BROADWAY FINANCIAL CORP \DE\ — fact timeline

BROADWAY FINANCIAL CORP \DE\ reported first quarter of 2026 results: net income consolidated net income before preferred dividends of $1.6 million, EPS $0.09 per diluted share.

“of City First Bank, National Association (the “Bank”, and collectively, with the Company, “City First Broadway”), reported consolidated net income before preferred dividends of $1.6 million, or $0. 09 per diluted share, for the first quarter of 2026, compared to consolidated net loss before preferred dividends of $2.7 million, or ($0.39) per diluted share, for the”

BROADWAY FINANCIAL CORP \DE\ received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

“November 20, 2025, Broadway Financial Corporation (the “Company”) received written notice (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the periodic financial reporting requirements set forth in Nasdaq Listing Rule 5250(c)(1) (“Rule 5250(c)(1)”) for continued listing on The Nasdaq Capital Market because its Quarterly Report on Form 10-Q for the quarter ended September 30, 2025 (the “Q3 Form 10-Q”) was not filed within the time period prescribed by the Securities and Exchange Commission (“SEC”) rules. The Notice has no immed”

BROADWAY FINANCIAL CORP \DE\ received a nasdaq extension granted notice regarding late filing (rules 5250(c)(1)).

“November 11, 2025, Broadway Financial Corporation (the “Company”) received an extension from The Nasdaq Stock Market LLC (“Nasdaq”) to February 16, 2026 (the “Extension Deadline”) for the Company to file its Quarterly Report on Form 10-Q for the quarter ended June 30, 2025 (the “Form 10-Q”) with the U.S. Securities and Exchange Commission, to regain compliance with Rule 5250(c)(1). The Company anticipates filing the Form 10-Q on or before the Extension Deadline. As previously reported, there is no immediate impact on the Company’s listing status on The Nasdaq Capital Market at this time. *”

BROADWAY FINANCIAL CORP \DE\ announced a impairment with charges of $25.9 million goodwill impairment charge.

“On October 15, 2025, the Audit Committee of the Board of Directors of Broadway Financial Corporation (the “Company”) (NASDAQ: BYFC), the holding company of City First Bank, National Association, concluded that, based on its annual impairment analysis, the Company’s goodwill is impaired in accordance with U.S. GAAP. Consequently, the Company expects to record a non-cash $25.9 million goodwill impairment charge for the quarter ended September 30, 2025.”

BROADWAY FINANCIAL CORP \DE\ reported that prior financial statements should not be relied upon.

“On October 15, 2025, the Audit Committee of the Board of Directors of Broadway Financial Corporation (the “Company”) (NASDAQ: BYFC), the holding company of City First Bank, National Association, based on consultations with the Company’s management, concluded that the Company’s audited consolidated financial statements for the fiscal years ended December 31, 2024 and 2023, and the unaudited interim consolidated financial statements for the quarters ended March 31, 2024, June 30, 2024, September 30, 2024, and March 31, 2025 (collectively, the “Affected Financials”), each as previously filed with the Securities and Exchange Commission (“SEC”), should no longer be relied upon because of an error related to certain loan participation agreements and should therefore be restated.”

BROADWAY FINANCIAL CORP \DE\ received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

“August 21, 2025, Broadway Financial Corporation (the “Company”) received written notice (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the periodic financial reporting requirements set forth in Nasdaq Listing Rule 5250(c)(1) (“Rule 5250(c)(1)”) for continued listing on The Nasdaq Capital Market because its Quarterly Report on Form 10-Q for the quarter ended June 30, 2025 (the “Form 10-Q”) was not filed within the time period prescribed by the Securities and Exchange Commission rules. The Notice has no immediate effect on the”

William A. Longbrake resigned as Director at BROADWAY FINANCIAL CORP \DE\.

“On June 2, 2025, William A. Longbrake, a member of the Board of Directors (the “Board”) of Broadway Financial Corporation (the “Company”) (NASDAQ: BYFC), notified the Board that he is resigning as a director of the Company at the Company’s 2025 Annual Meeting of Stockholders on June 30, 2025.”

BROADWAY FINANCIAL CORP \DE\ received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

“May 28, 2025, Broadway Financial Corporation (the “Company”) received written notice (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the periodic financial reporting requirements set forth in Nasdaq Listing Rule 5250(c)(1) (“Rule 5250(c)(1)”) for continued listing on The Nasdaq Capital Market because its Quarterly Report on Form 10-Q for the quarter ended March 31, 2025 (the “Form 10-Q”) was not filed within the time period prescribed by the Securities and Exchange Commission rules. The Notice has no immediate effect on the l”

Mary Hentges was elected as Director at BROADWAY FINANCIAL CORP \DE\.

“elected Mary Hentges to the Board, effective March 5, 2025, to fill the new vacancy on the Board.”

John A. Allen was appointed as Chief Banking Officer at BROADWAY FINANCIAL CORP \DE\.

