Ascent Solar Technologies, Inc. — fact timeline

Ascent Solar Technologies, Inc. shareholders approved Approval to adjourn the Annual Meeting at the 2026-06-17 meeting.

“Proposal 5 – Approval to adjourn the Annual Meeting FOR AGAINST ABSTAIN BROKER NON-VOTE Common 5,009,054 200,888 27,378 0 Series 1C Preferred 146,280 0 0 0 Total 5,155,334 200,888 27,378 0 Proposal 5 was approved.”

Ascent Solar Technologies, Inc. shareholders approved Approval, on an advisory basis, the compensation of the Company’s Named Executive Officers at the 2026-06-17 meeting.

“Proposal 4 – Approval, on an advisory basis, the compensation of the Company’s Named Executive Officers FOR AGAINST ABSTAIN BROKER NON-VOTE Common 1,444,696 68,145 17,982 3,706,497 Series 1C Preferred 146,280 0 0 0 Total 1,590,976 68,145 17,982 3,706,497 Proposal 4 was approved.”

Ascent Solar Technologies, Inc. shareholders approved Approval of an amendment to the Company’s 2023 Equity Incentive Plan at the 2026-06-17 meeting.

“Proposal 3 – Approval of an amendment to the Company’s 2023 Equity Incentive Plan FOR AGAINST ABSTAIN BROKER NON-VOTE Common 1,368,646 146,264 15,913 3,706,497 Series 1C Preferred 146,280 0 0 0 Total 1,514,926 146,264 15,913 3,706,497 Proposal 3 was approved.”

Ascent Solar Technologies, Inc. shareholders approved Ratification of appointment of independent registered accounting firm – Haynie & Company at the 2026-06-17 meeting.

“Proposal 2 - Ratification of appointment of independent registered accounting firm – Haynie & Company FOR AGAINST ABSTAIN BROKER NON-VOTE Common 5,140,444 32,560 64,316 0 Series 1C Preferred 146,280 0 0 0 Total 5,286,724 32,560 64,316 0 Proposal 2 was approved.”

Ascent Solar Technologies, Inc. shareholders approved Election of two Class A directors to serve a three year term ending in 2029 until their respective successors are duly elected and qualified. at the 2026-06-17 meeting.

“Proposal 1 - Election of two Class A directors to serve a three year term ending in 2029 until their respective successors are duly elected and qualified. Louis Berezovsky FOR AGAINST ABSTAIN BROKER NON-VOTE Common 1,486,075 35,329 9,419 3,706,497 Series 1C Preferred 146,280 0 0 0 Total 1,632,355 35,329 9,419 3,706,497 Louis Berezovsky was duly elected. Forrest Reynolds FOR AGAINST ABSTAIN BROKER NON-VOTE Common 1,486,071 35,453 9,299 3,706,497 Series 1C Preferred 146,280 0 0 0 Total 1,632,351 35,453 9,299 3,706,497 Forrest Reynolds was duly elected.”

Ascent Solar Technologies, Inc. issued Series B Warrants to purchase up to 909,091 shares of warrant to institutional and accredited investors for part of unit with Shares at $5.50 per Share and accompanying Warrants.

“On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”) for the issuance and sale in a private placement (the “Private Placement”) of (i) 454,546 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), (ii) pre-funded warrants (“Pre-Funded Warrants”) to purchase up to 1,363,636 shares of Common Stock, at an exercise price of $0.0001 per share, (iii) Series A warrants (the “Series A Warrants”) to purchase up to 1,818,182 shares of Common Stock at an exercise price of $5.50 per share, and (iv) Series B warrants (the “Series B Warrants” and, together with the Series A Warrants, the “Warrants”) to purchase up to 909,091 shares of Common Stock at an exercise price of $5.50 per share.”

Ascent Solar Technologies, Inc. issued Series A Warrants to purchase up to 1,818,182 shares of warrant to institutional and accredited investors for part of unit with Shares at $5.50 per Share and accompanying Warrants.

