Source-grounded facts extracted from AlTi Global, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
AlTi Global, Inc. shareholders approved To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2026. at the 2026-06-17 meeting.
“Proposal 2 : To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ended December 31, 2026. For Against Abstain Broker Non-Votes 93,116,677 740,193 2,291,541 0”
AlTi Global, Inc. shareholders approved To vote to elect as directors the seven nominees named in the Proxy Statement for a term of office expiring at the 2027 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified. at the 2026-06-17 meeting.
“Proposal 1 : To vote to elect as directors the seven nominees named in the Proxy Statement for a term of office expiring at the 2027 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified. For Withhold Broker Non-Vote Ali Bouzarif 68,208,164 13,188,748 14,751,499 Nazim Cetin 60,758,230 20,638,682 14,751,499 Norma Corio 56,875,518 24,521,394 14,751,499 Nancy Curtin 81,020,789 376,123 14,751,499 Mark Furlong 78,347,853 3,049,059 14,751,499 Timothy Keaney 60,847,928 20,548,984 14,751,499 Andreas Wimmer 72,837,500 8,559,412 14,751,499”
Stephen Yarad departed as Chief Financial Officer at AlTi Global, Inc..
“On February 26, 2025, AlTi Global, Inc. (the “Company”) announced the appointment of Michael W. Harrington as the Company’s Chief Financial Officer and the departure of Stephen Yarad as Chief Financial Officer of the Company.”
Michael W. Harrington was appointed as Chief Financial Officer at AlTi Global, Inc..
“On February 26, 2025, AlTi Global, Inc. (the “Company”) announced the appointment of Michael W. Harrington as the Company’s Chief Financial Officer and the departure of Stephen Yarad as Chief Financial Officer of the Company.”
Andreas Wimmer was appointed as director at AlTi Global, Inc..
“Nazim Cetin and Andreas Wimmer were appointed as directors on the Board, as the Investor Designees, to serve until their respective terms and until their successors are elected and qualified, and the size of the Board was fixed at eight directors.”
Nazim Cetin was appointed as director at AlTi Global, Inc..
“Nazim Cetin and Andreas Wimmer were appointed as directors on the Board, as the Investor Designees, to serve until their respective terms and until their successors are elected and qualified, and the size of the Board was fixed at eight directors.”
AlTi Global, Inc. entered into Constellation Investment Agreement with CWC AlTi Investor LLC, an affiliate of Constellation Wealth Capital, LLC (effective 2024-02-22).
“on March 27, 2024 the Company sold to CWC AlTi Investor LLC, an affiliate of Constellation Wealth Capital, LLC (“ Constellation ”), 115,000 shares of a newly created class of preferred stock designated Series C Cumulative Convertible Preferred Stock (the “ Series C Preferred Stock ”) for a purchase price equal to $115 million”
AlTi Global, Inc. entered into Membership Interest Purchase Agreement with East End Advisors, LLC valued at approximately $76 million (effective 2024-04-01).
“On April 1, 2024, AlTi Global, Inc., a Delaware corporation (the “ Company ”), entered into a Membership Interest Purchase Agreement (the “ Purchase Agreement ”) by and among the Company, AlTi Global Wealth Management Holdings Limited, a UK private limited company (“ Purchaser ”), East End Advisors, LLC, a New York limited liability company (“ EEA ”), EEA Holding Company, LLC, a Delaware limited liability company (“ Seller ”), and, for the limited purposes set forth therein, David Salomon, Richard Salomon, Peter Nadosy and Brian Clifford.”
AlTi Global, Inc.: Filed Series C Certificate of Designations for Series C Preferred Stock (effective 2024-03-27).
“On March 27, 2024, the Company filed the Series C Certificate of Designations setting forth the terms, rights, obligations and preferences of the Series C Preferred Stock.”
Kevin Moran changed role as President at AlTi Global, Inc..
“On March 22, 2024, AlTi Global, Inc. (the “Company”) announced that the Company promoted Kevin Moran to the role of President, adding to his current role of Chief Operating Officer of the Company, effective immediately.”
AlTi Global, Inc.: Company intends to file proxy statement to seek stockholder approval of amendments to the amended and restated certificate of incorporation as part of Allianz and Constellation transactions.
“The Company will execute and file the Series A Certificate of Designations, the Series B Certificate of Designations and the Series C Certificate of Designations to create the Series A Preferred Stock, the Series B Preferred Stock and the Series C Preferred Stock, respectively that will be issued as part of the Allianz Transaction and the Constellation Transaction.”
AlTi Global, Inc. entered into Constellation Investment Agreement with CWC AlTi Investor LLC valued at $115 million (effective 2024-02-22).
“Concurrently with the Company’s execution of the Allianz Investment Agreement, the Company entered into an Investment Agreement (the “ Constellation Investment Agreement ”) with CWC AlTi Investor LLC, an affiliate of Constellation Wealth Capital, LLC (“ Constellation ”), whereby, through a private placement of the Company’s securities, subject to the terms and conditions of the Constellation Investment Agreement, at the initial closing: (i) Constellation will purchase 115,000 shares of a newly created class of preferred stock to be designated Series C Cumulative Convertible Preferred Stock, with a liquidation preference of $1,000 per share (the “ Series C Preferred Stock ”), representing an initial investment equal to $115 million”
AlTi Global, Inc. entered into Supplemental Investment Agreement with Allianz Strategic Investments S.à.r.l. valued at $50,000,000.