“announce the appointment of John A. Allen as Chief Banking Officer. John joined City First Bank on January 13, 2025”

Ruth McCloud departed as Chief Operating Officer at BROADWAY FINANCIAL CORP \DE\.

“announced Chief Operating Officer, Ruth McCloud, provided notice on January 13, 2025, that she will be retiring from City First Bank on March 31, 2025.”

BROADWAY FINANCIAL CORP \DE\ engaged Crowe LLP as its auditor.

“approved the appointment of Crowe LLP (“Crowe”) as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025, subject to completion of Crowe’s standard client acceptance procedures and execution of an engagement letter”

BROADWAY FINANCIAL CORP \DE\ dismissed Moss Adams LLP as its auditor.

“dismissed Moss Adams LLP (“Moss Adams”), as the Company’s independent registered public accounting firm effective upon Moss Adams's issuance of its audit report on the Company’s fiscal year ending December 31, 2024 financial statements.”

Zack Ibrahim was appointed as Executive Vice President and Chief Financial Officer at BROADWAY FINANCIAL CORP \DE\.

“On May 15, 2024, Broadway Financial Corporation (the “Company” or “Broadway”) (NASDAQ Capital Market: BYFC), the holding company of City First Bank, National Association (the “Bank” and collectively with the Company, “City First Broadway”), appointed Zack Ibrahim, age 48, as Executive Vice President and Chief Financial Officer (“CFO”) of the Company and the Bank.”

BROADWAY FINANCIAL CORP \DE\ received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

“April 18, 2024, Broadway Financial Corporation (the “Company”) received written notice (the “Notification Letter”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that is it not in compliance with the periodic financial reporting requirements set forth in Nasdaq Listing Rule 5250(c)(1) (“Rule 5250(c)(1)”) for continued listing on the Nasdaq Capital market because its Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “Form 10-K”) was not filed within the time period prescribed by Securities and Exchange Commission rules. As previously reported on A”

BROADWAY FINANCIAL CORP \DE\ received a nasdaq extension granted notice regarding late filing (rules 5250(c)(1)).

“January 26, 2024, Broadway Financial Corporation (the “Company”) received an extension from The Nasdaq Stock Market LLC (“Nasdaq”) to May 13, 2024 (the “Extension Deadline”) for the Company to file its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 (the “Form 10-Q”) with the U.S. Securities and Exchange Commission, to regain compliance with Rule 5250(c)(1). The Company anticipates filing the Form 10-Q on or before the Extension Deadline. As previously reported, there is no immediate impact on the Company’s listing status on The Nasdaq Capital Market at this time. *”

BROADWAY FINANCIAL CORP \DE\ received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

“November 16, 2023, Broadway Financial Corporation (the “Company”) received written notice (the “Notification Letter”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not in compliance with the periodic financial reporting requirements set forth in Nasdaq Listing Rule 5250(c)(1) (“Rule 5250(c)(1)”) for continued listing on The Nasdaq Capital Market because its Quarterly Report on Form 10-Q for the quarter ended September 30, 2023 (the “Form 10-Q”) was not filed within the time period prescribed by Securities and Exchange Commission rules. As previously reported o”

BROADWAY FINANCIAL CORP \DE\: Filed amendment to certificate of incorporation to effect a 1-for-8 reverse stock split of common stock (effective 2023-11-01).

“On October 30, 2023, Broadway Financial Corporation (the “Company”) filed an amendment to the certificate of incorporation of the Company (the “Stock Split Amendment”) with the Secretary of State of the State of Delaware to effect a reverse stock split of the Company’s outstanding shares of Class A common stock, Class B common stock, and Class C common stock, par value $0.01 per share (collectively, the “Common Stock”), at a ratio of 1-for-8 (the “Reverse Stock Split”).”

BROADWAY FINANCIAL CORP \DE\ received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

“September 25, 2023, Broadway Financial Corporation (the “Company”) received written notice (the “Notification Letter”) from the Nasdaq Stock Market LLC notifying the Company that it is not in compliance with the minimum bid price requirements set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market. Nasdaq Listing Rule 5550(a)(2) requires listed securities maintain a minimum closing bid price of $1.00 per share, and Nasdaq Listing Rule 5810(c)(3)(A) provides that a failure to meet the minimum closing bid price requirement exists if the deficiency continu”

Brenda Battey departed as Executive Vice President and Chief Financial Officer at BROADWAY FINANCIAL CORP \DE\.

“On September 20, 2023, Brenda Battey, Executive Vice President and Chief Financial Officer of the Company and the Bank, informed the Company and its board of directors that she intends to retire from the Company and the Bank in the first half of 2024 following more than 10 years of service and after a suitable replacement has been found and properly transitioned.”

BROADWAY FINANCIAL CORP \DE\ reported first six months of 2022 results: net income consolidated net earnings of $2.8 million, EPS $0.04 per diluted share.

“consolidated net earnings of $2.8 million, or $0.04 per diluted share for the first six months of 2022”

BROADWAY FINANCIAL CORP \DE\ reported first six months of 2023 results: net income consolidated net earnings of $1.8 million, EPS $0.03 per diluted share.

