Source-grounded facts extracted from Ascent Solar Technologies, Inc.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
Ascent Solar Technologies, Inc. entered into Registration Rights Agreement with certain institutional and accredited investors (effective 2026-01-23).
“In connection with the Private Placement, the Company entered into a registration rights agreement (the “Registration Rights Agreement”), dated as of January 23, 2026, with the Investors”
Ascent Solar Technologies, Inc. entered into Purchase Agreement with certain institutional and accredited investors valued at approximately $9.2 million (effective 2026-01-23).
“On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”)”
Ascent Solar Technologies, Inc.: Decreased number of authorized shares of Common Stock from 500,000,000 to 200,000,000 (effective 2025-06-04).
“On June 4, 2025, the Company filed a Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to decrease the number of authorized shares of Common Stock from 500,000,000 to 200,000,000.”
Ascent Solar Technologies, Inc. entered into ATM Agreement with H.C. Wainwright & Co., LLC valued at up to $4,219,000 (effective 2024-05-16).
“On May 16, 2024, Ascent Solar Technologies, Inc., a Delaware corporation (“we,” “us,” the “Company” or “Ascent”), entered into an At The Market Offering Agreement (the “ATM Agreement”) with H.C. Wainwright & Co., LLC, as sales agent (“Wainwright”), to sell shares of its common stock, par value $0.0001 per share (the “Shares”), having an aggregate sales price of up to $4,219,000, from time to time, through an “at the market offering” program under which Wainwright will act as sales agent.”
Ascent Solar Technologies, Inc. entered into Pre-Funded Warrant Agency Agreement with Computershare Investor Services (effective 2024-04-12).
“On April 12, 2024, the Company also entered into a Pre-Funded Warrant Agency Agreement (the “Pre-Funded Warrant Agency Agreement”) with Computershare Investor Services, pursuant to which Computershare agreed to act as transfer agent with respect to the Pre-Funded warrants.”
Ascent Solar Technologies, Inc. entered into Placement Agent Agreement with Dawson James Securities Inc. (effective 2024-04-09).
“On April 9, 2024, the Company entered into a placement agency agreement (the “Placement Agent Agreement”) with Dawson James Securities Inc. (“Dawson James” or the “Placement Agent”) pursuant to which the Company engaged the Dawson James as the placement agent in connection with the offering.”
Ascent Solar Technologies, Inc. entered into Cedar loan agreement with Cedar Advance LLC. valued at $685,000 (effective 2024-04-17).
“On April 17, 2024, the Company entered into a loan agreement with Cedar Advance LLC. (“Cedar”), for a principal amount of $685,000.”
Ascent Solar Technologies, Inc. amended Amended and Restated Warrant Repurchase Agreements with each of the Investors valued at $3.6 million aggregate repurchase price (effective 2024-04-12).
“On April 12, 2024, the Company entered into Amended and Restated Warrant Repurchase Agreements (the “Amendments”) with each of the Investors.”
Ascent Solar Technologies, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(2)).
“March 5, 2024, the Staff notified the Company that it no longer satisfied the Equity Rule based upon stockholders’ equity of $(1,526,611) as reported in the Form 10-K for the year ended December 31, 2023 and, as a result, the Company’s common stock was subject to delisting from Nasdaq unless the Company timely requests a hearing before the Panel. The Company plans to timely request a hearing before the Panel, which request will stay any further suspension or delisting action by Nasdaq at least pending the hearing and the expiration of any extension period that may be granted to the Company fol”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.