U.S. Global restates Q3 FY21 results; gets Nasdaq deficiency for late filings

U S GLOBAL INVESTORS INC

Non-cash adjustments increase assets by ~$5.8M and decrease net income by ~$5.6M for periods ended March 31, 2021.
Restated Q3 net income was $8.6M ($0.57/diluted share) versus a prior-year loss of $1.6M (-$0.11/share).
Nasdaq deficiency letter for delinquent Form 10-K (FY June 30, 2021) and Form 10-Q (Sept 30, 2021).
Must submit compliance plan by Dec 17, 2021; if accepted, extended deadline to April 11, 2022 to regain listing.
Cash balances unaffected; company expects to file 10-K within a few weeks.

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