Recent 8-K filings for PHXE-P

• June 2, 2026, 7:00 AM ET debt materiality 0.30 neutral item 1.01item 9.01

  Phoenix Energy enters Amendment No. 9 permitting junior lien note issuance

  Amendment No. 9 to Senior Secured Credit Agreement dated June 1, 2026.

• February 13, 2026, 6:59 PM ET debt materiality 0.75 negative item 1.01item 9.01 ◈ Material Agreements

  Phoenix Energy One amends credit agreement, obtains $75M term loan and waives covenant defaults

  Phoenix Energy One, Phoenix Operating, and Fortress Credit Corp. entered Amendment No. 8 to the senior secured credit agreement on Feb 12, 2026.

• January 21, 2026, 6:59 PM ET other materiality 0.40 neutral item 5.02item 9.01

  Phoenix Energy One enters 2026 executive comp agreements; CEO & CFO variable pay percentages cut

  CEO Ferrari variable comp reduced from 1.1% to 0.9% of assumed 2026 gross revenue.

• November 26, 2025, 6:59 PM ET leadership materiality 0.50 neutral item 5.02item 9.01

  Brandon K. Allen resigns from Phoenix Energy, receives $1M transition payment over 12 months

  Allen resigned Nov 3, 2025; entered Transition & Separation Agreement Nov 20 for advisory role through ~Nov 2026.

• November 5, 2025, 6:59 PM ET leadership materiality 0.40 neutral item 5.02

  Phoenix Energy One COO Brandon Allen resigns; David Scadden named COO

  Brandon Allen resigned as COO effective November 3, 2025; no disagreement with company operations or policies.

• October 27, 2025, 7:59 PM ET debt materiality 0.70 negative item 1.01item 9.01

  Phoenix Energy One secures $50M Tranche G loan, gets covenant waiver, caps preferred redemptions

  Entered Amendment No. 7 to credit agreement, establishing $350M Tranche G commitments; $50M funded immediately, $300M delayed draw.

• September 30, 2025, 7:59 PM ET other material materiality 0.70 neutral item 3.02item 3.03item 5.03item 5.02item 8.01item 9.01 ◈ Governance Changes

  Phoenix Energy closes $54M preferred share IPO; begins trading on NYSE American

  Sold 2.7M Series A Cumulative Redeemable Preferred Shares at $20/share for ~$54.1M gross proceeds.

• August 29, 2025, 7:59 PM ET other material materiality 0.75 positive item 8.01item 9.01

  Phoenix Energy launches $75M preferred share IPO with 10% dividend, seeking NYSE listing

  Phoenix Energy launches IPO of up to 3.75M Series A Preferred Shares at $20/share to raise up to $75M.

• August 1, 2025, 7:59 PM ET debt materiality 0.70 negative item 1.01item 9.01

  Phoenix Energy One amends credit agreement: $100M Tranche E, $6.5M contingent Tranche F loans

  Tranche E Term Loans of $100M borrowed in full on Aug 1, 2025; OID of 8.92%; interest at SOFR + 7.10%.

• June 27, 2025, 7:59 PM ET other material materiality 0.55 neutral item 1.01item 8.01item 9.01

  Potential IPO of Series A Preferred Shares; Credit Agreement amended to permit issuance

  On June 26, 2025, Phoenix Energy One filed a Form 1-A offering statement for a potential initial public offering of Series A Cumulative Redeemable Preferred Shares.

• June 5, 2025, 7:59 PM ET other material materiality 0.70 positive item 2.02

  Phoenix Energy Q1 2025 Boe production jumps 134% to 1.76M; proved reserves rise 6.3%

  Q1 2025 production: 1,759,320 Boe (19,548 Boe/d), up 134% from Q1 2024 (751,492 Boe/d). Bakken oil output tripled.

Materiality & sentiment trend

Max materiality 0.75 · Median 0.70 · Most common event debt

2 positive 3 negative 6 neutral

source · PHXE-P on sec.gov