Nauticus Robotics issues 3,814 Series C preferred shares in exchange for existing convertible debt

Nauticus Robotics, Inc.

On Dec 3, 2025, Nauticus exchanged portions of secured convertible term loans and senior secured debentures due 2026 for 3,814 Series C preferred shares.
Three institutional investors participated in the exchange, which closed on December 3, 2025.
Series C preferred stock issued under exemption from registration per Section 3(a)(9) of the Securities Act.
Certificate of Designations for Series C preferred filed with Delaware Secretary of State.

item 1.01 item 5.03 item 3.02 item 3.03 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Nauticus Robotics, Inc.: Filed Certificate of Designation for Series C Convertible Preferred Stock to create a new series of preferred stock in connection with exchange agreements with institutional investors (effective 2025-12-03).

Change: charter amendment
Effective: 2025-12-03

Exact text from the filing

On December 3, 2025, the Company filed a certificate of designations with respect to the Series C Preferred Stock with the Secretary of State of the State of Delaware, and the Company and three (3) institutional investors closed the Exchange.

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Nauticus Robotics, Inc. filing history →

Source: SEC EDGAR

accession 0001849820-25-000304

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