“In addition, the Company entered into a Supplemental Series A Preferred Stock Investment Agreement with Allianz (the “ Supplemental Investment Agreement ”), pursuant to which, for purposes of funding one or more strategic international acquisitions by the Company or its subsidiaries, Allianz is permitted, at its option, to purchase additional shares of Series A Preferred Stock up to an aggregate amount equal to $50,000,000.”
AlTi Global, Inc. entered into Allianz Investment Agreement with Allianz Strategic Investments S.à.r.l. valued at $250 million (effective 2024-02-22).
“On February 22, 2024, AlTi Global, Inc., a Delaware corporation (the “ Company ”), entered into an Investment Agreement (the “ Allianz Investment Agreement ”) with Allianz Strategic Investments S.à.r.l., a Luxembourg private limited liability company (“ Allianz ”), whereby, through a private placement of the Company’s securities, subject to the terms and conditions of the Allianz Investment Agreement, at the closing: (i) Allianz will purchase in the aggregate $250 million of the Company’s capital securities”
Stephen D. Yarad was appointed as Chief Financial Officer at AlTi Global, Inc..
“On September 18, 2023, AlTi Global, Inc. (the “Company”) announced the appointment of Stephen D. Yarad as Chief Financial Officer.”
Mark F. Furlong was appointed as Director at AlTi Global, Inc..
“Also on September 1, 2023, the Board elected Mark F. Furlong to serve as a member of the Board, effective immediately, filling the vacancy created by Mr. Kabat’s retirement.”
Timothy Keaney was appointed as Chairman of the Board at AlTi Global, Inc..
“On September 1, 2023, the Board elected Timothy Keaney to replace Mr. Kabat as Chairman of the Board, effective immediately.”
Kevin T. Kabat retired as Director at AlTi Global, Inc..
“On August 31, 2023, Kevin T. Kabat notified the Board of Directors (the “Board”) of Alti Global, Inc. (the “Company”) of his decision to retire from the Company’s Board, and all committees thereof, effective immediately.”
Christine Zhao resigned as Chief Financial Officer at AlTi Global, Inc..
“On July 11, 2023, Tiedemann Advisors, LLC, a subsidiary of AlTi Global, Inc. (together with its affiliates, the “Company”), entered into a separation agreement (the “Separation Agreement”) with Christine Zhao in connection with her previously announced resignation as the Company’s Chief Financial Officer.”
AlTi Global, Inc. shareholders approved Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2023 fiscal year at the 2023-06-29 meeting.
“Proposal 2: Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2023 fiscal year. Votes For Votes Against Abstentions Broker Non-Votes 75,499,463 599 0 0”
AlTi Global, Inc. shareholders approved Election of 11 directors to the Board of Directors of the Company to hold office until the Company’s 2024 Annual Meeting of Stockholders or until their respective successors are elected and qualified at the 2023-06-29 meeting.
“Proposal 1 : Election of 11 directors to the Board of Directors of the Company to hold office until the Company’s 2024 Annual Meeting of Stockholders or until their respective successors are elected and qualified: Director Votes For Votes Withheld Broker Non-Votes Ali Bouzarif 74,444,468 517,703 537,891 Norma Corio 74,444,563 517,608 537,891 Nancy Curtin 74,543,645 418,526 537,891 Kevin T. Kabat 74,961,712 459 537,891 Timothy Keaney 74,961,712 459 537,891 Judy Lee 74,961,712 459 537,891 Spiros Maliagros 74,548,443 413,728 537,891 Craig Smith 74,444,463 517,708 537,891 Michael Tiedemann 74,567,819 394,352 537,891 Tracey Brophy Warson 74,961,714 457 537,891 Peter Yu 71,756,894 3,205,277 537,891”
AlTi Global, Inc. amended Warrant Amendment with Continental Stock Transfer & Trust Company (effective 2023-06-07).
“Accordingly, the Company and the Warrant Agent entered into the Warrant Amendment, dated June 7, 2023, and the Company announced that it will exercise its right, in accordance with the terms of the Warrant Amendment, to exchange each warrant that is outstanding upon the closing of the Offer for 0.225 shares of Class A Common Stock per warrant (the “Post-Offer Exchange”).”
Reid Parmelee was appointed as interim Chief Financial Officer at AlTi Global, Inc..
“The Company also announced that Reid Parmelee, the Company’s Global Controller, has been appointed interim Chief Financial Officer.”
Christine Zhao resigned as Chief Financial Officer at AlTi Global, Inc..
“On June 1, 2023, AlTi Global, Inc. (the “Company”) announced the resignation of Christine Zhao as Chief Financial Officer of the Company.”
AlTi Global, Inc.: Amended and restated By-laws to reflect name change to AlTi Global, Inc (effective 2023-04-19).
“the By-laws of the Company were also amended and restated to reflect the name change to AlTi Global, Inc.”
