Source-grounded facts extracted from OPPENHEIMER HOLDINGS INC's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
OPPENHEIMER HOLDINGS INC shareholders approved Approval of the Company’s Amended and Restated Certificate of Incorporation at the 2026-05-04 meeting.
“Matter No. 5 - Approval of the Company’s Amended and Restated Certificate of Incorporation The voting proposal to approve the Company’s Amended and Restated Certificate of Incorporation was approved by the following final voting results: Votes For Votes Against Abstentions Broker Non-Votes 97,381 0 6 0”
OPPENHEIMER HOLDINGS INC shareholders approved Approval, in an advisory (non-binding) vote, that a stockholder’s vote to approve the Company’s executive compensation should occur every 1, 2 or 3 years at the 2026-05-04 meeting.
“Matter No. 4 - Approval, in an advisory (non-binding) vote, that a stockholder’s vote to approve the Company’s executive compensation (Matter 3 above) should occur every 1, 2 or 3 years The voting proposal to approve, in an advisory (non-binding) vote, that a stockholder’s vote to approve the Company’s executive compensation (Matter 3 above) should occur every 1, 2 or 3 years was approved by the following final voting results: Frequency of compensation 1 year 2 years 3 years Abstentions Broker Non-Votes 2 0 97,381 4 0”
OPPENHEIMER HOLDINGS INC shareholders approved Approval, in an advisory (non-binding) vote, of the Company’s executive compensation at the 2026-05-04 meeting.
“Matter No. 3 - Approval, in an advisory (non-binding) vote, of the Company’s executive compensation as disclosed in the Company’s 2026 Proxy Statement The voting proposal to approve, in an advisory (non-binding) vote, the Company's executive compensation as disclosed in the Company's 2026 Proxy Statement was approved by the following final voting results: Votes For Votes Against Abstentions Broker Non-Votes 97,381 2 4 0”
OPPENHEIMER HOLDINGS INC shareholders approved Appointment of Deloitte & Touche LLP as auditors and Authorization to Fix Remuneration at the 2026-05-04 meeting.
“Matter No. 2 - Appointment of Deloitte & Touche LLP as auditors and Authorization to Fix Remuneration The voting proposal to ratify the appointment of Deloitte & Touche LLP as auditors of the Company for 2026 and authorize the Audit Committee to fix the auditor’s remuneration was approved by the following final voting results: Votes For Votes Against Abstentions Broker Non-Votes 97,387 0 0 N/A”
OPPENHEIMER HOLDINGS INC shareholders approved Election of Nine Directors at the 2026-05-04 meeting.
“Matter No. 1 - Election of Nine Directors The nine director nominees proposed by the Board were elected to serve as members of the Board until the next annual meeting of stockholders and until their respective successors are duly elected and qualified by the following final voting results: Name For Withheld Broker Non-Votes Evan Behrens 97,385 2 0 Timothy M. Dwyer 97,385 2 0 Paul M. Friedman 97,385 2 0 Teresa A. Glasser 97,385 2 0 Stacy J. Kanter 97,385 2 0 Albert J. Lowenthal 97,385 2 0 Robert S. Lowenthal 97,385 2 0 R. Lawrence Roth 97,385 2 0 Suzanne E. Spaulding 97,385 2 0”
OPPENHEIMER HOLDINGS INC reported first quarter 2026 results: revenue $445,095, net income $(20,578), EPS $(1.93).
“as they continue to navigate uncertain markets." 1 Summary Operating Results (Unaudited) ('000s, except per share amounts or otherwise indicated) Firm 1Q-26 1Q-25 Revenue $ 445,095 $ 367,825 Compensation Expenses $ 296,001 $ 227,091 Non-compensation Expenses $ 176,095 $ 99,358 Pre-tax (Loss) Income $ (27,001) $ 41,376 Income Tax (Benefit) Provision $ (6,432)”
OPPENHEIMER HOLDINGS INC entered into Settlement Term Sheet with Liberty Capital Group, Individually and on Behalf of All Others Similarly Situated valued at $70 million (effective 2026-04-24).
“On April 24, 2026, Oppenheimer & Co., Inc. (“Oppenheimer”), the principal operating subsidiary of Oppenheimer Holdings Inc. (the “Company”), reached an agreement to settle the previously disclosed litigation styled Liberty Capital Group, Individually and on Behalf of All Others Similarly Situated v. Oppenheimer Holdings Inc., Oppenheimer & Co. Inc., and Oppenheimer Asset Management Inc. , No. 1:25-cv04822-JSR which was filed in the United States District Court for the Southern District of New York in June of 2025 (the “ District Court”).”
