SHF Holdings, Inc. (SHFS): Nasdaq/NYSE listing notice — SHF Holdings regains bid price compliance but faces new Nasdaq equity deficiency

SHF Holdings, Inc.

On April 1, Nasdaq notified SHF Holdings of imminent delisting for bid price non-compliance; hearing deadline April 8.
On April 7, Nasdaq confirmed bid price compliance regained for 10 consecutive business days above $1.00.
Also on April 7, Nasdaq cited non-compliance with $2.5M minimum shareholders' equity requirement as of Dec 31, 2024.
Company has 45 days to submit a compliance plan; no assurance Nasdaq will accept it.
Risk of delisting persists if equity deficiency unresolved; SHFS and SHFSW trade on Nasdaq.

item 3.01 item 7.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

SHF Holdings, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 5550(a)(2)

Exact text from the filing

on April 10, 2025, a Form 25-NSE will be filed with the SEC, which will remove the Company’s securities from listing and registration on The Nasdaq Stock Market. On April 7, 2025, the Company received a letter from Nasdaq indicating that the Company was not in compliance with Nasdaq’s Listing Rule 5550(b)(1) because the Company’s shareholders’ equity for the year ended December 31, 2024, as reported in the Company’s Current Report on Form 8-K on April 1, 2025, was below the minimum shareholders’ equity requirement of $2,500,000 (the “Shareholders’ Equity Requirement”). The Notice had no immed

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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

SHF Holdings, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: stockholders equity
Rules: 5550(b)(1)

Exact text from the filing

April 7, 2025, the Company received a letter from Nasdaq indicating that the Company was not in compliance with Nasdaq’s Listing Rule 5550(b)(1) because the Company’s shareholders’ equity for the year ended December 31, 2024, as reported in the Company’s Current Report on Form 8-K on April 1, 2025, was below the minimum shareholders’ equity requirement of $2,500,000 (the “Shareholders’ Equity Requirement”). The Notice had no immediate effect on the Company’s continued listing on Nasdaq, subject to the Company’s compliance with the other continued listing requirements. In accordance with Nasdaq

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SHF Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001641172-25-003018

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