Source-grounded facts extracted from Horizon Technology Finance Corp's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
Horizon Technology Finance Corp engaged Grant Thorton LLP as its auditor.
“the Board approved the appointment of Grant Thorton LLP (“GT”) to serve as the Company’s independent registered accounting firm to audit the Company’s consolidated financial statements for the fiscal year ended December 31, 2026.”
Horizon Technology Finance Corp dismissed RSM US LLP as its auditor.
“On May 13, 2026, the Board of Directors (the “Board”) of Horizon Technology Finance Corporation (the “Company”) dismissed RSM US LLP (“RSM”) as the Company’s independent registered public accounting firm.”
Horizon Technology Finance Corp reported financial results for first quarter ended March 31, 2026.
“On May 5, 2026, Horizon Technology Finance Corporation (the “ Company ”) issued a press release announcing its financial results for the three months ended March 31, 2026.”
Horizon Technology Finance Corp entered into Letter Agreement with HRZN Advisor valued at $4.0 million (effective 2026-04-14).
“On April 14, 2026, in connection with the completion of the Mergers, the Company and HRZN Advisor entered into a Letter Agreement (the “Letter Agreement”), pursuant to which HRZN Advisor agreed to waive an aggregate of $4.0 million in Base Management Fees and/or Incentive Fees (each as defined in the Investment Management Agreement (as defined below)) due and payable to HRZN Advisor pursuant to the terms of the Investment Management Agreement, dated as of March 31, 2025, by and between HRZN Advisor and the Company (the “Investment Management Agreement”) at the rate of $1.0 million per fiscal quarter commencing with the quarter ending September 30, 2026 (the “Fee Waiver”).”
Horizon Technology Finance Corp completed an acquisition involving Monroe Capital Corporation (MRCC) (closed 2026-04-14).
“On April 14, 2026, Horizon Technology Finance Corporation (the “Company”), a Delaware corporation, completed its previously announced acquisition of Monroe Capital Corporation (“MRCC”), a Maryland corporation, pursuant to that certain Agreement and Plan of Merger, dated August 7, 2025”
Horizon Technology Finance Corp entered into LLC Agreement with CR Financial Holdings, Inc. valued at up to $100,000,000.00 (effective 2026-03-18).
“On March 18, 2026, Horizon Technology Finance Corporation (the “Company”), and CR Financial Holdings, Inc. (“CRFH”) entered into a limited liability company agreement (the “LLC Agreement”) to co-manage a newly-formed joint venture, HRZN CRFH LLC (the “Joint Venture”).”
Horizon Technology Finance Corp amended Amendment No. 3 to Second Amended and Restated Sale and Servicing Agreement with KeyBank National Association valued at Amendment of the Second Amended and Restated Sale and Servicing Agreement, dated as of June 22, 2021 (effective 2026-02-10).
“on February 10, 2026, HCII and the Company executed an Amendment No. 3 to Second Amended and Restated Sale and Servicing Agreement by and among HCII, as buyer, the Company, as originator and servicer, Horizon Technology Finance Management LLC (“ HTFM ”), as sub-servicer, U.S. Bank National Association (“ U.S. Bank ”), as collateral custodian and backup servicer, and KeyBank, as agent for the lenders (“ Amendment No. 3 to S&S Agreement ”)”
Horizon Technology Finance Corp amended Amendment No. 3 to Second Amended and Restated Loan and Security Agreement with KeyBank National Association valued at Amendment of the Second Amended and Restated Loan and Security Agreement, dated as of June 22, 2021, (effective 2026-02-06).
“On February 6, 2026, Horizon Credit II LLC (“ HCII ”), a Delaware limited liability company and wholly owned subsidiary of Horizon Technology Finance Corporation (the “ Company ”), executed an Amendment No. 3 to Second Amended and Restated Loan and Security Agreement, by and among HCII, as borrower, the lenders that are signatories thereto, and KeyBank National Association (“ KeyBank ”), as arranger and agent for the lenders (“ Amendment No. 3 to Loan Agreement ”)”
Horizon Technology Finance Corp entered into Fifth Supplemental Indenture with U.S. Bank National Association, as trustee valued at $57.5 million (effective 2025-12-15).