Robert S. Lowenthal was appointed as Chief Executive Officer and President at OPPENHEIMER HOLDINGS INC.
“the Board unanimously appointed President and Director Mr. Robert S. Lowenthal (48) to serve as CEO of the Company and Opco, effective simultaneously with Mr. Albert Lowenthal’s transition.”
Albert G. Lowenthal changed role as Chairman of the Company and Executive Chairman of Opco at OPPENHEIMER HOLDINGS INC.
“Albert G. Lowenthal, Chairman of the Board of Directors (“Board”) and Chief Executive Officer (“CEO”), would step down as CEO of the Company and its primary operating subsidiary, Oppenheimer & Co. Inc. (“Opco”), effective at the close of the Annual Shareholders Meeting of the Company to be held on May 5, 2025. Mr. Lowenthal will continue in his role as Chairman of the Company and also will serve as Executive Chairman of Opco.”
OPPENHEIMER HOLDINGS INC shareholders approved Adoption of the Oppenheimer Holdings Inc. 2024 Incentive Plan at the 2024-05-06 meeting.
“Matter No. 3 – Adoption of the Oppenheimer Holdings Inc. 2024 Incentive Plan . The voting proposal to ratify the adoption of the Oppenheimer Holdings Inc. 2024 Incentive Plan was approved by the following final voting results: Votes For Votes Against Broker Non-Votes 97,306 0 0”
OPPENHEIMER HOLDINGS INC shareholders approved Appointment of Deloitte & Touche LLP as auditors and Authorization to Fix Remuneration at the 2024-05-06 meeting.
“Matter No. 2 - Appointment of Deloitte & Touche LLP as auditors and Authorization to Fix Remuneration. The voting proposal to ratify the appointment of Deloitte & Touche LLP as auditors of the Company for 2024 and authorize the Audit Committee to fix the auditor’s remuneration was approved by the following final voting results: Votes For Votes Withheld Broker Non-Votes 97,306 0 0”
OPPENHEIMER HOLDINGS INC shareholders approved Election of Nine Directors at the 2024-05-06 meeting.
“Matter No. 1 - Election of Nine Directors. The nine director nominees proposed by the Board were elected to serve as members of the Board until the next annual meeting of stockholders and until their respective successors are duly elected and qualified by the following final voting results: Name For Withheld Broker Non-Votes Evan Behrens 97,306 0 0 Timothy M. Dwyer 97,306 0 0 Paul M. Friedman 97,306 0 0 Teresa A. Glasser 97,306 0 0 Stacy J. Kanter 97,306 0 0 Albert J. Lowenthal 97,306 0 0 Robert S. Lowenthal 97,306 0 0 R. Lawrence Roth 97,306 0 0 Suzanne E. Spaulding 97,306 0 0”
OPPENHEIMER HOLDINGS INC reported first quarter 2024 results: revenue $353.1 million, net income $26.1 million, EPS $2.50 basic earnings per share.
“Oppenheimer Holdings Inc. Reports First Quarter 2024 Earnings New York, April 26, 2024 – Oppenheimer Holdings Inc. (NYSE: OPY) (the "Company" or "Firm") today reported net income of $26.1 million or $2.50 basic earnings per share for the first quarter of 2024, an increase of approximately 78.2%, compared with net income of $14.6 million or $1.32 basic earnings per share for the first quarter of 2023. Revenue for the first quarter of 2024 was $353.1 million, an increase of 9.8%, compared to revenue of $321.7 million for the first quarter of 2023.”
Suzanne Spaulding was elected as Director at OPPENHEIMER HOLDINGS INC.
“the Board of the Company temporarily increased the size of the Board and elected Suzanne Spaulding, 67, a director of the Company effective at the close of business March 1, 2024.”
A. Winn Oughtred departed as Director at OPPENHEIMER HOLDINGS INC.
“William J. Ehrhardt, 79, and A. Winn Oughtred, 80, verbally notified the Company that they will be retiring and do not plan to stand for re-election to the Board at the 2024 Annual Meeting of Stockholders of the Company to be held in May 2024.”
William J. Ehrhardt departed as Director at OPPENHEIMER HOLDINGS INC.