“For the first six months of 2023, the Company reported consolidated net earnings of $1.8 million, or $0.03 per diluted share”

BROADWAY FINANCIAL CORP \DE\ reported second quarter of 2022 results: net income consolidated net earnings of $1.9 million, EPS $0.03 per diluted share.

“consolidated net earnings of $1.9 million, or $0.03 per diluted share, for the second quarter of 2022”

BROADWAY FINANCIAL CORP \DE\ shareholders approved Approval of Amendment to Certificate of Incorporation to effect a reverse stock split with no change to authorized shares at the 2023-06-21 meeting.

“The proposal to approve the Amendment to the Company’s Certificate of Incorporation to Effect a Reverse Stock Split of the Company’s Common Stock With No Change to the Number of Authorized Shares was approved based upon the following votes: Votes for approval 33,513,558 Votes against 1,536,369 Abstentions 76,599 Broker non-votes 0”

BROADWAY FINANCIAL CORP \DE\ shareholders approved Approval of Amendment and Restatement of the 2018 Long-Term Incentive Plan at the 2023-06-21 meeting.

“The proposal to approve the Amendment and Restatement of the Company’s 2018 Long-Term Incentive Plan was approved based upon the following votes: Votes for approval 26,206,188 Votes against 1,196,162 Abstentions 95,122 Broker non-votes 7,629,054”

BROADWAY FINANCIAL CORP \DE\ shareholders approved Advisory vote to approve executive compensation at the 2023-06-21 meeting.

“The proposal to approve the Company’s executive compensation on an advisory (non-binding) basis was approved based upon the following votes: Votes for approval 26,302,544 Votes against 1,116,620 Abstentions 78,308 Broker non-votes 7,629,054”

BROADWAY FINANCIAL CORP \DE\ shareholders approved Ratification of appointment of Moss Adams LLP as independent registered public accounting firm at the 2023-06-21 meeting.

“The proposal to ratify the appointment of Moss Adams LLP as the independent registered public accounting firm for the Company for its fiscal year ending December 31, 2023 was approved based upon the following votes: Votes for approval 34,493,151 Votes against 570,061 Abstentions 63,314 Broker non-votes 0”

BROADWAY FINANCIAL CORP \DE\ shareholders approved Election of directors at the 2023-06-21 meeting.

“The nominees for election to the Company’s Board of Directors set forth in Item 1 to the Company’s Proxy Statement filed with the U.S. Securities and Exchange Commission on May 1, 2023 were elected to serve until the Annual Meeting of Stockholders to be held in the year 2026 or until their respective successors are duly elected and qualified, based on the following vote: Nominee Votes For Votes Withheld Broker Non-Votes Brian E. Argrett 26,875,306 622,166 7,629,054 Mary Ann Donovan 24,287,307 3,210,165 7,629,054 William A. Longbrake 26,933,269 564,203 7,629,054”

BROADWAY FINANCIAL CORP \DE\ reported first quarter of 2023 results: net income 1.6 million, EPS 0.02 per diluted share.

“Broadway Financial Corporation (the "Company") issued a press release announcing results for the quarter ended March 31, 2023.”

BROADWAY FINANCIAL CORP \DE\ reported for the year ended December 31, 2022 results: net income 5.6 million, EPS 0.08 per diluted share.

“For the year ended December 31, 2022, the Company reported net earnings of $5.6 million, or $0.08 per diluted share, compared to a net loss of $4.1 million, or ($0.07) per diluted share, for the year ended December 31, 2021”

BROADWAY FINANCIAL CORP \DE\ reported for the fourth quarter of 2022 results: net income 1.5 million, EPS 0.02 per diluted share.

“Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ Capital Market: BYFC), parent company of City First Bank, National Association (the “Bank”, and collectively, with the Company, “Broadway” or “City First Broadway”), reported consolidated net earnings of $1.5 million, or $0. 02 per diluted share, for the fourth quarter of 2022”

BROADWAY FINANCIAL CORP \DE\ reported the third quarter of 2022 results: net income $1.3 million, EPS $0.02 per diluted share.

“Broadway Financial Corporation (“Broadway”, “we”, or the “Company”) (NASDAQ Capital Market: BYFC), reported consolidated net earnings of $1.3 million, or $0.02 per diluted share, for the third quarter of 2022”

John Driver was elected as Director at BROADWAY FINANCIAL CORP \DE\.

“On May 13, 2022, the Board of Directors (the “Board”) of Broadway Financial Corporation (the “Company”) elected John Driver to the Board, effective May 13, 2022, to fill a vacancy on the Board.”

Jack T. Thompson resigned as Director at BROADWAY FINANCIAL CORP \DE\.

“On September 15, 2021, Mr. Jack T. Thompson notified the Chairman of the Board of Directors (the “Board”) of Broadway Financial Corporation (the “Company”) of his decision to resign, effective 5:00 p.m. Eastern Daylight Time on September 15, 2021, from his position as a member of the Board”