APPLIED OPTOELECTRONICS, INC. — fact timeline

APPLIED OPTOELECTRONICS, INC. amended credit facility of up to RMB 500,000,000 with Shanghai Pudong Development Bank Co., Ltd. maturing May 21, 2027.

“On June 11, 2026, Global Technology, Inc. (“Global Technology”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a one-year credit line agreement with Shanghai Pudong Development Bank Co., Ltd. in Ningbo City, China (the “Bank”), pursuant to which the Bank agreed to provide Global Technology with a credit line in an aggregate amount of up to RMB 500,000,000 (the “Credit Line”).”

APPLIED OPTOELECTRONICS, INC. amended Credit Line with Shanghai Pudong Development Bank Co., Ltd. in Ningbo City, China valued at RMB 500,000,000 (effective 2026-06-11).

“On June 11, 2026, Global Technology, Inc. (“Global Technology”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a one-year credit line agreement with Shanghai Pudong Development Bank Co., Ltd. in Ningbo City, China (the “Bank”), pursuant to which the Bank agreed to provide Global Technology with a credit line in an aggregate amount of up to RMB 500,000,000 (the “Credit Line”).”

APPLIED OPTOELECTRONICS, INC. shareholders approved To approve the adjournment of the Annual Meeting to a later date, if necessary or appropriate.

“Proposal No. 6: To approve the adjournment of the Annual Meeting to a later date, if necessary or appropriate. For Against Abstain 47,987,329 3,100,990 286,764”

APPLIED OPTOELECTRONICS, INC. shareholders approved To approve the 2026 Equity Incentive Plan.

“Proposal No. 5: To approve the 2026 Equity Incentive Plan. For Against Abstain Broker Non-Votes 34,862,167 3,780,336 252,605 12,479,975”

APPLIED OPTOELECTRONICS, INC. shareholders approved To approve the amendment of the Company’s Amended and Restated Certificate of Incorporation, as amended, to clarify the voting standard that applies to certain future amendments.

“Proposal No. 4: To approve the amendment of the Company’s Amended and Restated Certificate of Incorporation, as amended, to clarify the voting standard that applies to certain future amendments. For Against Abstain 38,486,404 305,242 103,462”

APPLIED OPTOELECTRONICS, INC. shareholders approved To approve on an advisory basis, the compensation of the Company’s named executive officers, or the “say-on-pay” vote.

“Proposal No. 3: To approve on an advisory basis, the compensation of the Company’s named executive officers, or the “say-on-pay” vote. For Against Abstain Broker Non-Votes 38,001,385 672,239 221,484 12,479,975”

APPLIED OPTOELECTRONICS, INC. shareholders approved To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 at the 2026-12-31 meeting.

“Proposal No. 2: To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026. For Against Abstain 51,297,379 38,044 39,660”

APPLIED OPTOELECTRONICS, INC. shareholders approved Election of two Class I Directors.

“Proposal No. 1: Election of two Class I Directors. For Withheld Broker Non-Votes Che-Wei Lin 35,667,619 3,227,489 12,479,975 Robert (Bob) Flanagan 37,970,404 924,704 12,479,975”

APPLIED OPTOELECTRONICS, INC. entered into Equity Distribution Agreement with Raymond James & Associates, Inc. and Needham & Company, LLC valued at up to $600 million (effective 2026-05-14).

“On May 14, 2026, Applied Optoelectronics, Inc. (the “Company”) entered into an Equity Distribution Agreement (the “Agreement”) with Raymond James & Associates, Inc. and Needham & Company, LLC (collectively, the “Sales Agents”) pursuant to which the Company may issue and sell shares of the Company’s common stock, par value $0.001 per share (the “Shares”) having an aggregate offering price of up to $600 million from time to time through the Sales Agents.”

APPLIED OPTOELECTRONICS, INC. entered into Leases with Hightower Phase I Owner, LLC (effective 2026-05-08).

“On May 8, 2026, Applied Optoelectronics, Inc. (the "Company") entered into three separate lease agreements (each, a "Lease" and collectively, the "Leases") with Hightower Phase I Owner, LLC, a Delaware limited liability company (the "Landlord"), for three industrial buildings located in Houston, Texas ("Building 1," "Building 2," and "Building 3").”