“William J. Ehrhardt, 79, and A. Winn Oughtred, 80, verbally notified the Company that they will be retiring and do not plan to stand for re-election to the Board at the 2024 Annual Meeting of Stockholders of the Company to be held in May 2024.”
OPPENHEIMER HOLDINGS INC reported FY 2023 results: revenue 1.2 billion, net income 30.2 million, EPS 2.81.
“per share for the year ended December 31, 2023, after excluding $13.0 million of expense related to a regulatory settlement. Revenue for the year ended December 31, 2023 was $1.2 billion compared to revenue of $1.1 billion for the year ended December 31, 2022, an increase of 12.4%. Summary Operating Results (Unaudited) ('000s, except per share amounts or”
OPPENHEIMER HOLDINGS INC reported Q4 2023 results: revenue 308.3 million, net income 11.1 million, EPS 1.07.
“basic earnings per share for the fourth quarter of 2023, after excluding $5.0 million of expense related to a regulatory settlement. Revenue for the fourth quarter of 2023 was $308.3 million compared to revenue of $313.6 million for the fourth quarter of 2022, a decrease of 1.7%. For the year ended December 31, 2023, the Company reported net income of $30.2 million”
OPPENHEIMER HOLDINGS INC reported third quarter 2023 results: revenue $312.7 million, net income $13.9 million, EPS $1.32 basic earnings per share.
“Oppenheimer Holdings Inc. Reports Third Quarter 2023 Earnings New York, October 27, 2023 – Oppenheimer Holdings Inc. (NYSE: OPY) (the "Company" or "Firm") today reported net income of $13.9 million or $1.32 basic earnings per share for the third quarter of 2023, an increase of approximately 206.7%, compared with net income of $4.5 million or $0.40 basic earnings per share for the third quarter of 2022. Revenue for the third quarter of 2023 was $312.7 million, an increase of 6.3%, compared to revenue of $294.1 million for the third quarter of 2022.”
Stacy J. Kanter was elected as director at OPPENHEIMER HOLDINGS INC.
“On October 25, 2023, the Board of Directors of Oppenheimer Holdings Inc. (the “Company”) elected Stacy J. Kanter a director of the Company effective October 25, 2023.”
OPPENHEIMER HOLDINGS INC reported second quarter of 2023 results: revenue $306.2 million, net income $9.4 million, EPS $(0.85) per share.
“Oppenheimer Holdings Inc. (NYSE: OPY) (the "Company" or "Firm") today reported a net loss of $9.4 million or $(0.85) per share for the second quarter of 2023, compared with a net loss of $3.9 million or $(0.32) per share for the second quarter of 2022. Revenue for the second quarter of 2023 was $306.2 million, an increase of 29.1%, compared to revenue of $237.2 million for the second quarter of 2022.”
OPPENHEIMER HOLDINGS INC shareholders approved Authorization of issuance of up to 1,250,000 shares of Class A non-voting common stock to the 2014 Incentive Plan at the 2023-05-08 meeting.
“authorized the issuance of up to 1,250,000 shares of Class A non-voting common stock to the Company's 2014 Incentive Plan with 97,344 votes for such proposal, 2 votes against such proposal, 4 abstentions as to such proposal, and 396 broker non-votes on such proposal”
OPPENHEIMER HOLDINGS INC shareholders approved Frequency of future advisory votes on executive compensation (3 year option) at the 2023-05-08 meeting.
“voted for the 3 year frequency option on future advisory votes on executive compensation with 97,340 votes for 3 year frequency, 0 votes for 2 year frequency, 6 votes for 1 year frequency, 4 abstentions as to such proposal, and 396 broker non-votes on such proposal”
OPPENHEIMER HOLDINGS INC shareholders approved Approval of compensation of named executive officers at the 2023-05-08 meeting.
“approved the compensation of the Company's named executive officers with 97,344 votes for such proposal, 2 votes against such proposal, 4 abstentions as to such proposal, and 396 broker-non votes on such proposal”
OPPENHEIMER HOLDINGS INC shareholders approved Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for 2023 fiscal year at the 2023-05-08 meeting.
“ratified the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2023 fiscal year and authorized the Audit Committee to fix such auditor's remuneration with 97,746 votes for such proposal, 0 votes against such proposal, and 0 abstentions as to such proposal”
OPPENHEIMER HOLDINGS INC shareholders approved Election of nine directors at the 2023-05-08 meeting.
