Key facts
Extracted from this filing and checked against the source text.
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.4
AlTi Global, Inc. incurred credit facility.
- Instrument
- credit facility
- Event
- incurrence
Exact text from the filing
Reference is made to the disclosure set forth below under Item 1.01 hereof concerning the credit facility, which is incorporated herein by reference.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Timothy Keaney was appointed as Director at AlTi Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Kevin T. Kabat was appointed as Director at AlTi Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Gregory Armstrong departed as Director at AlTi Global, Inc..
- Action
- ceased serving
- Role
- Director
Exact text from the filing
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Jed Emerson was appointed as Chief Impact Officer at AlTi Global, Inc..
- Action
- appointed
- Role
- Chief Impact Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Bertrand Grabowski departed as Director at AlTi Global, Inc..
- Action
- ceased serving
- Role
- Director
Exact text from the filing
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Daniel Karp departed as Director at AlTi Global, Inc..
- Action
- ceased serving
- Role
- Director
Exact text from the filing
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Michael Tiedemann was appointed as Chief Executive Officer at AlTi Global, Inc..
- Action
- appointed
- Role
- Chief Executive Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Ali Bouzarif was appointed as Director at AlTi Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Alison Trauttmansdorff was appointed as Chief Human Resources Officer at AlTi Global, Inc..
- Action
- appointed
- Role
- Chief Human Resources Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Spiros Maliagros was appointed as Director at AlTi Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Nancy Curtin was appointed as Director at AlTi Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Michael Tiedemann was appointed as Director at AlTi Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Kevin Moran was appointed as Chief Operating Officer at AlTi Global, Inc..
- Action
- appointed
- Role
- Chief Operating Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Christine Zhao was appointed as Chief Financial Officer at AlTi Global, Inc..
- Action
- appointed
- Role
- Chief Financial Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Tracey Brophy Warson was appointed as Director at AlTi Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Laurie Birrittella (Jelenek) was appointed as Chief People Officer at AlTi Global, Inc..
- Action
- appointed
- Role
- Chief People Officer
Exact text from the filing
Effective as of the consummation of the Business Combination, Michael Tiedemann was appointed as the Company’s Chief Executive Officer, Christine Zhao was appointed as the Company’s Chief Financial Officer, Kevin Moran was appointed as Chief Operating Officer, Alison Trauttmansdorff was appointed as the Company’s Chief Human Resources Officer, Laurie Birrittella (Jelenek) was appointed as the Company’s Chief People Officer and Jed Emerson was appointed as the Company’s Chief Impact Officer.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Elias Diaz Sese departed as Director at AlTi Global, Inc..
- Action
- ceased serving
- Role
- Director
Exact text from the filing
Gregory Armstrong, Elias Diaz Sese, Bertrand Grabowski, and Daniel Karp ceased serving on the Company’s board of directors.
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Craig Smith was appointed as Director at AlTi Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Hazel McNeilage was appointed as Director at AlTi Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Executive change
SEC 8-K Item 5.02
confidence 1.0
Judy Lee was appointed as Director at AlTi Global, Inc..
- Action
- appointed
- Role
- Director
Exact text from the filing
Effective as of the consummation of the Business Combination, Ali Bouzarif, Nancy Curtin, Kevin T. Kabat, Timothy Keaney, Judy Lee, Spiros Maliagros, Hazel McNeilage, Craig Smith, Michael Tiedemann and Tracey Brophy Warson were appointed as directors of the Company
View on SEC.gov
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
AlTi Global, Inc.: Company ceased being a shell company as a result of the Business Combination.
- Change
- shell status
Exact text from the filing
As a result of the Business Combination, the Company ceased being a shell company.
View on SEC.gov
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
AlTi Global, Inc.: Adopted a new code of business conduct and ethics effective upon consummation of the Business Combination.
- Change
- code of ethics
Exact text from the filing
Effective upon the consummation of the Business Combination, the Company adopted a new code of business conduct and ethics (the "Code of Ethics") that applies to all of its employees, officers and directors, including those officers responsible for financial reporting.
View on SEC.gov
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
AlTi Global, Inc.: Filed Certificate of Incorporation with the Secretary of State of Delaware upon domestication (effective 2023-12-30).
- Change
- charter amendment
- Effective
- 2023-12-30
Exact text from the filing
On December 30, 2023 (the business day before the Closing Date), the Company filed a Certificate of Incorporation with the Secretary of State of the State of Delaware.
View on SEC.gov
M&A Transactions
SEC 8-K Item 2.01/5.01
confidence 0.9
AlTi Global, Inc. completed a disposition involving AHRA Holdco for approximately £24 million (closed 2022-12-30).
- Action
- disposition
- Counterparty
- AHRA Holdco
- Consideration
- approximately £24 million
- Closing
- 2022-12-30
Exact text from the filing
On December 30, 2022, Alvarium RE Limited (“ARE”), an indirect wholly-owned subsidiary of Alvarium, sold Alvarium Home REIT Advisors Limited (“AHRA”), investment adviser to Home REIT plc, to a newly formed entity owned by the management of AHRA (“AHRA Holdco”), for aggregate consideration equal to approximately £24 million
View on SEC.gov
M&A Transactions
SEC 8-K Item 2.01/5.01
confidence 0.9
AlTi Global, Inc. underwent a change of control involving Alvarium Investments Limited, Tiedemann Wealth Management Holdings, LLC, TIG Trinity GP, LLC, and TIG Trinity Management, LLC (closed 2023-01-03).
- Action
- change of control
- Counterparty
- Alvarium Investments Limited, Tiedemann Wealth Management Holdings, LLC, TIG Trinity GP, LLC, and TIG Trinity Management, LLC
- Closing
- 2023-01-03
Exact text from the filing
On January 3, 2023 (the “Closing Date”), Cartesian Growth Corporation, a Cayman Islands exempted company (“Cartesian” or the “Company”), consummated the previously announced business combination (the “Business Combination”) pursuant to the terms of the Amended and Restated Business Combination Agreement, dated as of October 25, 2022
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.95
AlTi Global, Inc. entered into Investor Rights Agreements (Voting IRA) with certain Voting Parties (including Sponsor) valued at Voting agreement to support election or re-election of Shareholder Designee (effective 2023-01-09).
- Action
- entry
- Counterparty
- certain Voting Parties (including Sponsor)
- Value
- Voting agreement to support election or re-election of Shareholder Designee
- Effective
- 2023-01-09
Exact text from the filing
at the Closing, the Company entered into separate investor rights agreements with certain Voting Parties (as defined therein and which includes Sponsor) pursuant to which, among other things, the Voting Party agreed to vote in favor of the election or re-election of the Shareholder Designee as director of the Company
View on SEC.gov
This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice.
See methodology for how this pipeline works.