secwatch / observer
8-K filed November 12, 2025, 6:59 PM ET ticker INV CIK 0002001557
debt confidence high sentiment neutral materiality 0.65

Innventure issues $5M convertible debenture to Yorkville; total $15M facility drawn

Innventure, Inc.

item 1.01item 2.03item 3.02item 9.01

Machine-readable event card

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0002001557
company_name
Innventure, Inc.
filed_at
2025-11-12T23:59:59+00:00
discovered_at
2026-05-14T18:02:41.261321+00:00
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2026-05-16T21:48:01.888402+00:00
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confidence
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https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/0001628280-25-051586-index.htm
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https://www.sec.gov/Archives/edgar/data/2001557/000162828025051586/innv-20251112.htm
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JSON Markdown Plain text

Source-grounded claims

44d74a567d68e6d287328c1e70e82abf81ad57f8

Innventure, Inc. incurred convertible notes of $5,000,000 with YA II PN, Ltd. (Yorkville) at annual rate of 5.0%, unless an event of default occurs and remains uncured, upon maturing September 15, 2026.

On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).

SEC 8-K Item 2.03/2.04 confidence 0.9 SEC evidence

Comparable filings

EMAT

EMAT secures $100M convertible debenture facility from Yorkville; first $20M tranche issued

Evolution Metals & Technologies Corp. May 11, 2026, 7:59 PM ET debt Items 1.01, 2.03, 3.02, 7.01, 9.01

same fact type: debt_financing same SEC item: 1.01, 2.03, 3.02, 9.01 same event type: debt similar materiality

This filing

On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).

Comparable filing

The first Convertible Debenture (the “First Debenture”) in the principal amount of $20,000,000 was issued on May 7, 2026.

Filing page SEC filing

TBH

Brag House issues $2.5M convertible notes at 25% OID; proceeds for House of Doge merger

Brag House Holdings, Inc. May 8, 2026, 7:59 PM ET debt Items 1.01, 2.03, 3.02, 9.01

same fact type: debt_financing same SEC item: 1.01, 2.03, 3.02, 9.01 same event type: debt similar materiality

This filing

On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).

Comparable filing

The issuance of the Notes in the aggregate original principal amount of $2,500,000 constitutes the creation of a direct financial obligation of the Company. The Notes bear interest at 12.0% per annum, mature on February 4, 2027

Filing page SEC filing

KNX

Knight-Swift closes $1.5B convertible note offering at 1.00% due 2031; proceeds used to repay term loans and revolver

Knight-Swift Transportation Holdings Inc. May 8, 2026, 7:59 PM ET debt Items 1.01, 2.03, 3.02, 8.01, 9.01

same fact type: debt_financing same SEC item: 1.01, 2.03, 3.02, 9.01 same event type: debt similar materiality

This filing

On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).

Comparable filing

On May 8, 2026, Knight-Swift Transportation Holdings Inc. (the "Company") completed its previously announced private offering (the "Offering") of $1.5 billion aggregate principal amount of 1.00% Convertible Senior Notes due 2031

Filing page SEC filing

OCGN

Ocugen completes $115M convertible note offering at 6.75%, repays Avenue loan

Ocugen, Inc. May 7, 2026, 7:59 PM ET debt Items 1.01, 1.02, 2.02, 2.03, 3.02, 9.01

same fact type: debt_financing same SEC item: 1.01, 2.03, 3.02, 9.01 same event type: debt similar materiality

This filing

On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).

Comparable filing

On May 7, 2026, Ocugen, Inc. (the “Company”) completed its previously announced private offering (the “offering”) of $115.0 million aggregate principal amount of 6.75% Convertible Senior Notes due 2034 (the “notes”).

Filing page SEC filing

HR

HR subsidiary issues $700M 3.00% exchangeable senior notes due 2032

Healthcare Realty Trust Inc May 7, 2026, 7:59 PM ET debt Items 1.01, 2.03, 3.02, 9.01

same fact type: debt_financing same SEC item: 1.01, 2.03, 3.02, 9.01 same event type: debt similar materiality

This filing

On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).

Comparable filing

issued $700,000,000 aggregate principal amount of its 3.00% Exchangeable Senior Notes due 2032

Filing page SEC filing

LXRX

Lexicon secures $100M loan facility from Hercules Capital; $55M funded at closing

LEXICON PHARMACEUTICALS, INC. May 6, 2026, 7:59 PM ET debt Items 1.01, 2.03, 3.02, 7.01, 9.01

same fact type: debt_financing same SEC item: 1.01, 2.03, 3.02, 9.01 same event type: debt similar materiality

This filing

On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).

Comparable filing

On May 4, 2026, Lexicon Pharmaceuticals, Inc. (" Lexicon ") and its subsidiaries entered into a loan and security agreement with Hercules Capital, Inc. and certain of its affiliates (" Hercules ") that provides up to $100 million in borrowing capacity (the " Hercules Term Loans ") available in three tranches, each maturing in May 2030.

Filing page SEC filing

FMHS

Farmhouse issues $2.22M convertible note to Axiom; net cash $884k for Bitcoin/Gold treasury

FARMHOUSE, INC. /NV May 6, 2026, 7:59 PM ET debt Items 1.01, 2.03, 3.02, 7.01, 9.01

same fact type: debt_financing same SEC item: 1.01, 2.03, 3.02, 9.01 same event type: debt similar materiality

This filing

On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).

Comparable filing

On May 4, 2026, the Company issued a Convertible Promissory Note (the “Note”) to Axiom Holdings Group LLC (the “Investor”) with an original principal amount of $2,222,222, reflecting gross proceeds of $2,000,000 and a ten percent (10%) original issue discount.

Filing page SEC filing

AMKR

Amkor issues $1.15B zero-coupon convertible notes due 2031; enters capped call transactions

AMKOR TECHNOLOGY, INC. May 5, 2026, 7:59 PM ET debt Items 1.01, 2.03, 3.02, 9.01

same fact type: debt_financing same SEC item: 1.01, 2.03, 3.02, 9.01 same event type: debt similar materiality

This filing

On November 12, 2025, the Company issued a Convertible Debenture to Yorkville with a principal amount of $5,000,000 (the “Fourth Convertible Debenture”).

Comparable filing

On May 5, 2026, Amkor Technology, Inc. (the “Company”) issued $1,150,000,000 aggregate principal amount of its 0.00% Convertible Senior Notes due 2031 (the “Notes”).

Filing page SEC filing

Source: SEC EDGAR
accession 0001628280-25-051586
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