Roth CH Acquisition V Co.: Nasdaq/NYSE listing notice — Roth CH Acquisition V faces potential Nasdaq delisting over insufficient shareholder count

Roth CH Acquisition V Co.

Nasdaq notified company on May 13, 2024, that it failed to regain compliance with minimum 400 total shareholders requirement.
Company requested a hearing on May 17, 2024, which automatically stays delisting pending the hearing and possible extension.
Maximum extension the Panel can grant extends to November 11, 2024; no assurance of compliance.
Company previously disclosed non-compliance on October 9, 2023, and had until April 8, 2024 to cure.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Roth CH Acquisition V Co. received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2), 5810(c)(2)(B)(i)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: shareholders
Rules: 5450(a)(2), 5810(c)(2)(B)(i)

Exact text from the filing

May 13, 2024, Nasdaq notified the Company that it did not regain compliance with the requirement during the extension period. As a result, the Company was notified that unless the Company timely requests a hearing before a Nasdaq Hearings Panel (the “Panel”), the Company’s securities would be subject to delisting. Accordingly, the Company requested a hearing before the Panel on May 17, 2024. The hearing request automatically stays any suspension/delisting action pending the hearing and the expiration of any additional extension period granted by the Panel following the hearing. In that regard

View on SEC.gov

Browse all listing & compliance notices →

Source: SEC EDGAR

accession 0001104659-24-063106

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.