Freedom Holding Corp. (FRHC): Nasdaq/NYSE listing notice — Freedom Holding receives Nasdaq non-compliance notice for late FY2023 10-K filing

Freedom Holding Corp.

Non-compliance cited under Nasdaq Listing Rule 5250(c)(1) for missing FY2023 10-K deadline.
Company has until August 14, 2023 to submit a compliance plan to Nasdaq.
If plan accepted, Nasdaq may grant up to 180 days (December 12, 2023) to file.
No immediate impact on Nasdaq listing; expects to file within the 60-day period.
Press release issued June 16, 2023 confirming the notification.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.99

Freedom Holding Corp. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

June 15, 2023, Freedom Holding Corp. (the “Company”) received a letter (the “Non-Compliance Letter”) from the Listing Qualifications Department of the Nasdaq Stock Market (“Nasdaq”) stating that the Company was not in compliance with Nasdaq Listing Rule 5250(c)(1) as a result of its failure to have timely filed its Annual Report on Form 10-K for the fiscal year ended March 31, 2023 (the “Fiscal 2023 10-K”). The Non-Compliance Letter provides the Company with 60 calendar days, or until August 14, 2023, to submit to Nasdaq a plan to regain compliance in accordance with Nasdaq’s listing requireme

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Freedom Holding Corp. filing history →

Source: SEC EDGAR

accession 0000924805-23-000071

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