APPLIED OPTOELECTRONICS, INC. engaged PricewaterhouseCoopers LLP as its auditor.

“Grant Thronton was previously engaged to perform a review of the Company’s consolidated financial statements for the quarter ending March 31, 2026.”

APPLIED OPTOELECTRONICS, INC. dismissed Grant Thornton LLP as its auditor.

“on May 4, 2026, the Committee approved the dismissal of Grant Thornton as the Company’s independent registered public accounting firm.”

APPLIED OPTOELECTRONICS, INC. reported first quarter ended March 31, 2026 results: revenue GAAP revenue was $151.1 million, net income GAAP net loss was $14.3 million, or $0.19 per basic share.

“ability to execute on our ambitious growth plans, while ensuring reliability, quality, and a dedication to excellence.” First Quarter 2026 Financial Summary · GAAP revenue was $151.1 million, compared with $99.9 million in the first quarter of 2025 and $134.3 million in the fourth quarter of 2025. · GAAP gross margin was 29.1%, compared with 30.6% in the first”

APPLIED OPTOELECTRONICS, INC. entered into Purchase Agreement with SRPF D/Kirby Industrial, L.P. valued at $58,428,612.00 (effective 2026-04-07).

“On April 7, 2026, Applied Optoelectronics, Inc. (the “Company”) entered into a Purchase and Sale Agreement (the “Purchase Agreement”) with SRPF D/Kirby Industrial, L.P. (the “Seller”), pursuant to which the Company agreed to acquire from the Seller certain real property and improvements located at 14621 Kirby Drive, Pearland, Texas 77047 and 11555 North Spectrum Boulevard, Pearland, Texas 77047, consisting of approximately 388,133 square feet in the aggregate, together with certain related personal property, intangible personal property, and assignable contract rights relating thereto (collectively, the “Property”).”

APPLIED OPTOELECTRONICS, INC. amended Amendment No. 1 to the Equity Distribution Agreement with Raymond James & Associates, Inc. and Needham & Company, LLC valued at $500 million (effective 2026-03-12).

“On March 12, 2026, Applied Optoelectronics, Inc. (the “Company”) entered into Amendment No. 1 to the Equity Distribution Agreement (the “Amendment”) with Raymond James & Associates, Inc. and Needham & Company, LLC (collectively, the “Sales Agents”), amending the Equity Distribution Agreement dated as of February 26, 2026 among the Company and the Sales Agents (the “Original Agreement” and, together with the Amendment, the “Agreement”).”

APPLIED OPTOELECTRONICS, INC. entered into Design-Build Agreement with LCC3 Solution Inc. valued at approximately $30,885,000 (effective 2026-02-13).

“On February 27, 2026, Applied Optoelectronics, Inc. (the “Company”) executed a Standard Form of Agreement Between Owner and Design-Builder (AIA Document A141–2024), together with the related Exhibits Package (collectively, the “Design-Build Agreement”), with LCC3 Solution Inc. (the “Design-Builder”), effective as of February 13, 2026”

APPLIED OPTOELECTRONICS, INC. entered into Lease Agreement with Blue Ridge Commerce Center West LLC valued at $3,078,560.00 (effective 2026-02-10).

“On February 23, 2026, Applied Optoelectronics, Inc. (the “Company”) entered into a Lease Agreement (the “Lease”) with Blue Ridge Commerce Center West LLC (the “Landlord”), effective as of February 10, 2026, pursuant to which the Company will lease approximately 153,928 rentable square feet of space (the “Premises”) in Building #3, located at 16851 Blue Ridge Commerce Dr., Houston, Texas 77489 (the “Building”).”

APPLIED OPTOELECTRONICS, INC. incurred lease obligation of Lease obligation for 153,928 rentable square feet with base rent abated first 5 months, then $5.16/sqft annualized for m with Blue Ridge Commerce Center West LLC at Not specified maturing 130 months from February 10, 2026.

“(the “Company”) entered into a Lease Agreement (the “Lease”) with Blue Ridge Commerce Center West LLC (the “Landlord”), effective as of February 10, 2026, pursuant to which the Company will lease approximately 153,928 rentable square”

APPLIED OPTOELECTRONICS, INC. entered into Equity Distribution Agreement with Raymond James & Associates, Inc. and Needham & Company, LLC valued at up to $250 million (effective 2026-02-26).