“On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”) for the issuance and sale in a private placement (the “Private Placement”) of (i) 454,546 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), (ii) pre-funded warrants (“Pre-Funded Warrants”) to purchase up to 1,363,636 shares of Common Stock, at an exercise price of $0.0001 per share, (iii) Series A warrants (the “Series A Warrants”) to purchase up to 1,818,182 shares of Common Stock at an exercise price of $5.50 per share, and (iv) Series B warrants (the “Series B Warrants” and, together with the Series A Warrants, the “Warrants”) to purchase up to 909,091 shares of Common Stock at an exercise price of $5.50 per share.”

Ascent Solar Technologies, Inc. issued Pre-Funded Warrants to purchase up to 1,363,636 shares of warrant to institutional and accredited investors for $5.4999 per Pre-Funded Warrant.

“On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”) for the issuance and sale in a private placement (the “Private Placement”) of (i) 454,546 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), (ii) pre-funded warrants (“Pre-Funded Warrants”) to purchase up to 1,363,636 shares of Common Stock, at an exercise price of $0.0001 per share, (iii) Series A warrants (the “Series A Warrants”) to purchase up to 1,818,182 shares of Common Stock at an exercise price of $5.50 per share, and (iv) Series B warrants (the “Series B Warrants” and, together with the Series A Warrants, the “Warrants”) to purchase up to 909,091 shares of Common Stock at an exercise price of $5.50 per share.”

Ascent Solar Technologies, Inc. issued 454,546 shares of common stock to institutional and accredited investors for $5.50 per share.

“On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”) for the issuance and sale in a private placement (the “Private Placement”) of (i) 454,546 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), (ii) pre-funded warrants (“Pre-Funded Warrants”) to purchase up to 1,363,636 shares of Common Stock, at an exercise price of $0.0001 per share, (iii) Series A warrants (the “Series A Warrants”) to purchase up to 1,818,182 shares of Common Stock at an exercise price of $5.50 per share, and (iv) Series B warrants (the “Series B Warrants” and, together with the Series A Warrants, the “Warrants”) to purchase up to 909,091 shares of Common Stock at an exercise price of $5.50 per share.”

Ascent Solar Technologies, Inc. entered into Registration Rights Agreement with certain institutional and accredited investors (effective 2026-01-23).

“In connection with the Private Placement, the Company entered into a registration rights agreement (the “Registration Rights Agreement”), dated as of January 23, 2026, with the Investors”

Ascent Solar Technologies, Inc. entered into Purchase Agreement with certain institutional and accredited investors valued at approximately $9.2 million (effective 2026-01-23).

“On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”)”

Ascent Solar Technologies, Inc. entered into Purchase Agreement with certain institutional and accredited investors valued at approximately $1.7 million (effective 2025-12-05).

“On December 5, 2025, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”) for the issuance and sale in a private placement”

Ascent Solar Technologies, Inc. issued Placement Agent Warrants to purchase up to an aggregate of 71,795 shares of Common Stock of warrant to H.C. Wainwright & Co., LLC (Placement Agent) for cash fee of 7.0% of gross proceeds and expense reimbursement.

“with H.C. Wainwright & Co., LLC (the “Placement Agent”), the Company agreed to pay the Placement Agent in connection with the Private Placement (i) a cash fee equal to 7.0% of the aggregate gross proceeds received in the Private Placement, and (ii) reimbursement of up to $85,000 for legal fees and expenses, and out of pocket expenses and”

Ascent Solar Technologies, Inc. issued Series A Warrants to purchase up to 1,025,643 shares of Common Stock of warrant to institutional and accredited investors for part of unit with Shares and Pre-Funded Warrants; exercise price $1.70 per share.

“On December 5, 2025, Ascent Solar Technologies, Inc. (the "Company") entered into a securities purchase agreement (the "Purchase Agreement") with certain institutional and accredited investors (the "Investors") for the issuance and sale in a private placement (the "Private Placement") of (i) 769,232 shares (the "Shares") of the Company's common stock, par value $0.0001 per share (the "Common Stock"), (ii) pre-funded warrants ("Pre-Funded Warrants") to purchase up to 256,411 shares of Common Stock, at an exercise price of $0.0001 per share, (iii) Series A warrants (the "Series A Warrants") to purchase up to 1,025,643 shares of Common Stock at an exercise price of $1.70 per share, and (iv) Series B warrants (the "Series B Warrants" and, together with the Series A Warrants, the "Warrants") to purchase up to 1,025,643 shares of Common Stock at an exercise price of $1.70 per share.”