“On December 15, 2025, in connection with a previously announced public offering, Horizon Technology Finance Corporation (the “Company”) and U.S. Bank National Association, as trustee (the “Trustee”), entered into a Fifth Supplemental Indenture (the “Fifth Supplemental Indenture”) to the Indenture, dated March 23, 2012, between the Company and the Trustee (together with the Fifth Supplemental Indenture, the “Indenture”).”
Horizon Technology Finance Corp entered into Fifth Supplemental Indenture with U.S. Bank National Association valued at $57.5 million (effective 2025-12-15).
“On December 15, 2025, in connection with a previously announced public offering, Horizon Technology Finance Corporation (the “Company”) and U.S. Bank National Association, as trustee (the “Trustee”), entered into a Fifth Supplemental Indenture (the “Fifth Supplemental Indenture”) to the Indenture, dated March 23, 2012, between the Company and the Trustee (together with the Fifth Supplemental Indenture, the “Indenture”).”
Horizon Technology Finance Corp entered into Underwriting Agreement with Oppenheimer & Co. Inc. valued at $57.5 million (effective 2025-12-11).
“On December 11, 2025, Horizon Technology Finance Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Horizon Technology Finance Management LLC and Oppenheimer & Co. Inc. in connection with the issuance and sale of $57.5 million aggregate principal amount of the Company’s 7.00% Notes due 2028 (the “Offering”).”
Horizon Technology Finance Corp incurred senior notes of $57.5 million aggregate principal amount with Oppenheimer & Co. Inc. at 7.00% maturing Notes due 2028.
“On December 11, 2025, Horizon Technology Finance Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Horizon Technology Finance Management LLC and Oppenheimer & Co. Inc. in connection with the issuance and sale of $57.5 million aggregate principal amount of the Company’s 7.00% Notes due 2028 (the “Offering”).”
Paul G. Seitz was elected as Chief Investment Officer at Horizon Technology Finance Corp.
“On June 5, 2025, the Board of Directors of the Company unanimously elected Paul G. Seitz, 38, as Chief Investment Officer.”
Daniel S. Devorsetz departed as Chief Operating Officer at Horizon Technology Finance Corp.
“On June 5, 2025, Daniel S. Devorsetz stepped down as Chief Investment Officer and Chief Operating Officer of Horizon Technology Finance Corporation (the “ Company ”.”
Daniel S. Devorsetz departed as Chief Investment Officer at Horizon Technology Finance Corp.
“On June 5, 2025, Daniel S. Devorsetz stepped down as Chief Investment Officer and Chief Operating Officer of Horizon Technology Finance Corporation (the “ Company ”.”
Michael P. Balkin was elected as Chief Executive Officer at Horizon Technology Finance Corp.
“the Company unanimously elected Michael P. Balkin, an independent director of the Company, as Chief Executive Officer of the Company, effective as of June 5, 2025”
Gerald A. Michaud departed as director at Horizon Technology Finance Corp.
“on June 5, 2025 immediately following the Annual Meeting, Gerald A. Michaud will resign as a director of the Company”
Gerald A. Michaud departed as President at Horizon Technology Finance Corp.
“Gerald A. Michaud will retire as President of the Company”
Robert D. Pomeroy, Jr. changed role as Chief Executive Officer at Horizon Technology Finance Corp.
“Robert D. Pomeroy, Jr. will retire as Chief Executive Officer of the Company”
Horizon Technology Finance Corp reported the first quarter ended March 31, 2024 results: net income $12.6 million, or $0.38 per share, EPS $0.38 per share.
