladenburg Thalmann, Raymond James, and UBS Securities.
Shares will be offered under existing shelf registration statement and prospectus supplement dated Nov 17, 2023.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

NewtekOne, Inc. entered into Equity Distribution Agreement with the several placement agents named in Schedule A valued at up to 3,000,000 shares (effective 2023-11-17).

Action: entry
Agreement: atm program
Counterparty: the several placement agents named in Schedule A
Value: up to 3,000,000 shares
Effective: 2023-11-17

Exact text from the filing

On November 17, 2023, NewtekOne entered into an Equity Distribution Agreement, dated November 17, 2023 (the “Equity Distribution Agreement”), by and among the Company and the several placement agents named in Schedule A thereto

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NewtekOne, Inc. filing history →

Source: SEC EDGAR

accession 0001587987-23-000233

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