Recent 8-K filings for ACGP

• August 15, 2025, 7:59 PM ET other material materiality 0.90 neutral item 3.01item 9.01

  Associated Capital Group to voluntarily delist from NYSE and deregister with SEC

  Board determined burdens of being a public company outweigh advantages, citing cost savings and reduced management demands.

• August 6, 2025, 7:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Associated Capital Q2 net income $18.6M ($0.88 EPS), merger arbitrage gross return +5.45%

  Net income of $18.6M vs $3.0M in Q2 2024; EPS $0.88 vs $0.14.

• July 8, 2025, 7:59 PM ET other material materiality 0.50 positive item 2.02item 9.01

  Associated Capital reports preliminary Q2 book value $43.20-$43.40, up from Q1

  Preliminary Q2 2025 book value per share range $43.20-$43.40.

• June 5, 2025, 7:59 PM ET other materiality 0.10 neutral item 5.07

  AC shareholders elect all nine director nominees, ratify Deloitte as auditor

  All nine director nominees elected with votes ranging from ~185.56M to ~185.74M; broker non-votes 198,147.

• May 9, 2025, 7:59 PM ET earnings materiality 0.65 neutral item 2.02item 9.01

  Associated Capital Q1 net income falls 44.5% to $7.7M; CEO Jamieson retires, Huvane interim CEO

  Net income $7.7M ($0.36 diluted EPS) vs $13.8M ($0.64) in Q1 2024; revenue down 29% to $2.1M.

• April 7, 2025, 7:59 PM ET earnings materiality 0.55 neutral item 2.02item 9.01

  Associated Capital pre-announces Q1 book value $42.42-$42.62, up from $42.14

  Preliminary book value per share range of $42.42 to $42.62 as of March 31, 2025.

• February 28, 2025, 6:59 PM ET leadership materiality 0.60 neutral item 5.02 ◈ executive_change ×2

  CEO Douglas R. Jamieson to retire March 17, 2025; Patrick Huvane named Interim CEO

  Jamieson retires as CEO and President effective March 17, 2025, remains on Board.

• February 5, 2025, 6:59 PM ET earnings materiality 0.55 neutral item 2.02item 9.01

  AC reports Q4 net income $0.20/sh, full-year EPS $2.08; AUM down 22% to $1.25B

  Net income Q4 $4.28M ($0.20 EPS); full year $44.33M ($2.08 EPS) vs $1.72 in 2023.

• January 15, 2025, 6:59 PM ET other material materiality 0.30 neutral item 2.02item 9.01

  Associated Capital reports preliminary Q4 2024 book value range of $42.04-$42.24 per share

  Book value range $42.04-$42.24 per share vs. $42.02 at Sept. 30, 2024.

• November 8, 2024, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Associated Capital posts Q3 net income $23.2M, EPS $1.09; AUM drops to $1.34B; declares $2 special dividend

  Net income $23.2M ($1.09 EPS) vs net loss $16K in Q3 2023; revenue $2.4M, up from $2.2M.

• October 7, 2024, 7:59 PM ET other material materiality 0.55 neutral item 2.02item 9.01

  Preliminary Q3 book value range $41.85-$42.05 per share, ex $2 special dividend payable Nov 4

  Book value range $41.85-$42.05 at Sep 30, 2024, excluding $2 special dividend declared Sept 2024.

• September 19, 2024, 7:59 PM ET dividend materiality 0.60 positive item 8.01item 9.01

  Associated Capital declares special dividend of $2.00 per share; payable Nov 4

  Special cash dividend of $2.00 per share declared, payable Nov 4, 2024 to holders of record Oct 21, 2024.

• September 9, 2024, 7:59 PM ET other material materiality 0.20 neutral item 8.01item 9.01

  Associated Capital sets Oct 18, 2024 registration date for $0.20/share charitable contribution

  Shareholder Designated Charitable Contribution of $0.20 per share for Class A and Class B shareholders.

• August 8, 2024, 7:59 PM ET earnings materiality 0.55 negative item 2.02item 9.01

  Associated Capital Q2 net income $3.0M, AUM $1.36B down 12% from year-end

  Revenue $2.6M up from $2.4M YoY; operating loss before mgmt fee widened to $3.2M from $2.9M.

• July 9, 2024, 7:59 PM ET other materiality 0.50 neutral item 2.02item 9.01

  Associated Capital Group reports preliminary Q2 2024 book value range of $42.75-$42.95 per share

  Preliminary book value per share range of $42.75-$42.95 for quarter ended June 30, 2024.

• June 5, 2024, 7:59 PM ET other material materiality 0.10 neutral item 5.07

  Associated Capital shareholders elect all nine director nominees and ratify auditor

  All nine director nominees elected with 99.8%+ of votes cast; broker non-votes ~286K.

• May 14, 2024, 7:59 PM ET earnings materiality 0.60 neutral item 2.02item 9.01 ◈ Earnings Releases

  AC reports Q1 book value $42.80, net income $13.8M, AUM $1.55B

  Book value per share $42.80, up from $42.11 at Dec 31, 2023 and $41.30 a year ago.

• April 5, 2024, 7:59 PM ET other material materiality 0.50 neutral item 2.02item 9.01 ◈ Earnings Releases

  Associated Capital reports preliminary Q1 book value $42.67–$42.87 per share

  Preliminary March 31 book value range $42.67–$42.87 per share.

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.90 · Median 0.55 · Most common event other_material

4 positive 1 negative 13 neutral

source · ACGP on sec.gov