AlTi Global, Inc.: Amended Article One of the Certificate of Incorporation to change corporate name to AlTi Global, Inc (effective 2023-04-19).
“we amended Article One of the Company’s Certificate of Incorporation to change our corporate name to AlTi Global, Inc. pursuant to a Certificate of Ownership and Merger filed with the Secretary of State of the State of Delaware on April 19, 2023”
Hazel McNeilage departed as Director at AlTi Global, Inc..
“On March 23, 2023, Ms. Hazel McNeilage notified Alvarium Tiedemann Holdings, Inc. (the “Company”) of her intention not to stand for re-election to the Board of Directors of the Company at the Company’s next annual meeting of stockholders.”
AlTi Global, Inc. engaged KPMG LLP as its auditor.
“On January 3, 2023, the audit committee of the Board approved the engagement of KPMG LLP (“KPMG”) as the Company’s independent registered public accounting firm to audit the Company’s consolidated financial statements as of and for the year ended December 31, 2023”
AlTi Global, Inc. dismissed Marcum LLP as its auditor.
“ORY NOTE This Current Report on Form 8-K/A amends and restates in its entirety Item 4.01 of the Current Report on Form 8-K filed with the Securities and Exchange Commission on January 9, 2023, solely to clarify that the dismissal of Marcum LLP as the registrant’s independent registered public accounting firm and the engagement of KPMG LLP as the registrant’s independent registered public accounting firm shall take effect following the completion of the audit of the registrant’s financial statements for the year ended December 31, 2022. Item 4.01 Changes in Registrant’s Certifying Accountant. (a) Dismissal of independent registered public accounting firm. On January 3, 2023, Marcum LLP (“Marcum”), Cartesian Growth Corporation’s (“Cartesian”) independent registered public accounting firm prior to the Business Combination, was dismissed as the Company’s independent registered public account”
AlTi Global, Inc.: Company ceased being a shell company as a result of the Business Combination.
“As a result of the Business Combination, the Company ceased being a shell company.”
AlTi Global, Inc.: Adopted a new code of business conduct and ethics effective upon consummation of the Business Combination.
“Effective upon the consummation of the Business Combination, the Company adopted a new code of business conduct and ethics (the "Code of Ethics") that applies to all of its employees, officers and directors, including those officers responsible for financial reporting.”
AlTi Global, Inc.: Filed Certificate of Incorporation with the Secretary of State of Delaware upon domestication (effective 2023-12-30).
“On December 30, 2023 (the business day before the Closing Date), the Company filed a Certificate of Incorporation with the Secretary of State of the State of Delaware.”
AlTi Global, Inc. completed a disposition involving AHRA Holdco for approximately £24 million (closed 2022-12-30).
“On December 30, 2022, Alvarium RE Limited (“ARE”), an indirect wholly-owned subsidiary of Alvarium, sold Alvarium Home REIT Advisors Limited (“AHRA”), investment adviser to Home REIT plc, to a newly formed entity owned by the management of AHRA (“AHRA Holdco”), for aggregate consideration equal to approximately £24 million”
AlTi Global, Inc. underwent a change of control involving Alvarium Investments Limited, Tiedemann Wealth Management Holdings, LLC, TIG Trinity GP, LLC, and TIG Trinity Management, LLC (closed 2023-01-03).
“On January 3, 2023 (the “Closing Date”), Cartesian Growth Corporation, a Cayman Islands exempted company (“Cartesian” or the “Company”), consummated the previously announced business combination (the “Business Combination”) pursuant to the terms of the Amended and Restated Business Combination Agreement, dated as of October 25, 2022”
AlTi Global, Inc. incurred credit facility.
“Reference is made to the disclosure set forth below under Item 1.01 hereof concerning the credit facility, which is incorporated herein by reference.”
AlTi Global, Inc. entered into Investor Rights Agreements (Voting IRA) with certain Voting Parties (including Sponsor) valued at Voting agreement to support election or re-election of Shareholder Designee (effective 2023-01-09).
“at the Closing, the Company entered into separate investor rights agreements with certain Voting Parties (as defined therein and which includes Sponsor) pursuant to which, among other things, the Voting Party agreed to vote in favor of the election or re-election of the Shareholder Designee as director of the Company”
Jed Emerson was appointed as Chief Impact Officer at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.”
Laurie Birrittella (Jelenek) was appointed as Chief People Officer at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.”
Alison Trauttmansdorff was appointed as Chief Human Resources Officer at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.”
Kevin Moran was appointed as Chief Operating Officer at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.”
Christine Zhao was appointed as Chief Financial Officer at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.”
Michael Tiedemann was appointed as Chief Executive Officer at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.”
Tracey Brophy Warson was appointed as Director at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company”
Michael Tiedemann was appointed as Director at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company”
Craig Smith was appointed as Director at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company”
Hazel McNeilage was appointed as Director at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company”
Spiros Maliagros was appointed as Director at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company”
Judy Lee was appointed as Director at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company”
Timothy Keaney was appointed as Director at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company”
Kevin T. Kabat was appointed as Director at AlTi Global, Inc..
“Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.