“On February 26, 2026, Applied Optoelectronics, Inc. (the “Company”) entered into an Equity Distribution Agreement (the “Agreement”) with Raymond James & Associates, Inc. and Needham & Company, LLC (collectively, the “Sales Agents”) pursuant to which the Company may issue and sell shares of the Company’s common stock, par value $0.001 per share (the “Shares”) having an aggregate offering price of up to $250 million from time to time through the Sales Agents.”

APPLIED OPTOELECTRONICS, INC. entered into Credit Facility with Taishin International Bank valued at NT$100,000,000 line of credit and a US$2,000,000 line of credit (effective 2025-11-27).

“On November 27, 2025, Prime World International Holdings, Ltd. (“Prime World”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a credit facility with Taishin International Bank in Taiwan (the “Bank”), consisting of a NT$100,000,000 line of credit (the “NT$100M Credit Line”) and a US$2,000,000 line of credit (the “US$2M Credit Line", collectively, with the NT$100M Credit Line, the “Credit Facility”).”

APPLIED OPTOELECTRONICS, INC. incurred credit facility of NT$100,000,000 line of credit and a US$2,000,000 line of credit with Taishin International Bank at approximately 2.5% maturing from November 27, 2025 through October 31, 2026.

“On November 27, 2025, Prime World International Holdings, Ltd. (“Prime World”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a credit facility with Taishin International Bank in Taiwan (the “Bank”), consisting of a NT$100,000,000 line of credit (the “NT$100M Credit Line”) and a US$2,000,000 line of credit (the “US$2M Credit Line”, collectively, with the NT$100M Credit Line, the “Credit Facility”).”

APPLIED OPTOELECTRONICS, INC. incurred lease obligation with International Games System Co., Ltd. maturing October 31, 2040.

“On October 28, 2025, Prime World International Holdings Ltd. (“Prime World”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a new Premise Lease Agreement (the “Lease Agreement”) with International Games System Co., Ltd. (the “Lessor”).”

APPLIED OPTOELECTRONICS, INC. incurred revolving credit of $35 million with BOKF, NA dba BOK Financial at Term Secured Overnight Financing Rate (SOFR) plus 0.10% and the Applicable Margi maturing three-year.

“On July 31, 2025, Applied Optoelectronics, Inc. (the “Company”) entered into a Loan and Security Agreement (the “Credit Facility”) with BOKF, NA dba BOK Financial, as agent for secured parties. The Credit Facility provides the Company with a three-year, $35 million revolving line of credit.”

APPLIED OPTOELECTRONICS, INC. incurred revolving credit of 250,000,000 RMB with Shanghai Pudong Development Bank Co., Ltd., in Ningbo City, China maturing July 29, 2030.

“On July 29, 2025, Global Technology, Inc. (“Global Technology”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a five-year revolving credit line agreement, totaling 250,000,000 RMB (the “Credit Line”)”

APPLIED OPTOELECTRONICS, INC. incurred credit facility of 82,000,000 RMB with Shanghai Pudong Development Bank Co., Ltd. at equal to the Bank's published twelve (12) month prime loan rate, minus 0.4% maturing July 18, 2026.

“On July 18, 2025, Global Technology, Inc. (“Global Technology”), a wholly owned subsidiary of Applied Optoelectronics, Inc. entered into a one-year credit facility totaling 82,000,000 RMB (the “Credit Facility”), with Shanghai Pudong Development Bank Co., Ltd., in Ningbo City, China (the “Bank”).”

APPLIED OPTOELECTRONICS, INC. incurred revolving credit of 162,260,000 RMB with China Construction Bank Co., Ltd. at commercial banking interest rate effective on the day of the applicable draw maturing June 26, 2030.

“On June 26, 2025, Global Technology, Inc. ( “Global Technology”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a five-year revolving credit line agreement, totaling 162,260,000 RMB (the “Credit Line”), as well as a related security agreement (the “Security Agreement”), with China Construction Bank Co., Ltd., in Ningbo City, China ( the “Bank”).”

