secwatch / observer
8-K12B filed January 4, 2024, 6:59 PM ET CIK 0001977303
M&A confidence high sentiment neutral materiality 0.90

Arcadium Lithium plc: M&A transaction — Arcadium Lithium completes merger of Livent and Allkem; begins trading on NYSE under ALTM

Arcadium Lithium plc

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Ronald B. Stark

Chief Accounting Officer
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, the following officers assumed their appointments as officers of Arcadium: (i) Paul W. Graves as Chief Executive Officer and President; (ii) Gilberto Antoniazzi as Chief Financial Officer, Vice President and Treasurer; (iii) Sara Ponessa as General Counsel, Vice President and Secretary; and (iv) Ronald B. Stark as Chief Accounting Officer.
Appointed

Fernando Oris de Roa

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
Appointed

Steven T. Merkt

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
Appointed

Florencia Heredia

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
Appointed

Gilberto Antoniazzi

Chief Financial Officer, Vice President and Treasurer
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, the following officers assumed their appointments as officers of Arcadium: (i) Paul W. Graves as Chief Executive Officer and President; (ii) Gilberto Antoniazzi as Chief Financial Officer, Vice President and Treasurer; (iii) Sara Ponessa as General Counsel, Vice President and Secretary; and (iv) Ronald B. Stark as Chief Accounting Officer.
Appointed

Peter Coleman

Board Chair
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
Appointed

Michael F. Barry

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
Appointed

John Turner

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
Appointed

Pablo Marcet

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
Appointed

Alan Fitzpatrick

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
Appointed

Paul W. Graves

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
Departed

Donal Flynn

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, the resignations of the members of the Outgoing Arcadium Board, Gilberto Antoniazzi, Juan Carlos Cruz Chellew and Donal Flynn, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, went into effect and they shall not serve as members of the New Arcadium Board.
Appointed

Paul W. Graves

Chief Executive Officer and President
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, the following officers assumed their appointments as officers of Arcadium: (i) Paul W. Graves as Chief Executive Officer and President; (ii) Gilberto Antoniazzi as Chief Financial Officer, Vice President and Treasurer; (iii) Sara Ponessa as General Counsel, Vice President and Secretary; and (iv) Ronald B. Stark as Chief Accounting Officer.
Appointed

Christina Lampe-Önnerud

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
Appointed

Sara Ponessa

General Counsel, Vice President and Secretary
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, the following officers assumed their appointments as officers of Arcadium: (i) Paul W. Graves as Chief Executive Officer and President; (ii) Gilberto Antoniazzi as Chief Financial Officer, Vice President and Treasurer; (iii) Sara Ponessa as General Counsel, Vice President and Secretary; and (iv) Ronald B. Stark as Chief Accounting Officer.
Departed

Gilberto Antoniazzi

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, the resignations of the members of the Outgoing Arcadium Board, Gilberto Antoniazzi, Juan Carlos Cruz Chellew and Donal Flynn, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, went into effect and they shall not serve as members of the New Arcadium Board.
Departed

Juan Carlos Cruz Chellew

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, the resignations of the members of the Outgoing Arcadium Board, Gilberto Antoniazzi, Juan Carlos Cruz Chellew and Donal Flynn, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, went into effect and they shall not serve as members of the New Arcadium Board.
Appointed

Robert C. Pallash

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
Appointed

Leanne Heywood

Director
Arcadium Lithium plc
Effective
2024-01-04
Filed
January 4, 2024, 6:59 PM ET
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Ronald B. Stark was appointed as Chief Accounting Officer at Arcadium Lithium plc.

Action
appointed
Role
Chief Accounting Officer
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, the following officers assumed their appointments as officers of Arcadium: (i) Paul W. Graves as Chief Executive Officer and President; (ii) Gilberto Antoniazzi as Chief Financial Officer, Vice President and Treasurer; (iii) Sara Ponessa as General Counsel, Vice President and Secretary; and (iv) Ronald B. Stark as Chief Accounting Officer.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Fernando Oris de Roa was appointed as Director at Arcadium Lithium plc.

Action
appointed
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Steven T. Merkt was appointed as Director at Arcadium Lithium plc.

Action
appointed
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Florencia Heredia was appointed as Director at Arcadium Lithium plc.

Action
appointed
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Gilberto Antoniazzi was appointed as Chief Financial Officer, Vice President and Treasurer at Arcadium Lithium plc.

Action
appointed
Role
Chief Financial Officer, Vice President and Treasurer
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, the following officers assumed their appointments as officers of Arcadium: (i) Paul W. Graves as Chief Executive Officer and President; (ii) Gilberto Antoniazzi as Chief Financial Officer, Vice President and Treasurer; (iii) Sara Ponessa as General Counsel, Vice President and Secretary; and (iv) Ronald B. Stark as Chief Accounting Officer.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Peter Coleman was appointed as Board Chair at Arcadium Lithium plc.

Action
appointed
Role
Board Chair
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Michael F. Barry was appointed as Director at Arcadium Lithium plc.

Action
appointed
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

John Turner was appointed as Director at Arcadium Lithium plc.

Action
appointed
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Pablo Marcet was appointed as Director at Arcadium Lithium plc.

Action
appointed
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Alan Fitzpatrick was appointed as Director at Arcadium Lithium plc.

Action
appointed
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Paul W. Graves was appointed as Director at Arcadium Lithium plc.

Action
appointed
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Donal Flynn resigned as Director at Arcadium Lithium plc.

Action
resigned
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, the resignations of the members of the Outgoing Arcadium Board, Gilberto Antoniazzi, Juan Carlos Cruz Chellew and Donal Flynn, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, went into effect and they shall not serve as members of the New Arcadium Board.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Paul W. Graves was appointed as Chief Executive Officer and President at Arcadium Lithium plc.