“Horizon Technology Finance Announces First Quarter 2024 Financial Results - First Quarter 2024 Net Investment Income per Share of $0.38; NAV per Share of $9.64”
Horizon Technology Finance Corp reported the fourth quarter and full year ended December 31, 2023 results: revenue $28.2 million, net income $15.0 million, or $0.45 per share.
“of debt investments, while we work to maximize NAV.” Fourth Quarter 2023 Operating Results Total investment income for the quarter ended December 31, 2023 grew 21.8% to $28.2 million, compared to $23.1 million for the quarter ended December 31, 2022, primarily due to growth in interest and fee income on investments resulting from an increase in the average”
Horizon Technology Finance Corp: Deleted Section 2.7 of Article II to clarify that stockholders may take written action in lieu of a meeting (effective 2024-02-23).
“The New Bylaws delete, in its entirety, Section 2.7 of Article II of the Previous Bylaws in order to make clear that the New Bylaws do not prohibit stockholders from taking written action in lieu of a stockholder meeting.”
Horizon Technology Finance Corp reported financial results for the third quarter ended September 30, 2023.
“On October 31, 2023, Horizon Technology Finance Corporation (the “ Company ”) issued a press release announcing its financial results for the three months ended September 30, 2023.”
Horizon Technology Finance Corp reported three months ended June 30, 2023 (second quarter 2023) results: revenue Total investment income $28.1 million, net income Net investment income $16.1 million; Net realized loss on investments $16.5 million; Net unrealized appreciation on inve, EPS $0.54 per share (net investment income).
“investments and deliver additional value to HRZN’s shareholders.” Second Quarter 2023 Operating Results Total investment income for the quarter ended June 30, 2023 grew 51.3% to $28.1 million, compared to $18.6 million for the quarter ended June 30, 2022, primarily due to growth in interest income on investments resulting from an increase in the average size of the”
Horizon Technology Finance Corp entered into Advisory Agreement with Horizon Technology Finance Management LLC (effective 2023-06-30).
“On June 30, 2023, a new Investment Management Agreement (the “ Advisory Agreement ”) by and between Horizon Technology Finance Corporation (the “ Company ”) and its registered investment adviser, Horizon Technology Finance Management LLC (the “ Advisor ”), became effective.”
Horizon Technology Finance Corp amended Amendment No. 1 to Second Amended and Restated Sale and Servicing Agreement with KeyBank National Association valued at Amendment to Second Amended and Restated Sale and Servicing Agreement (effective 2023-06-29).
“On June 29, 2023, HCII and the Company executed an Amendment No. 1 to Second Amended and Restated Sale and Servicing Agreement by and among HCII, as buyer, the Company, as originator and servicer, Horizon Technology Finance Management LLC (“ HTFM ”), as sub-servicer, U.S. Bank National Association (“ U.S. Bank ”), as collateral custodian and backup servicer, and KeyBank, as agent for the lenders (“ Amendment No. 1 to S&S Agreement ”), which amends that certain Second Amended and Restated Sale and Servicing Agreement, dated as of June 22, 2021, by and among, HCII, as buyer, the Company, as originator and servicer, HTFM, as sub-servicer, U.S. Bank, as collateral custodian and backup servicer, and KeyBank, as agent for the lenders.”
Horizon Technology Finance Corp amended Amendment No. 1 to Second Amended and Restated Loan and Security Agreement with KeyBank National Association valued at $150 million (effective 2023-06-29).
“On June 29, 2023, Horizon Credit II LLC (“ HCII ”), a Delaware limited liability company and wholly owned subsidiary of Horizon Technology Finance Corporation (the “ Company ”), executed an Amendment No. 1 to Second Amended and Restated Loan and Security Agreement, by and among HCII, as borrower, the lenders that are signatories thereto, and KeyBank National Association (“ KeyBank ”), as arranger and agent for the lenders (“ Amendment No. 1 to Loan Agreement ”), which amended that certain Second Amended and Restated Loan and Security Agreement, dated as of June 22, 2021, by and among HCII, as borrower, the lenders that are signatories thereto, and Key Bank National Association, as arranger and agent for the lenders. Amendment No. 1 to Loan Agreement, among other things, increases the Facility Amount from $125 million to $150 million.”