Ascent Solar Technologies, Inc. issued Pre-Funded Warrants to purchase up to 256,411 shares of Common Stock of warrant to institutional and accredited investors for purchase price per Pre-Funded Warrant and accompanying Warrants was $1.9499.

“Warrants, the “Warrants”) to purchase up to 1,025,643 shares of Common Stock at an exercise price of $1.70 per share. The purchase price per Share and accompanying Warrants was $1.95 and the purchase price per Pre-Funded Warrant and accompanying Warrants was $1.9499. The Series A Warrants and Series B Warrants have an exercise price of $1.70 per share and are”

Ascent Solar Technologies, Inc. issued 769,232 shares of common stock to institutional and accredited investors for purchase price per Share and accompanying Warrants was $1.95.

“Warrants, the “Warrants”) to purchase up to 1,025,643 shares of Common Stock at an exercise price of $1.70 per share. The purchase price per Share and accompanying Warrants was $1.95 and the purchase price per Pre-Funded Warrant and accompanying Warrants was $1.9499. The Series A Warrants and Series B Warrants have an exercise price of $1.70 per share and are”

Ascent Solar Technologies, Inc.: Decreased number of authorized shares of Common Stock from 500,000,000 to 200,000,000 (effective 2025-06-04).

“On June 4, 2025, the Company filed a Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to decrease the number of authorized shares of Common Stock from 500,000,000 to 200,000,000.”

Ascent Solar Technologies, Inc.: Ascent Solar Technologies adopted a bylaw amendment reducing the quorum requirement for stockholder meetings from a majority to one-third of voting power, and clarifying that the required vote for stockholder approval is based on the voting power of shares present (effective 2025-03-07).

“On March 7, 2025, the Board of Directors of Ascent Solar Technologies, Inc. (the “Company”) adopted an amendment (the “Amendment”) to the Company’s bylaws. The Amendment makes the following two changes to the bylaws. First, the Amendment reduces the quorum required for the transaction of business at stockholder meetings from (i) the holders of a majority of the stock issued and outstanding and entitled to vote, to (ii) the holders of one-third of the voting power of the outstanding shares of stock entitled to vote.”

Ascent Solar Technologies, Inc. entered into ATM Agreement with H.C. Wainwright & Co., LLC valued at up to $4,219,000 (effective 2024-05-16).

“On May 16, 2024, Ascent Solar Technologies, Inc., a Delaware corporation (“we,” “us,” the “Company” or “Ascent”), entered into an At The Market Offering Agreement (the “ATM Agreement”) with H.C. Wainwright & Co., LLC, as sales agent (“Wainwright”), to sell shares of its common stock, par value $0.0001 per share (the “Shares”), having an aggregate sales price of up to $4,219,000, from time to time, through an “at the market offering” program under which Wainwright will act as sales agent.”

Ascent Solar Technologies, Inc. entered into Pre-Funded Warrant Agency Agreement with Computershare Investor Services (effective 2024-04-12).

“On April 12, 2024, the Company also entered into a Pre-Funded Warrant Agency Agreement (the “Pre-Funded Warrant Agency Agreement”) with Computershare Investor Services, pursuant to which Computershare agreed to act as transfer agent with respect to the Pre-Funded warrants.”

Ascent Solar Technologies, Inc. entered into Placement Agent Agreement with Dawson James Securities Inc. (effective 2024-04-09).

“On April 9, 2024, the Company entered into a placement agency agreement (the “Placement Agent Agreement”) with Dawson James Securities Inc. (“Dawson James” or the “Placement Agent”) pursuant to which the Company engaged the Dawson James as the placement agent in connection with the offering.”

Ascent Solar Technologies, Inc. entered into Cedar loan agreement with Cedar Advance LLC. valued at $685,000 (effective 2024-04-17).

“On April 17, 2024, the Company entered into a loan agreement with Cedar Advance LLC. (“Cedar”), for a principal amount of $685,000.”

Ascent Solar Technologies, Inc. amended Amended and Restated Warrant Repurchase Agreements with each of the Investors valued at $3.6 million aggregate repurchase price (effective 2024-04-12).

