Recent 8-K filings for CG

• June 1, 2026, 8:00 AM ET leadership materiality 0.50 neutral item 5.02item 7.01item 9.01

  Carlyle appoints Kate Heinzelman as General Counsel; Jeff Ferguson to be Senior Advisor

  Kate Heinzelman appointed General Counsel effective June 29, 2026; reports to CEO Harvey Schwartz.

• May 7, 2026, 7:59 PM ET earnings materiality 0.80 negative item 2.02item 9.01

  Carlyle Reports Q1 2026 Loss of $179M, Declares $0.35 Dividend

  U.S. GAAP loss before provision for income taxes was $179 million with a margin of 70.5% for Q1 2026.

• February 26, 2026, 6:59 PM ET other material materiality 0.75 positive item 7.01item 9.01

  Carlyle targets $1.9B+ FRE, $200B+ inflows, $6.00+ DE per share by 2028; $2B buyback authorized

  Three-year financial targets by end of 2028: Fee Related Earnings (FRE) of $1.9+ billion.

• February 6, 2026, 6:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  Carlyle Q4 2025 GAAP income before taxes $462M; declares $0.35 dividend

  Q4 2025 GAAP income before provision for income taxes $462M; full-year $1.2B; margin 24.3%.

• December 5, 2025, 6:59 PM ET leadership materiality 0.50 neutral item 5.02item 7.01item 9.01

  Carlyle General Counsel Jeffrey Ferguson to retire in 2026, become Senior Advisor

  Jeffrey Ferguson, General Counsel since 1999, to retire in 2026; will become Senior Advisor for transition.

• October 31, 2025, 7:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Carlyle Q3 GAAP pre-tax income $86M, margin 25.8%; $17B inflows, dividend $0.35

  Q3 GAAP income before provision for income taxes of $86 million; margin 25.8%.

• September 19, 2025, 7:59 PM ET debt materiality 0.55 neutral item 1.01item 2.03item 8.01item 9.01

  Carlyle Group issues $800M of 5.050% Senior Notes due 2035

  Issued $800M aggregate principal of 5.050% Senior Notes due 2035, priced at par.

• September 17, 2025, 7:59 PM ET debt materiality 0.50 neutral item 8.01item 9.01

  Carlyle prices $800M of 5.050% senior notes due 2035 for general corporate purposes

  Notes offering of $800 million aggregate principal at 5.050% coupon, maturing 2035.

• August 6, 2025, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  Carlyle reports Q2 2025 pre-tax income of $441M, 28% margin; declares $0.35 dividend

  Income before provision for income taxes was $441M, with a margin of 28.0%.

• July 28, 2025, 7:59 PM ET leadership materiality 0.75 positive item 5.02item 7.01item 9.01

  Carlyle names three Co-Presidents, new CFO, and Vice Chairman effective Jan 1, 2026

  John Redett (current CFO) becomes Co-President leading Global Private Equity; Justin Plouffe to succeed him as CFO.

• May 30, 2025, 7:59 PM ET debt materiality 0.35 neutral item 1.01item 2.03item 5.07

  Carlyle Group enters Third Amended Credit Agreement, extends $1B facility to 2030

  Third Amended and Restated Credit Agreement signed May 29, 2025; $1.0B revolving facility maintained, no amounts drawn.

• May 8, 2025, 7:59 PM ET earnings materiality 0.60 positive item 2.02item 9.01

  Carlyle Q1 GAAP pre-tax income $171M, record FRE and AUM

  GAAP income before tax of $171 million and margin of 17.6%.

• February 11, 2025, 6:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  Carlyle reports Q4 2024 pre-tax income $265M; full-year $1.4B; declares $0.35 dividend

  Q4 2024 GAAP pre-tax income of $265M and margin of 25.7%.

• November 7, 2024, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  Carlyle reports Q3 income before tax of $789M, accrued performance up 27%

  Q3 2024 GAAP income before tax of $789M; margin on income before tax of 29.9%.

• August 5, 2024, 7:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  Carlyle Q2 GAAP pretax income $219M; record FRE and AUM; dividend $0.35

  GAAP income before tax of $219M for Q2 2024 (margin 20.5%); total balance sheet assets $22B.

• May 31, 2024, 7:59 PM ET other material materiality 0.50 neutral item 5.02item 5.07item 9.01

  Carlyle shareholders approve amended equity plan and elect directors at annual meeting

  Amended 2012 Equity Incentive Plan approved; authorizes up to 58.8M shares through 2034.

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.80 · Median 0.65 · Most common event earnings

9 positive 1 negative 6 neutral

source · CG on sec.gov