Horizon Technology Finance Corp shareholders approved Election of one Class III director at the 2023-06-28 meeting.
“The Company’s stockholders elected one Class III director of the Company, who will serve until the 2025 annual meeting of stockholders, or until his successor is duly elected and qualified or until his earlier resignation, removal from office, death or incapacity. The director was elected pursuant to the voting results set forth below: Name For Withheld Jonathan J. Goodman 8,824,955 6,790,024”
Horizon Technology Finance Corp shareholders approved Election of one Class II director at the 2023-06-28 meeting.
“The Company’s stockholders elected one Class II director of the Company, who will serve until the 2024 annual meeting of stockholders, or until his successor is duly elected and qualified or until his earlier resignation, removal from office, death or incapacity. The director was elected pursuant to the voting results set forth below : Name For Withheld Michael P. Balkin 8,836,597 6,778,382”
Horizon Technology Finance Corp shareholders approved Approval of a new investment management agreement between the Company and Horizon Technology Finance Management LLC at the 2023-06-28 meeting.
“The Company’s stockholders approved a new investment management agreement between the Company and Horizon Technology Finance Management LLC, the Company’s investment advisor. The voting results are set forth below: For Against Abstain 13,761,719 1,052,959 800,301”
Horizon Technology Finance Corp shareholders approved Election of two Class I directors at the 2023-06-28 meeting.
“The Company’s stockholders elected two Class I directors of the Company, each of whom will serve until the 2026 annual meeting of stockholders, or until his successor is duly elected and qualified or until his earlier resignation, removal from office, death or incapacity. The two directors were elected pursuant to the voting results set forth below: Name For Withheld James J. Bottiglieri 13,549,847 2,065,132 Gerald A. Michaud 14,323,377 1,291,602”
Horizon Technology Finance Corp entered into Underwriting Agreement with Morgan Stanley & Co. LLC, as representative of the several underwriters (effective 2023-05-30).
“On May 30, 2023, Horizon Technology Finance Corporation (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”), by and among the Company, Horizon Technology Finance Management LLC and Morgan Stanley & Co. LLC, as representative of the several underwriters named on Schedule I thereto (collectively, the “Underwriters”), pursuant to which the Company agreed to sell to the Underwriters an aggregate of 3,250,000 shares of the Company’s common stock, par value $0.001 per share (the “Shares”), in a registered public offering (the “Offering”).”
Horizon Technology Finance Corp reported financial results for the first quarter ended March 31, 2023.
“On May 2, 2023, Horizon Technology Finance Corporation (the " Company ") issued a press release announcing its financial results for the three months ended March 31, 2023.”
Kimberley A. O’Connor resigned as Director at Horizon Technology Finance Corp.
“On March 10, 2023, after potential conflicts were identified in connection with the recently announced acquisition of Horizon Technology Finance Management LLC, the Company’s investment advisor, by an affiliate of Monroe Capital LLC (the “ Transaction ”), which may have resulted in an inability of certain service providers to be deemed independent following the closing of the Transaction, Ms. O’Connor elected to resign from the Board.”
Kimberley A. O’Connor was appointed as Director at Horizon Technology Finance Corp.
“On February 23, 2023, the Board of Directors (the “ Board ”) of Horizon Technology Finance Corporation (the “ Company ”) unanimously appointed Kimberley A. O’Connor to the Board.”
Horizon Technology Finance Corp reported the year ended December 31, 2022 results: revenue $79.2 million, net income $36.2 million, EPS $1.46 per share.
“Total investment income for the year ended December 31, 2022 was $79.2 million, an increase of 32.0% compared to $60.0 million for the year ended December 31, 2021.”
Horizon Technology Finance Corp reported the fourth quarter ended December 31, 2022 results: revenue $23.1 million, net income $10.7 million, EPS $0.40 per share.
