Troika Media Group, Inc.: Nasdaq/NYSE listing notice — Troika receives Nasdaq delisting notice for late 10-Q; debt waiver extended to Nov 29

Troika Media Group, Inc.

Nasdaq notified Troika on Nov 17, 2023 of non-compliance for failure to file Q3 10-Q; 60 days to submit compliance plan.
Blue Torch extended the limited waiver of debt covenant defaults from Nov 17 to Nov 29, 2023 (sixth amendment).
Company acknowledges failure to make September 2023 P&I payment; aggregate debt principal $78.5M as of Sept 29.
If no further waiver, lenders can exercise remedies under the Financing Agreement.
Troika stock (TRKA) and warrants (TRKAW) trade on Nasdaq Capital Market.

item 3.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.98

Troika Media Group, Inc. received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

November 17, 2023, Troika Media Group, Inc. (the “Company”) received a delinquency notification letter from Nasdaq stating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) because it had not timely filed its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 (the “Form 10-Q”). According to the letter from Nasdaq, the Company must submit a plan of compliance (the “Plan”) within sixty (60) days addressing how it intends to regain compliance with Nasdaq’s listing rules or otherwise file the Form 10-Q before the expiration of such sixty (60) day period

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Source: SEC EDGAR

accession 0001628280-23-039638

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