Loyalty Ventures Inc.: Nasdaq/NYSE listing notice — Loyalty Ventures files Chapter 11; Nasdaq to delist stock effective March 30

Loyalty Ventures Inc.

Filed Chapter 11 petition on March 10, 2023 in Southern District of Texas (Case No. 23-90111).
Nasdaq delisting notice received same day; trading suspended March 17, delisting effective March 30.
Company will not appeal; stock may trade on Pink Open Market but no assurance of liquidity.
Bankruptcy court entered interim order restricting stock transfers >4.5% beneficial ownership to preserve NOL tax attributes.
Transaction Support Agreement signed with consenting stakeholders; joint administration with Canadian CCAA proceeding.

item 3.01 item 3.03 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.82

Loyalty Ventures Inc. received a nasdaq delisting notice notice regarding other (rules IM-5101-1, 5110(b)).

Exchange: nasdaq
Notice: delisting notice
Rules: IM-5101-1, 5110(b)

Exact text from the filing

e Loyalty Ventures Inc., et al. , Case No. 23-90111 (CML). On March 10, 2023, the Company received a letter (the “ Delisting Notice ”) from the listing qualifications department staff of The Nasdaq Stock Market (“ Nasdaq ”) notifying the Company that, in accordance with Nasdaq Listing Rules 5101, 5110(b), and IM-5101-1, the staff of Nasdaq has determined that the Company’s common stock, par value $0.01 per share (the “ Common Stock ”) will be delisted from Nasdaq. In the Delisting Notice, the staff of Nasdaq referenced the Chapter 11 Cases and associated public interest concerns raised by it

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Source: SEC EDGAR

accession 0001870997-23-000016

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