secwatch / observer
8-K filed January 9, 2023, 6:59 PM ET ticker ALTI CIK 0001838615
M&A confidence high sentiment neutral materiality 0.90

AlTi Global, Inc. (ALTI): M&A transaction — Alvarium Tiedemann completes SPAC merger, begins trading on Nasdaq as ALTI

AlTi Global, Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Timothy Keaney

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
Appointed

Kevin T. Kabat

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
Departed

Gregory Armstrong

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
Appointed

Jed Emerson

Chief Impact Officer
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
Departed

Bertrand Grabowski

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
Departed

Daniel Karp

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
Appointed

Michael Tiedemann

Chief Executive Officer
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
Appointed

Ali Bouzarif

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
Appointed

Alison Trauttmansdorff

Chief Human Resources Officer
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
Appointed

Spiros Maliagros

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
Appointed

Nancy Curtin

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
Appointed

Michael Tiedemann

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
Appointed

Kevin Moran

Chief Operating Officer
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
Appointed

Christine Zhao

Chief Financial Officer
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
Appointed

Tracey Brophy Warson

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
Appointed

Laurie Birrittella (Jelenek)

Chief People Officer
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
Departed

Elias Diaz Sese

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
Appointed

Craig Smith

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
Appointed

Hazel McNeilage

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
Appointed

Judy Lee

Director
ALTI · AlTi Global, Inc.
Effective
2023-01-03
Filed
January 9, 2023, 6:59 PM ET
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company

Key facts

Extracted from this filing and checked against the source text.

Debt Financings SEC 8-K Item 2.03/2.04 confidence 0.4

AlTi Global, Inc. incurred credit facility.

Instrument
credit facility
Event
incurrence
Exact text from the filing
Reference is made to the disclosure set forth below under Item 1.01 hereof concerning the credit facility, which is incorporated herein by reference.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Timothy Keaney was appointed as Director at AlTi Global, Inc..

Action
appointed
Role
Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Kevin T. Kabat was appointed as Director at AlTi Global, Inc..

Action
appointed
Role
Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Gregory Armstrong departed as Director at AlTi Global, Inc..

Action
ceased serving
Role
Director
Exact text from the filing
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Jed Emerson was appointed as Chief Impact Officer at AlTi Global, Inc..

Action
appointed
Role
Chief Impact Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Bertrand Grabowski departed as Director at AlTi Global, Inc..

Action
ceased serving
Role
Director
Exact text from the filing
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Daniel Karp departed as Director at AlTi Global, Inc..

Action
ceased serving
Role
Director
Exact text from the filing
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Michael Tiedemann was appointed as Chief Executive Officer at AlTi Global, Inc..

Action
appointed
Role
Chief Executive Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Ali Bouzarif was appointed as Director at AlTi Global, Inc..

Action
appointed
Role
Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Alison Trauttmansdorff was appointed as Chief Human Resources Officer at AlTi Global, Inc..

Action
appointed
Role
Chief Human Resources Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Spiros Maliagros was appointed as Director at AlTi Global, Inc..

Action
appointed
Role
Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Nancy Curtin was appointed as Director at AlTi Global, Inc..

Action
appointed
Role
Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Michael Tiedemann was appointed as Director at AlTi Global, Inc..

Action
appointed
Role
Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Kevin Moran was appointed as Chief Operating Officer at AlTi Global, Inc..

Action
appointed
Role
Chief Operating Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Christine Zhao was appointed as Chief Financial Officer at AlTi Global, Inc..

Action
appointed
Role
Chief Financial Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Tracey Brophy Warson was appointed as Director at AlTi Global, Inc..

Action
appointed
Role
Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Laurie Birrittella (Jelenek) was appointed as Chief People Officer at AlTi Global, Inc..

Action
appointed
Role
Chief People Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Elias Diaz Sese departed as Director at AlTi Global, Inc..

Action
ceased serving
Role
Director
Exact text from the filing
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Craig Smith was appointed as Director at AlTi Global, Inc..

Action
appointed
Role
Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Hazel McNeilage was appointed as Director at AlTi Global, Inc..

Action
appointed
Role
Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Judy Lee was appointed as Director at AlTi Global, Inc..

Action
appointed
Role
Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

AlTi Global, Inc.: Company ceased being a shell company as a result of the Business Combination.

Change
shell status
Exact text from the filing
As a result of the Business Combination, the Company ceased being a shell company.
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

AlTi Global, Inc.: Adopted a new code of business conduct and ethics effective upon consummation of the Business Combination.

Change
code of ethics
Exact text from the filing
Effective upon the consummation of the Business Combination, the Company adopted a new code of business conduct and ethics (the "Code of Ethics") that applies to all of its employees, officers and directors, including those officers responsible for financial reporting.
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

AlTi Global, Inc.: Filed Certificate of Incorporation with the Secretary of State of Delaware upon domestication (effective 2023-12-30).

Change
charter amendment
Effective
2023-12-30
Exact text from the filing
On December 30, 2023 (the business day before the Closing Date), the Company filed a Certificate of Incorporation with the Secretary of State of the State of Delaware.
View on SEC.gov
M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

AlTi Global, Inc. completed a disposition involving AHRA Holdco for approximately £24 million (closed 2022-12-30).

Action
disposition
Counterparty
AHRA Holdco
Consideration
approximately £24 million
Closing
2022-12-30
Exact text from the filing
On December 30, 2022, Alvarium RE Limited (“ARE”), an indirect wholly-owned subsidiary of Alvarium, sold Alvarium Home REIT Advisors Limited (“AHRA”), investment adviser to Home REIT plc, to a newly formed entity owned by the management of AHRA (“AHRA Holdco”), for aggregate consideration equal to approximately £24 million
View on SEC.gov
M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

AlTi Global, Inc. underwent a change of control involving Alvarium Investments Limited, Tiedemann Wealth Management Holdings, LLC, TIG Trinity GP, LLC, and TIG Trinity Management, LLC (closed 2023-01-03).

Action
change of control
Counterparty
Alvarium Investments Limited, Tiedemann Wealth Management Holdings, LLC, TIG Trinity GP, LLC, and TIG Trinity Management, LLC
Closing
2023-01-03
Exact text from the filing
On January 3, 2023 (the “Closing Date”), Cartesian Growth Corporation, a Cayman Islands exempted company (“Cartesian” or the “Company”), consummated the previously announced business combination (the “Business Combination”) pursuant to the terms of the Amended and Restated Business Combination Agreement, dated as of October 25, 2022
View on SEC.gov
Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

AlTi Global, Inc. entered into Investor Rights Agreements (Voting IRA) with certain Voting Parties (including Sponsor) valued at Voting agreement to support election or re-election of Shareholder Designee (effective 2023-01-09).

Action
entry
Counterparty
certain Voting Parties (including Sponsor)
Value
Voting agreement to support election or re-election of Shareholder Designee
Effective
2023-01-09
Exact text from the filing
at the Closing, the Company entered into separate investor rights agreements with certain Voting Parties (as defined therein and which includes Sponsor) pursuant to which, among other things, the Voting Party agreed to vote in favor of the election or re-election of the Shareholder Designee as director of the Company
View on SEC.gov

222 debt financings filed in the last 30 days. Browse all debt financings →

AlTi Global, Inc. filing history →

Source: SEC EDGAR
accession 0001193125-23-004775
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