PennantPark Floating Rate Capital appoints José Briones to board, increases size to six members

PennantPark Floating Rate Capital Ltd.

Board expanded from 5 to 6; José Briones appointed as interested director effective May 3, 2022.
Briones is Senior Partner at investment adviser PennantPark Investment Advisers; will not receive director fees.
Code of Ethics amended to extend trading window for company's equity purchases from 30 days after results to quarter-end.

item 5.02 item 5.05 item 9.01

Executive movements

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Appointed

José Briones

Director

PFLT · PennantPark Floating Rate Capital Ltd.

Effective: 2022-05-03
Filed: May 6, 2022, 7:59 PM ET

On May 3, 2022, the Board of Directors (the “Board”) of PennantPark Floating Rate Capital, Ltd, (the “Company”) increased the size of the Board from five to six members and, on the recommendation of the Nominating and Governance Committee of the Board, appointed José Briones as an interested director to fill the vacancy created by such increase, effective immediately.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

José Briones was appointed as Director at PennantPark Floating Rate Capital Ltd..

Action: appointed
Role: Director

Exact text from the filing

On May 3, 2022, the Board of Directors (the “Board”) of PennantPark Floating Rate Capital, Ltd, (the “Company”) increased the size of the Board from five to six members and, on the recommendation of the Nominating and Governance Committee of the Board, appointed José Briones as an interested director to fill the vacancy created by such increase, effective immediately.

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PennantPark Floating Rate Capital Ltd. filing history →

Source: SEC EDGAR

accession 0000950170-22-008017

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