APPLIED OPTOELECTRONICS, INC. incurred credit facility of 96,800,000 RMB with China Construction Bank at the Bank’s published twelve (12) month prime loan rate, minus 0.05% maturing June 16, 2026.

“On June 12, 2025, Global Technology, Inc. (“Global Technology”), a wholly owned subsidiary of Applied Optoelectronics, Inc. entered into a one-year credit facility totaling 96,800,000 RMB (the “Credit Facility”), with China Construction Bank, in Ningbo City, China ( the “CCB Bank”).”

APPLIED OPTOELECTRONICS, INC.: Approved amendment to Amended and Restated Certificate of Incorporation to increase authorized shares of common stock from 80,000,000 to 120,000,000 and total authorized capital stock from 85,000,000 to 125,000,000 (effective 2025-06-12).

“Applied Optoelectronics, Inc. (the “Company”) held an Annual Meeting of Stockholders on June 12, 2025 (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation (the “Certificate of Incorporation”) to increase the number of authorized shares of the Company’s common stock, $0.001 par value per share, from 80,000,000 to 120,000,000, and the total number of authorized shares of the Company’s capital stock of all classes from 85,000,000 to 125,000,000 (the “Share Increase Amendment”). The Share Increase Amendment was effected pursuant to a Certificate of Amendment of the Certificate of Incorporation (the “Certificate of Amendment”) filed with the Secretary of State of the State of Delaware on June 12, 2025, which became effective upon filing.”

APPLIED OPTOELECTRONICS, INC. incurred lease obligation with San Ho Electric Machinery Industry Co., Ltd. maturing August 31, 2040.

“On June 7, 2025, Prime World International Holdings Ltd. (“Prime World”), a wholly owned subsidiary of Applied Optoelectronics, Inc., entered into a Land and Building Lease Agreement (the “Lease Agreement”) with San Ho Electric Machinery Industry Co., Ltd. (the “Lessor”), under which Prime World will lease a parcel of land”

APPLIED OPTOELECTRONICS, INC.: Reduced quorum for special meetings to one-third of voting power (effective 2025-04-02).

“On April 2, 2025, the Board of Directors of Applied Optoelectronics, Inc. (the “Company”) approved an amendment to the Company’s Amended and Restated By-laws (“Amendment No. 1 to the Amended and Restated By-laws”) to reduce the quorum needed for any special meeting of stockholders to one-third (33.33%) of the Company’s voting power of the issued and outstanding shares of capital stock of the Company entitled to vote thereat, present in person or represented by proxy.”

APPLIED OPTOELECTRONICS, INC. reported first quarter ended March 31, 2024 results: revenue $40.7 million, net income $23.2 million, EPS $0.60 per basic share.

“drivers remain strong across our end markets and we believe we are well positioned to capitalize on these opportunities.” First Quarter 2024 Financial Summary · GAAP revenue was $40.7 million, compared with $53.0 million in the first quarter of 2023 and $60.5 million in the fourth quarter of 2023. · GAAP gross margin was 18.7%, compared with 17.4% in the first quarter”

APPLIED OPTOELECTRONICS, INC. entered into Equity Distribution Agreement with Raymond James & Associates, Inc. valued at up to $25 million (effective 2024-03-13).

“On March 13, 2024, Applied Optoelectronics, Inc. (the “Company”) entered into an Equity Distribution Agreement (the “Agreement”) with Raymond James & Associates, Inc. (the “Sales Agent”) pursuant to which the Company may issue and sell shares of the Company’s common stock, par value $0.001 per share (the “Shares”) having an aggregate offering price of up to $25 million from time to time through the Sales Agent.”

APPLIED OPTOELECTRONICS, INC. reported the fourth quarter and full year ended December 31, 2023 results: revenue $60.5 million, net income GAAP net loss was $13.9 million, or $0.38 per basic share, EPS $0.38 per basic share.

“in Q1 due to the Lunar New Year combined with some price reductions, with substantial improvement expected in Q2.” Fourth Quarter 2023 Financial Summary · GAAP revenue was $60.5 million, compared $61.6 million in the fourth quarter of 2022 and $62.5 million in the third quarter of 2023. · GAAP gross margin was 35.7%, compared with 10.1% in the fourth quarter”

APPLIED OPTOELECTRONICS, INC. reported full year ended December 31, 2023 results: revenue $217.6 million.