“On April 12, 2024, the Company entered into Amended and Restated Warrant Repurchase Agreements (the “Amendments”) with each of the Investors.”

Ascent Solar Technologies, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(2)).

“March 5, 2024, the Staff notified the Company that it no longer satisfied the Equity Rule based upon stockholders’ equity of $(1,526,611) as reported in the Form 10-K for the year ended December 31, 2023 and, as a result, the Company’s common stock was subject to delisting from Nasdaq unless the Company timely requests a hearing before the Panel. The Company plans to timely request a hearing before the Panel, which request will stay any further suspension or delisting action by Nasdaq at least pending the hearing and the expiration of any extension period that may be granted to the Company fol”

Ascent Solar Technologies, Inc. shareholders approved Advisory vote on the frequency of holding the vote on the compensation of the Company’s Named Executive Officers at the 2023-12-14 meeting.

“Proposal 5 – Advisory vote on the frequency of holding the vote on the compensation of the Company’s Named Executive Officers One Year Two Years Three Years Abstain Broker Non-Votes 284,595 707 10,911 222,799 463,841 One year frequency was approved by the stockholders.”

Ascent Solar Technologies, Inc. shareholders approved Approval, on an advisory basis, the compensation of the Company’s Named Executive Officers at the 2023-12-14 meeting.

“Proposal 4 – Approval, on an advisory basis, the compensation of the Company’s Named Executive Officers Votes For Votes Against Abstain Broker Non-Votes 270,983 47,354 200,675 463,841 Proposal 4 was approved.”

Ascent Solar Technologies, Inc. shareholders approved Approval of the Company’s 2023 Equity Incentive Plan at the 2023-12-14 meeting.

“Proposal 3 – Approval of the Company’s 2023 Equity Incentive Plan Votes For Votes Against Abstain Broker Non-Votes 272,295 46,463 200,254 463,841 Proposal 3 was approved.”

Ascent Solar Technologies, Inc. shareholders approved Ratification of appointment of independent registered accounting firm – Haynie & Company at the 2023-12-14 meeting.

“Proposal 2 - Ratification of appointment of independent registered accounting firm – Haynie & Company Votes For Votes Against Abstain Broker Non-Votes 726,173 54,913 201,767 0 Proposal 2 was approved.”

Ascent Solar Technologies, Inc. shareholders approved Election of two Class A directors to serve a three year term ending in 2026, two Class B directors to serve a two year term ending in 2025 and one Class C director to serve a one year term ending in 2024, in each case until their respective successors are duly elected and qualified at the 2023-12-14 meeting.

“Proposal 1 - Election of two Class A directors to serve a three year term ending in 2026, two Class B directors to serve a two year term ending in 2025 and one Class C director to serve a one year term ending in 2024, in each case until their respective successors are duly elected and qualified. Nominee Votes For Against Abstain Broker Non-Votes Forrest Reynolds (Class A) 291,524 26,624 200,864 463,841 Louis Berezovsky (Class A) 291,571 26,581 200,860 463,841 Gregory Thompson (Class B) 291,551 26,602 200,859 463,841 Paul Warley (Class B) 266,569 26,578 225,865 463,841 David Peterson (Class A) 291,655 26,497 200,860 463,841 All five director nominees were duly elected.”

Ascent Solar Technologies, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

“December 11, 2023, Ascent Solar Technologies, Inc. (the “Company”) received a written notice (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market (“Nasdaq”) indicating that the Company is not in compliance with the $1.00 Minimum Bid Price requirement set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market (the “Bid Price Requirement”). The Notice does not result in the immediate delisting of the Company’s common stock from The Nasdaq Capital Market. The Nasdaq Listing Rules require listed securities to maintain a minimum bi”

Ascent Solar Technologies, Inc. amended Advance Notes with two institutional investors (effective 2023-12-01).

“On December 1, 2023, the Company and each of the Investors agreed: · to amend the Advance Notes to provide that the Floor Price for all purposes of the Advance Notes has been lowered to $0.65 per share of the Company’s common stock; · future conversions of the Advance Notes will continue to be at the conversion price of 80% of the three lowest VWAPs of the Common Stock on the 10 trading days preceding delivery of a conversion notice by an Investor, but the conversion price may not be less than the Floor Price of $0.65; · future stock payments of existing conversion payable liabilities will be at an issue price of 100% of the VWAP of the Common Stock on the conversion date, but the conversion price may not be less than the Floor Price of $0.65.”