“E. Behrens 97,350 0 396 T.M. Dwyer 97,350 0 396 W. Ehrhardt 97,350 0 396 P.M. Friedman 97,350 0 396 T.A. Glasser 97,350 0 396 A.G. Lowenthal 97,350 0 396 R.S. Lowenthal 97,350 0 396 A.W. Oughtred 97,350 0 396 R.L. Roth 97,350 0 396”
OPPENHEIMER HOLDINGS INC reported first quarter 2023 results: revenue $321,679, net income $14,617, EPS $1.32.
“provide essential investment services to our clients." Summary Operating Results (Unaudited) ('000s, except per share amounts or otherwise indicated) Firm 1Q-23 1Q-22 Revenue $ 321,679 $ 266,028 Compensation Expense $ 206,292 $ 186,031 Non-compensation Expense $ 96,338 $ 65,784 Pre-Tax Income $ 19,049 $ 14,213 Income Taxes $ 4,585 $ 4,435 Net Income (1) $ 14,617”
OPPENHEIMER HOLDINGS INC reported the year ended December 31, 2022 results: revenue $1.1 billion, net income $32.4 million, EPS $2.77 basic earnings per share.
“For the year ended December 31, 2022, the Company reported net income of $32.4 million or $2.77 basic earnings per share compared with net income of $159.0 million or $12.57 basic earnings per share for the year ended December 31, 2021. Revenue for the year ended December 31, 2022 was $1.1 billion compared to revenue of $1.4 billion for the year ended December 31, 2021, a decrease of 20.3%.”
OPPENHEIMER HOLDINGS INC reported the fourth quarter of 2022 results: revenue $313.6 million, net income $22.4 million, EPS $2.04 basic earnings per share.
“Oppenheimer Holdings Inc. (NYSE: OPY) (the "Company" or "Firm") today reported net income of $22.4 million or $2.04 basic earnings per share for the fourth quarter of 2022 compared with net income of $62.9 million or $4.99 basic earnings per share for the fourth quarter of 2021. Revenue for the fourth quarter of 2022 was $313.6 million compared to revenue of $365.1 million for the fourth quarter of 2021, a decrease of 14.1%.”
OPPENHEIMER HOLDINGS INC reported the third quarter of 2022 results: revenue $294.1 million, net income $4.5 million, EPS $0.40 basic earnings per share.
“Oppenheimer Holdings Inc. Reports Third Quarter 2022 Earnings New York, October 28, 2022 – Oppenheimer Holdings Inc. (NYSE: OPY) (the "Company" or "Firm") today reported net income of $4.5 million or $0.40 basic earnings per share for the third quarter of 2022, compared with net income of $26.3 million or $2.07 basic earnings per share for the third quarter of 2021. Revenue for the third quarter of 2022 was $294.1 million, a decrease of 6.7%, compared to revenue of $315.3 million for the third quarter of 2021.”
Brad M. Watkins was appointed as Executive Vice President and Chief Financial Officer at OPPENHEIMER HOLDINGS INC.
“The Company appointed Brad M. Watkins as the Executive Vice President and Chief Financial Officer of the Company and Oppenheimer (together, the “Companies”) effective August 1, 2022.”
Jeffrey J. Alfano resigned as Executive Vice President and Chief Financial Officer at OPPENHEIMER HOLDINGS INC.
“on February 7, 2022, Jeffrey J. Alfano resigned his position as Executive Vice President and Chief Financial Officer of Oppenheimer Holdings Inc. (the “Company”) as well as its principal operating subsidiary Oppenheimer & Co. Inc. (“Oppenheimer”) effective on or about March 1, 2022 to pursue other professional opportunities.”
Salvatore Agosta was appointed as Interim Chief Financial Officer at OPPENHEIMER HOLDINGS INC.
“the Company has appointed Oppenheimer’s long-time Controller, Salvatore Agosta, 67, as Interim Chief Financial Officer who will assume the duties as principal financial officer and principal accounting officer of the Company.”
Jeffrey J. Alfano resigned as Chief Financial Officer at OPPENHEIMER HOLDINGS INC.
“On February 7, 2022, Jeffrey J. Alfano resigned his position as Chief Financial Officer of Oppenheimer Holdings Inc. (the “Company”) as well as its principal operating subsidiary Oppenheimer & Co. Inc. (“Oppenheimer”) effective on or about March 1, 2022 to pursue other professional opportunities.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.