secwatch / observer
8-K filed February 21, 2025, 6:59 PM ET ticker LPTH CIK 0000889971
M&A confidence high sentiment positive materiality 0.90

LIGHTPATH TECHNOLOGIES INC (LPTH): M&A transaction — LightPath Technologies Closes Acquisition of G5 Infrared and Concurrent Financing

LIGHTPATH TECHNOLOGIES INC

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Thomas Ellis

Class II Director
LPTH · LIGHTPATH TECHNOLOGIES INC
Effective
2025-02-18
Filed
February 21, 2025, 6:59 PM ET
effective upon the Closing Date, the Company’s Board of Directors has appointed Thomas Ellis, an affiliate of the Lead Investor (as defined in the Securities Purchase Agreement), to serve as a Class II Director until his successor is duly elected and qualified or until his death, resignation, or removal.

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.9

LIGHTPATH TECHNOLOGIES INC incurred convertible notes of $5,195,205.

Instrument
convertible notes
Principal
$5,195,205
Event
incurrence
Exact text from the filing
senior secured promissory notes in the aggregate principal amount of $5,195,205 (the “Notes”)
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Thomas Ellis was appointed as Class II Director at LIGHTPATH TECHNOLOGIES INC.

Action
appointed
Role
Class II Director
Exact text from the filing
effective upon the Closing Date, the Company’s Board of Directors has appointed Thomas Ellis, an affiliate of the Lead Investor (as defined in the Securities Purchase Agreement), to serve as a Class II Director until his successor is duly elected and qualified or until his death, resignation, or removal.
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.4

LIGHTPATH TECHNOLOGIES INC: Material terms of Certificate of Designation described by reference; no substantive details provided in excerpt.

Change
charter amendment
Exact text from the filing
The material terms of the Certificate of Designation were described in Item 1.01 of the Prior Report, which description is incorporated herein by reference and is qualified in its entirety by reference to the full text of the Certificate of Designations, a copy of which is included as Exhibit 3.1 to this Current Report on Form 8-K and incorporated by reference into this Item 5.03.
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M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

LIGHTPATH TECHNOLOGIES INC completed an acquisition involving G5 Infrared, LLC (closed 2025-02-18).

Action
acquisition
Counterparty
G5 Infrared, LLC
Closing
2025-02-18
Exact text from the filing
On February 18, 2025, the Company completed the Transaction (the “Closing Date”).
View on SEC.gov

10 debt financings filed in the last 30 days. Browse all debt financings →

LIGHTPATH TECHNOLOGIES INC filing history →

Source: SEC EDGAR
accession 0001654954-25-001795
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