Action
appointed
Role
Chief Executive Officer and President
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, the following officers assumed their appointments as officers of Arcadium: (i) Paul W. Graves as Chief Executive Officer and President; (ii) Gilberto Antoniazzi as Chief Financial Officer, Vice President and Treasurer; (iii) Sara Ponessa as General Counsel, Vice President and Secretary; and (iv) Ronald B. Stark as Chief Accounting Officer.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Christina Lampe-Önnerud was appointed as Director at Arcadium Lithium plc.

Action
appointed
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Sara Ponessa was appointed as General Counsel, Vice President and Secretary at Arcadium Lithium plc.

Action
appointed
Role
General Counsel, Vice President and Secretary
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, the following officers assumed their appointments as officers of Arcadium: (i) Paul W. Graves as Chief Executive Officer and President; (ii) Gilberto Antoniazzi as Chief Financial Officer, Vice President and Treasurer; (iii) Sara Ponessa as General Counsel, Vice President and Secretary; and (iv) Ronald B. Stark as Chief Accounting Officer.
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Executive change SEC 8-K Item 5.02 confidence 0.95

Gilberto Antoniazzi resigned as Director at Arcadium Lithium plc.

Action
resigned
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, the resignations of the members of the Outgoing Arcadium Board, Gilberto Antoniazzi, Juan Carlos Cruz Chellew and Donal Flynn, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, went into effect and they shall not serve as members of the New Arcadium Board.
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Executive change SEC 8-K Item 5.02 confidence 0.95

Juan Carlos Cruz Chellew resigned as Director at Arcadium Lithium plc.

Action
resigned
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, the resignations of the members of the Outgoing Arcadium Board, Gilberto Antoniazzi, Juan Carlos Cruz Chellew and Donal Flynn, as described in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, went into effect and they shall not serve as members of the New Arcadium Board.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Robert C. Pallash was appointed as Director at Arcadium Lithium plc.

Action
appointed
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Leanne Heywood was appointed as Director at Arcadium Lithium plc.

Action
appointed
Role
Director
Exact text from the filing
Effective as of January 4, 2024, in connection with the completion of the transaction, each of the following individuals, who were, as described in Item 5.02 in Arcadium’s Current Report on Form 8-K filed on December 20, 2023, which is incorporated into this Item 5.02 by reference, appointed by the then-current board of directors of Arcadium (the “Outgoing Arcadium Board”) to the Arcadium board of directors (the “New Arcadium Board”), became members of the New Arcadium Board: (i) Michael F. Barry, (ii) Peter Coleman (Board Chair), (iii) Alan Fitzpatrick, (iv) Paul W. Graves, (v) Florencia Heredia, (vi) Leanne Heywood, (vii) Christina Lampe-Önnerud, (viii) Pablo Marcet, (ix) Steven T. Merkt, (x) Robert C. Pallash, (xi) Fernando Oris de Roa and (xii) John Turner.
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M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

Arcadium Lithium plc underwent a change of control (closed 2024-01-04).

Action
change of control
Closing
2024-01-04
Exact text from the filing
As of the effective time of the merger, all of the outstanding Arcadium Shares are now held either directly or indirectly by the former Allkem shareholders and Livent stockholders.
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Arcadium Lithium plc entered into First Supplemental Indenture with U.S. Bank Trust Company, National Association valued at Arcadium assumed obligation to issue Arcadium Shares upon conversion of Livent's 4.125% Convertible (effective 2024-01-04).

Action
entry
Agreement
underwriting
Counterparty
U.S. Bank Trust Company, National Association
Value
Arcadium assumed obligation to issue Arcadium Shares upon conversion of Livent's 4.125% Convertible
Effective
2024-01-04
Exact text from the filing
On January 4, 2024, Arcadium, Livent and U.S. Bank Trust Company, National Association (as successor-in-interest to U.S. Bank National Association) (“Trustee”) entered into the First Supplemental Indenture (the “Supplemental Indenture”), pursuant to which Arcadium assumed the obligation to issue Arcadium Shares, in lieu of Livent Shares, upon the conversion of Livent’s outstanding 4.125% Convertible Senior Notes due 2025 (the “Livent Convertible Notes”), pursuant to the Indenture, dated as of June 25, 2020, between Livent and the Trustee (the “Indenture”), governing the Livent Convertible Notes.
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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.95

Arcadium Lithium plc amended Joinder and First Amendment to Amended and Restated Credit Agreement with Citibank, N.A. valued at Amendment to Revolving Credit Facility adding Arcadium, Irish IntermediateCo and FinCo as borrowers (effective 2024-01-04).

Action
amendment
Agreement
credit facility
Counterparty
Citibank, N.A.
Value
Amendment to Revolving Credit Facility adding Arcadium, Irish IntermediateCo and FinCo as borrowers
Effective
2024-01-04
Exact text from the filing
On January 4, 2024, Livent, Livent USA Corp., Arcadium, Arcadium Lithium Financing IRL Limited (“FinCo”) and Irish IntermediateCo (collectively, the “Borrowers” and, each, a “Borrower”), the guarantors party thereto from time to time (the “Guarantors”), the lenders party thereto (the “Lenders”) and issuing banks party thereto and Citibank, N.A., as administrative agent (the “Administrative Agent”) for the Lenders, entered into a Joinder and First Amendment (the “Credit Agreement Amendment”) to that certain Amended and Restated Credit Agreement, dated as of September 1, 2022, among Livent, Livent USA Corp., the guarantors party thereto from time to time, the lenders party thereto from time to time and the Administrative Agent (the “Credit Agreement” and as amended by the Credit Agreement Amendment, the “Amended Credit Agreement”).
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Source: SEC EDGAR
accession 0001140361-24-000579
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