“Full Year 2023 Financial Summary · GAAP revenue was $217.6 million, compared with $222.8 million in 2022. · GAAP gross margin was 27.1%, compared with 15.1% in 2022.”

APPLIED OPTOELECTRONICS, INC. reported fourth quarter ended December 31, 2023 results: revenue $60.5 million.

“ombined with some price reductions, with substantial improvement expected in Q2.” Fourth Quarter 2023 Financial Summary · GAAP revenue was $60.5 million, compared $61.6 million in the fourth quarter of 2022 and $62.5 million in the third quarter of 2023.”

APPLIED OPTOELECTRONICS, INC. incurred convertible notes of $80.2 million aggregate principal amount with Raymond James & Associates, Inc. at 5.250% maturing December 15, 2026.

“pursuant to which the Company agreed to sell and the Initial Purchaser agreed to purchase approximately $80.2 million aggregate principal amount of 5.250% Convertible Senior Notes due 2026”

APPLIED OPTOELECTRONICS, INC. entered into Indenture with Computershare Trust Company, N.A. valued at 5.250% Convertible Senior Notes due 2026, conversion rate 65.6276 shares per $1,000 principal, conve (effective 2023-12-05).

“The Convertible Notes were issued pursuant to an Indenture, dated as of December 5, 2023 (the “ Indenture ”), between the Company and Computershare Trust Company, N.A., as trustee.”

APPLIED OPTOELECTRONICS, INC. entered into Purchase Agreement with Raymond James & Associates, Inc. valued at $80.2 million aggregate principal amount of 5.250% Convertible Senior Notes due 2026 (effective 2023-11-30).

“On November 30, 2023, Applied Optoelectronics, Inc. (the “ Company ”) entered into a purchase agreement (the “ Purchase Agreement ”) with Raymond James & Associates, Inc. (the “ Initial Purchaser ”), pursuant to which the Company agreed to sell and the Initial Purchaser agreed to purchase approximately $80.2 million aggregate principal amount of 5.250% Convertible Senior Notes due 2026 (the “ Convertible Notes ”), for resale by the Initial Purchaser to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “ Securities Act ”).”

APPLIED OPTOELECTRONICS, INC. entered into Exchange Agreements with certain holders of 5.00% Convertible Senior Notes due 2024 valued at aggregate consideration consisting of approximately $81.1 million in cash and approximately 466,368 (effective 2023-11-30).

“On November 30, 2023, Applied Optoelectronics, Inc. (the “ Company ”) entered into separate, privately negotiated exchange agreements (the “ Exchange Agreements ”) with certain holders (the “ Noteholders ”) of its 5.00% Convertible Senior Notes due 2024 (the “ 2024 Notes ”) to exchange or repurchase approximately $80.2 million principal amount of 2024 Notes for aggregate consideration consisting of approximately $81.1 million in cash, which includes accrued interest on the 2024 Notes, and approximately 466,368 shares (the “ Exchange Shares ”) of the Company’s common stock, par value $0.001 per share (collectively, the “ Exchanges ”).”

APPLIED OPTOELECTRONICS, INC. reported third quarter ended September 30, 2023 results: revenue $62.5 million, net income GAAP net loss was $9.0 million, or $0.27 per basic share, EPS $0.27 per basic share.

“amplifier products and experienced team position us well as the MSOs transition to next generation architecture.” Third Quarter 2023 Financial Summary · GAAP revenue was $62.5 million, compared $56.7 million in the third quarter of 2022 and $41.6 million in the second quarter of 2023. · GAAP gross margin was 32.3%, compared with 17.2% in the third quarter”

APPLIED OPTOELECTRONICS, INC. entered into Amendment No. 1 to the Equity Distribution Agreement with Raymond James & Associates, Inc. valued at aggregate offering price of up to $70 million (effective 2023-09-12).

“On September 12, 2023, Applied Optoelectronics, Inc. (the “Company”) entered into Amendment No. 1 to the Equity Distribution Agreement (the “Amendment”) with Raymond James & Associates, Inc. (the “Sales Agent”), amending the Equity Distribution Agreement dated as of March 24, 2023”

APPLIED OPTOELECTRONICS, INC.: Increased authorized common stock from 45M to 80M shares and total authorized capital stock from 50M to 85M shares (effective 2023-09-07).