Jin Jo was appointed as Chief Financial Officer at Ascent Solar Technologies, Inc..

“in Jo as the Company’s new Chief Financial Officer.”

Ascent Solar Technologies, Inc. entered into Placement Agent Agreement with Dawson James Securities Inc. valued at 8.00% of the gross proceeds (effective 2023-09-28).

“On September 28, 2023, Ascent Solar Technologies, Inc. (“Ascent” or the “Company”) entered into a placement agency agreement (the “Placement Agent Agreement”) with Dawson James Securities Inc. (“Dawson James” or the “Placement Agent”) pursuant to which the Company engaged Dawson James as the placement agent for a registered public offering by the Company (the “Offering”), of an aggregate of 3,572,635 units (“Units”) at a price of $2.88 per Unit, for gross proceeds of approximately $10.3 million, before deducting offering expenses.”

Ascent Solar Technologies, Inc. received a nasdaq noncompliance notice notice regarding shareholders (rules 5550(a)(4)).

“September 29, 2023, the Nasdaq staff notified the Company that the Company had regained compliance with the Minimum Bid Price Requirement based on the closing bid price of the Company’s common stock having been at $1.00 per share or greater for ten consecutive business days. The Staff’s notification indicated that this matter is now closed. The Company remains non-compliant with the minimum $2,500,000 stockholders’ equity requirement for continued listing set forth in Listing Rule 5550(b) and the minimum 500,000 publicly held shares requirement under Listing Rule 5550(a)(4). These remaining ma”

Ascent Solar Technologies, Inc. received a nasdaq noncompliance notice notice regarding stockholders equity (rules 5550(b)).

“September 29, 2023, the Nasdaq staff notified the Company that the Company had regained compliance with the Minimum Bid Price Requirement based on the closing bid price of the Company’s common stock having been at $1.00 per share or greater for ten consecutive business days. The Staff’s notification indicated that this matter is now closed. The Company remains non-compliant with the minimum $2,500,000 stockholders’ equity requirement for continued listing set forth in Listing Rule 5550(b) and the minimum 500,000 publicly held shares requirement under Listing Rule 5550(a)(4). These remaining ma”

Ascent Solar Technologies, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).

“March 23, 2023, the Company received a written notice from the Listing Qualifications Department of The Nasdaq Stock Market indicating that the Company was not in compliance with the $1.00 Minimum Bid Price requirement set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on Nasdaq (the “Bid Price Requirement”). The notice indicated that the Company would be provided 180 calendar days in which to regain compliance with the Bid Price Requirement. On September 29, 2023, the Nasdaq staff notified the Company that the Company had regained compliance with the Minimum Bid Price Requireme”

Ascent Solar Technologies, Inc.: Certificate of Amendment to effect a one-for-200 reverse stock split (effective 2023-09-11).

“On September 8, 2023, the Company filed a Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company (the “Certificate of Amendment”) with the Secretary of State of the State of Delaware to effect the Reverse Stock Split of the Company’s common stock at a ratio of one-for-two hundred.”

Ascent Solar Technologies, Inc. received a nasdaq delisting notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)(iii), 5550(b)(1)).

“July 28, 2023, the Company received notice (the “Second Notice”) from the Staff that the Staff had determined that the Company’s securities had a closing bid price of $0.10 or less for ten consecutive trading days triggering application of Listing Rule 5810(c)(3)(A)(iii) which states in part: if during any compliance period specified in Rule 5810(c)(3)(A), a company’s security has a closing bid price of $0.10 or less for ten consecutive trading days, the Listing Qualifications Department shall issue a Staff Delisting Determination under Rule 5810 with respect to that security (the “Low Priced”

Ascent Solar Technologies, Inc. entered into Series 1B SPA with accredited investors valued at $900,000 (effective 2023-06-29).

