NeOnc Technologies raises up to $5M via Series A Convertible Preferred Stock

NEONC TECHNOLOGIES HOLDINGS, INC.

Up to $5M of Series A Convertible Preferred Stock sold at $833.34/share to accredited investors in private placement.
Conversion price set at 80% of lowest closing price over prior 5 trading days, subject to $1.00 floor; 4.99% beneficial ownership limit.
Company may redeem shares within 4 months (extendable twice, +$50/share per extension); if not redeemed, conversion activates and $166.67 added to stated value.
Certificate of Designation filed with Delaware authorizing 6,000 shares with senior liquidation preference over common stock.
Securities issued exempt under Section 4(a)(2) and Regulation D; registration rights granted for resale of conversion shares.

item 1.01 item 3.02 item 3.03 item 5.03 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.9

NEONC TECHNOLOGIES HOLDINGS, INC. issued up to 6,000 shares of preferred stock to certain accredited investors for $833.34 per share.

Security: preferred stock
Shares: up to 6,000 shares
Purchaser: certain accredited investors
Consideration: $833.34 per share

Exact text from the filing

of its Series A Convertible Preferred Stock (the “Series A Preferred Stock”) in a private placement. The Series A Preferred Stock will be issued at a purchase price of $833.34 per share, with up to 6,000 shares authorized for issuance. The transactions contemplated by the Purchase Agreement are expected to close upon the satisfaction of customary

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Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

NEONC TECHNOLOGIES HOLDINGS, INC.: Amended Certificate of Incorporation to designate Series A Preferred Stock (effective 2026-06-10).

Change: charter amendment
Effective: 2026-06-10

Exact text from the filing

On June 10, 2026, the Company amended its Certificate of Incorporation by filing the Certificate of Designations, Preferences and Rights of the Series A Preferred Stock (the “Certificate of Designation”) with the Secretary of State of the State of Delaware, which authorized the Series A Preferred Stock with such preferences and rights as set forth in the Certificate of Designation.

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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

NEONC TECHNOLOGIES HOLDINGS, INC. entered into Purchase Agreement with certain accredited investors valued at $5,000,000 (effective 2026-06-10).

Action: entry
Agreement: equity purchase
Counterparty: certain accredited investors
Value: $5,000,000
Effective: 2026-06-10

Exact text from the filing

On June 10, 2026, NeOnc Technologies Holdings, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Purchase Agreement”) with certain accredited investors (the “Investors”), pursuant to which the Company agreed to issue and sell up to an aggregate of $5,000,000 of its Series A Convertible Preferred Stock (the “Series A Preferred Stock”) in a private placement.

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226 equity issuances filed in the last 30 days. Browse all equity issuances →

NEONC TECHNOLOGIES HOLDINGS, INC. filing history →

Source: SEC EDGAR

accession 0001829126-26-006400

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