“Total investment income for the quarter ended December 31, 2022 grew 36.6% to $23.1 million, compared to $16.9 million for the quarter ended December 31, 2021, primarily due to growth in interest income on investments resulting from an increase in the average size of the debt investment portfolio and an increase in the base rate for most of the Company’s variable rate debt investments.”
Lynn Dombrowski was appointed as Chief Accounting Officer at Horizon Technology Finance Corp.
“the Company appointed Lynn Dombrowski as Chief Accounting Officer.”
Kimberley Ann O'Connor was appointed as Class I director at Horizon Technology Finance Corp.
“appointed Kimberley Ann O’Connor as a Class I director.”
Horizon Technology Finance Corp incurred senior notes of $100 million with KeyBanc Capital Markets Inc. at 7.56% per annum maturing November 15, 2030.
“On November 9, 2022, Horizon Technology Finance Corporation (the “ Company ”) completed a securitization of secured loans with an aggregate unpaid principal balance of approximately $158 million. Horizon Funding Trust 2022-1 (the “ Issuer ”), a newly formed wholly owned subsidiary of the Company, issued $100 million in aggregate principal amount of fixed-rate asset-backed notes (the “ Notes ”), which are rated A by a rating agency. KeyBanc Capital Markets Inc. (“ KeyBanc Capital Markets ”) acted as initial purchaser of the Notes, and the Company is the sponsor, seller and servicer for the transaction. The Notes bear interest at a fixed rate of 7.56% per annum and have a stated maturity of November 15, 2030.”
Horizon Technology Finance Corp entered into Administration Agreement with Issuer, Wilmington Trust, National Association, U.S. Bank Trust Company, National Association valued at Administrative services to the Issuer (effective 2022-11-09).
“The Company will also serve as administrator to the Issuer pursuant to an administration agreement, dated as of November 9, 2022 (the “ Administration Agreement ”), with the Issuer, Wilmington Trust, National Association, and U.S. Bank Trust Company, National Association.”
Horizon Technology Finance Corp entered into Sale and Servicing Agreement with Trust Depositor, Issuer, U.S. Bank Trust Company, National Association, U.S. Bank National Association valued at Servicing of the loan pool backing the Notes (effective 2022-11-09).
“The Company has also entered into a sale and servicing agreement, dated as of November 9, 2022 (the “ Sale and Servicing Agreement ”), with the Trust Depositor, the Issuer, U.S. Bank Trust Company, National Association, as the trustee, and U.S. Bank National Association, as the backup servicer, custodian and securities intermediary”
Horizon Technology Finance Corp entered into Sale and Contribution Agreement with Horizon Funding 2022-1 LLC valued at Secured loans with aggregate unpaid principal balance of approximately $158 million (effective 2022-11-09).
“As part of the transaction, the Company entered into a sale and contribution agreement, dated as of November 9, 2022 (the “ Sale and Contribution Agreement ”), with the Trust Depositor pursuant to which the Company has agreed to sell or has contributed to the Trust Depositor certain secured loans made to certain portfolio companies of the Company (the “ Loans ”).”
Horizon Technology Finance Corp entered into Note Purchase Agreement with KeyBanc Capital Markets Inc. valued at $100 million aggregate principal amount of fixed-rate asset-backed notes bearing interest at 7.56% p (effective 2022-10-26).
“The Notes were issued by the Issuer pursuant to a note purchase agreement, dated as of October 26, 2022 (the “ Note Purchase Agreement ”), by and among the Company, Horizon Funding 2022-1 LLC, as trust depositor (the “ Trust Depositor ”), the Issuer and KeyBanc Capital Markets, as initial purchaser”
Horizon Technology Finance Corp reported financial results for the third quarter ended September 30, 2022.
“On November 1, 2022, Horizon Technology Finance Corporation (the “ Company ”) issued a press release announcing its financial results for the three and nine months ended September 30, 2022. A copy of this press release is attached hereto as Exhibit 99.1.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.