“On June 29, 2023, Ascent Solar Technologies, Inc., a Delaware corporation (the “Company”), entered into a securities purchase agreement (“Series 1B SPA”) with accredited investors (“Investors”), for the private placement of $900,000 of the Company’s newly designated Series 1B Convertible Preferred Stock”

Ascent Solar Technologies, Inc. received a nasdaq deficiency notice notice regarding stockholders equity (rules 5550(b)(1)).

“May 25, 2023, Ascent Solar Technologies, Inc. (the “Company”) received a letter from The Nasdaq Stock Market LLC (“Nasdaq”) indicating that it is not in compliance with Nasdaq Listing Rule 5550(b)(1), which requires companies listed on The Nasdaq Stock Market to maintain a minimum of $2,500,000 in stockholders’ equity for continued listing. In its quarterly report on Form 10-Q for the period ended March 31, 2023, the Company reported stockholders’ equity of $(2,180,440), and, as a result, does not currently satisfy Listing Rule 5550(b)(1). Nasdaq’s letter has no immediate impact on the listing”

Ascent Solar Technologies, Inc. amended Second Amendment with two institutional investors (effective 2023-05-25).

“On May 25, 2023, the Company and each of the Investors entered into a Waiver and Amendment Agreement (the “Second Amendment”) relating to the Securities Purchase Contract and the Advance Notes.”

Ascent Solar Technologies, Inc. amended Waiver and Amendment Agreement with two institutional investors valued at $15,000,000 in aggregate principal amount of Senior Secured Original Issue 10% Discount Convertible (effective 2023-03-29).

“on March 29, 2023, the Company entered into a Waiver and Amendment Agreement (the “Amendment”) relating to a Securities Purchase Contract, dated as of December 19, 2022 (the “Securities Purchase Contract”), entered into by the Company and two institutional investors (each, an “Investor” and collectively, the “Investors”) for the issuance to the Investors of $15,000,000 in aggregate principal amount of Senior Secured Original Issue 10% Discount Convertible Advance Notes (the “Advance Notes”).”

Paul Warley changed role as Chief Financial Officer at Ascent Solar Technologies, Inc..

“Paul Warley, the Company’s newly appointed CEO, will no longer serve as CFO”

Jin Jo was appointed as Chief Financial Officer at Ascent Solar Technologies, Inc..

“Jin Jo as the Company’s new Chief Financial Officer”

Bobby Gulati was appointed as Chief Operating Officer at Ascent Solar Technologies, Inc..

“appointed (i) Bobby Gulati as the Company’s new Chief Operating Officer”

Paul Warley was appointed as President and Chief Executive Officer at Ascent Solar Technologies, Inc..

“on May 1, 2023, the Company’s board of directors appointed Paul Warley as the Company’s President and Chief Executive Officer.”

Paul Warley was appointed as President and Chief Executive Officer at Ascent Solar Technologies, Inc..

“On May 1, 2023, the Company’s board of directors appointed Paul Warley as the Company’s President and Chief Executive Officer.”

Jeffrey Max was terminated as President and Chief Executive Officer at Ascent Solar Technologies, Inc..

“On April 26, 2023, the board of directors of Ascent Solar Technologies, Inc. (“ASTI” or the “Company”) terminated Jeffrey Max as the Company’s President and Chief Executive Officer.”

Ascent Solar Technologies, Inc. entered into Letter Agreement with FL1 Holding GmbH (effective 2023-04-20).

“On April 20, 2023, the Company entered into a letter agreement (the “Letter Agreement”) with FL1 Holding GmbH, a German company (“FL1”) that is affiliated with BD 1 Investment Holding, LLC (“BD1”), an affiliate of the Company, BD1 and BD Vermögensverwaltung GmbH (“BD”), the parent entity of FL1 (collectively, the “Affiliates”), in connection with the prospective acquisition by FL1 of substantially all shares in Seller following the Closing, subject to the satisfaction of certain terms and conditions.”

Ascent Solar Technologies, Inc. entered into Technology License Agreement with Flisom AG (effective 2023-04-17).

“(iii) a Technology License Agreement, pursuant to which Seller granted the Company a revocable, non-exclusive license to certain intellectual property rights of the Seller used in the operation of the Assets (the “Licensed IP”), subject to certain encumbrances on the Licensed IP in favor of Seller’s lender.”