“As approved by its stockholders at the Special Meeting of Stockholders held on September 7, 2023 (the “Special Meeting”), Applied Optoelectronics, Inc. (the “Company”) filed an amendment to its Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware on September 7, 2023 (the “Charter Amendment”) to increase the number of authorized shares of the Company’s common stock, $0.001 par value per share, from 45,000,000 to 80,000,000, and the total number of authorized shares of the Company’s capital stock of all classes from 50,000,000 to 85,000,000.”

APPLIED OPTOELECTRONICS, INC. shareholders approved To adjourn the meeting if sufficient shares are not represented at the meeting 'FOR' proposal 1. at the 2023-09-07 meeting.

“Proposal 2: To adjourn the meeting if sufficient shares are not represented at the meeting "FOR" proposal 1. Votes For Votes Against Votes Abstaining Broker Non-Votes 12,988,480 1,418,866 165,727 5,625,283”

APPLIED OPTOELECTRONICS, INC. shareholders approved To approve the amendment to the Company's Amended and Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 45,000,000 shares to 80,000,000 shares. at the 2023-09-07 meeting.

“Proposal 1: To approve the amendment to the Company's Amended and Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 45,000,000 shares to 80,000,000 shares. Votes For Votes Against Votes Abstaining 17,563,297 2,508,496 126,563”

APPLIED OPTOELECTRONICS, INC. terminated Loan, Security and Guarantee Agreement with CIT Northbridge Credit LLC (effective 2023-11-17).

“On August 16, 2023, the Company delivered a notice of termination (the “Termination Notice”) to CIT Northbridge Credit LLC, as the agent for the secured parties under the Loan Agreement, to terminate the credit facility provided under the Loan Agreement.”

APPLIED OPTOELECTRONICS, INC. entered into SOW No. 2 with Microsoft Corporation (effective 2023-06-21).

“On June 21, 2023, Applied Optoelectronics, Inc. (the “Company”) entered into a supply agreement (“the SOW No. 2”) with Microsoft Corporation (“Microsoft”), pursuant to which the Company will provide certain design services and assembly services of goods in accordance with Microsoft’s specifications (“Goods”).”

APPLIED OPTOELECTRONICS, INC. amended Third Amendment to Lease with Albany Road-Breck Exchange, LLC valued at Extension of lease term to December 31, 2025 and expansion of premises by 1,274 sq ft (effective 2023-06-09).

“On June 9, 2023, Applied Optoelectronics, Inc. (the “Company”), entered into a Third Amendment to Lease (the “Amendment”) with Albany Road-Breck Exchange, LLC (the “Lessor”), successor-in-interest to ROIB2 Breckinridge, LLC, covering Suite 112 (the “Existing Premise”) located in 3305 Breckinridge Boulevard, Duluth, Georgia 30096 (the “Building”).”

APPLIED OPTOELECTRONICS, INC. shareholders approved To approve the amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 45,000,000 shares to 80,000,000 shares. at the 2023-06-08 meeting.

“Proposal 5: To approve the amendment to the Company’s Amended and Restated Certificate of Incorporation to increase the authorized number of shares of common stock from 45,000,000 shares to 80,000,000 shares. Votes For Votes Against Votes Abstaining 14,066,876 3,607,233 166,978”

APPLIED OPTOELECTRONICS, INC. shareholders approved To approve the amendment to the 2021 Plan to increase the number of shares reserved for issuance thereunder by 2,800,000 shares. at the 2023-06-08 meeting.

“Proposal 4: To approve the amendment to the 2021 Plan to increase the number of shares reserved for issuance thereunder by 2,800,000 shares. Votes For Votes Against Votes Abstaining Broker Non-Votes 5,389,207 3,176,197 784,180 8,491,503”

APPLIED OPTOELECTRONICS, INC. shareholders approved To approve on an advisory basis, our executive compensation, or the say-on-pay vote. at the 2023-06-08 meeting.

“Proposal 3: To approve on an advisory basis, our executive compensation, or the say-on-pay vote. Votes For Votes Against Votes Abstaining Broker Non-Votes 6,351,058 2,193,941 804,585 8,491,503”