Assure Holdings Corp.: Nasdaq/NYSE listing notice — Nasdaq sends delinquency notice to Assure for late Q3 10-Q; CFO transition delayed

Assure Holdings Corp.

Received Nasdaq notice on Nov 21, 2023 for failure to timely file 10-Q, violating Listing Rule 5250(c)(1).
Company has 60 days (until Jan 22, 2024) to submit a compliance plan; if accepted, up to May 20, 2024 to regain compliance.
No immediate effect on listing; management expects to file the 10-Q before Jan 22, 2024.
CFO John Price's resignation effective Nov 21 (delayed from Nov 17); interim CFO Paul Webster assumed role on Nov 21.

item 3.01 item 5.02 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

John Price

Chief Financial Officer

Assure Holdings Corp.

Effective: 2023-11-21
Successor: Paul Webster
Filed: November 24, 2023, 6:59 PM ET

the previously announced resignation of current Chief Financial Officer John Price on that same date.

Appointed (interim)

Paul Webster

interim Chief Financial Officer

Assure Holdings Corp.

Effective: 2023-11-21
Filed: November 24, 2023, 6:59 PM ET

the Company appointed Paul Webster to act as the Company’s interim Chief Financial Officer beginning November 17, 2023

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Assure Holdings Corp. received a nasdaq noncompliance notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

November 21, 2023, Assure Holdings Corp. (the “Company”) received a notice (the “Notice”) from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that as a result of the delinquency in the timely filing of the Company’s quarterly report on Form 10-Q for the period ended September 30, 2023 (the “10-Q”), the Company is out of compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires listed companies to timely file all required periodic reports with the Securities and Exchange Commission (the "SEC"). The Notice has no immediate effect on the listing or trading of the Comp

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

John Price resigned as Chief Financial Officer at Assure Holdings Corp..

Action: resigned
Role: Chief Financial Officer

Exact text from the filing

the previously announced resignation of current Chief Financial Officer John Price on that same date.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Paul Webster was appointed as interim Chief Financial Officer at Assure Holdings Corp..

Action: appointed
Role: interim Chief Financial Officer

Exact text from the filing

the Company appointed Paul Webster to act as the Company’s interim Chief Financial Officer beginning November 17, 2023

View on SEC.gov

6 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Source: SEC EDGAR

accession 0001104659-23-121027

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