Bobby Duncan
On January 23, 2025, the board of directors of the Company appointed Bobby Duncan as a member of the Board, increasing the Board from 4 members to 5 members.
Highest-materiality recent filing
U.S. Global Investors restates Q3 FY2026 EPS from $0.23 to $0.21 due to share-count error
Restatement covers 3 and 9 months ended March 31, 2026; only basic/diluted EPS affected.
U.S. Global Investors restates Q3 FY2026 EPS; error overstated EPS by $0.02
Non-reliance on previously issued Q3 FY2026 financials due to weighted-average share calculation error.
U.S. Global Investors Q3 net income $2.7M vs year-ago loss; revenue up 31%
Net income $2.7M ($0.23 EPS) vs net loss $382K ($0.03 loss) in Q3 2025; revenue $2.8M (+31% YoY).
U.S. Global Investors Q2 AUM rises 12% sequentially to $1.5B; net loss $0.07/shr on tax charge
AUM $1.5B at Dec 31, 2025, up 12% sequentially and 5% YoY; rose to $1.7B by Feb 19, 2026.
U.S. Global Investors returns to profitability with $1.5M net income, up 378% YoY
Net income of $1.5M ($0.12 EPS) vs $0.3M a year ago; operating revenue $2.3M, up 4% YoY.
U.S. Global Investors reports FY2025 net loss of $334K; revenue down 23% to $8.5M
Net loss of $334K ($0.03 per share) vs net income of $1.3M ($0.09) in FY2024.
Monthly dividend unchanged at $0.0075/share for July-September 2025; annualized yield 3.73% based on $2.41 close.
Net loss $382K ($0.03/sh) vs $35K loss prior yr; operating rev $2.1M down 19% YoY.
U.S. Global Investors Q2 net loss $86K, AUM drops to $1.5B, launches WAR ETF
Net loss of $86K ($0.01/share) vs net income $1.2M a year ago; revenue $2.2M, down 21% YoY.
U.S. Global Investors appoints former CEO Bobby Duncan to Board of Directors
Bobby Duncan appointed effective Jan 23, 2025, expanding board from 4 to 5 members.
U.S. Global Investors swings to Q1 net income of $315K; revenue down 31%, AUM at $1.5B
Net income of $315K ($0.02 EPS) vs net loss of $176K (-$0.01) YoY; revenue fell 31% to $2.16M.
U.S. Global Investors FY2024 revenue $10.98M, net income down 58% to $1.33M
Operating revenue $10.98M (down 27% YoY); net income $1.33M ($0.09 EPS) vs $3.15M ($0.22 EPS).
U.S. Global Investors Q3 revenue $2.6M, net loss $35k; AUM down to $1.7B
Operating loss of $488k vs operating income $730k a year ago; net loss $0.00 EPS.
U.S. Global Investors Q2 net income $1.2M ($0.09), up 45% YoY; AUM down to $2.1B
Net income of $1.2M ($0.09 per share) vs net loss $176K in prior quarter; up 45% from $847K ($0.06) year ago.
U.S. Global Investors maintains $0.0075/month dividend; notes gold surge above $2,000
Monthly dividend of $0.0075 per share continues for Jan-Mar 2024; record/pay dates set.
U.S. Global Investors Q1 FY2024 net loss $176K on revenue decline of 29% YoY
Operating income $215K vs $1.585M YoY; net loss $0.01 per share vs breakeven.
U.S. Global Investors reports FY2023 net income $0.22/share, operating margin 23%, revenue $15.1M
Net income $3.1M ($0.22 per share) vs $3.4M ($0.23) prior year; operating income $3.5M.
U.S. Global Investors receives Nasdaq non-compliance notice for late filing of Q1 FY2024 Form 10-Q
Nasdaq notified GROW on Nov 16, 2023 for failure to timely file Form 10-Q (quarter ended Sep 30, 2023) per Listing Rule 5250(c)(1).
Nasdaq warns U.S. Global Investors for late 10-K filing; 60 days to submit compliance plan
Received Nasdaq notice on Oct 16, 2023, for failure to file Form 10-K for FY ended June 30, 2023 on time.
U.S. Global Investors Q1 net income $1.6M ($0.11/sh), rev $3.6M; monthly dividend continued
Net income of $1.6M ($0.11 diluted EPS), up 89% sequentially from prior quarter; vs $0.06 loss a year ago.
U.S. Global Investors Q2 fiscal 2023 net income $0.06 EPS on rev $3.7M, down from $0.24 EPS
Operating income $908K vs $2.94M a year ago; revenue fell 43% to $3.7M.
Non-reliance on FY2022 10-K and Q1 FY2023 10-Q due to overstated fair value of warrants and convertible debentures.
Nasdaq notice dated Feb 16, 2023 for non-compliance with Listing Rule 5250(c)(1) due to late Form 10-Q.
U.S. Global Investors names Grant Thornton auditor, renews buyback, declares dividend
Engaged Grant Thornton LLP as new independent auditor, effective review of Q2 FY23 (quarter ending Dec 31, 2022).
U.S. Global Investors Q1 FY2023: operating income $1.6M, revenue $4.4M, net income $0.01/shr
Net income of $118K ($0.01 per share) vs $2.39M ($0.16) YoY; revenue fell 32% to $4.4M.
U.S. Global Investors auditor BDO declines re-appointment; search for successor underway
BDO USA informed the Company it will decline re-appointment and resign effective upon filing the Form 10-Q for Q1 FY2023.
Total operating revenue $24.7M (+14% YoY); operating margin 45% vs 38% prior year.
U.S. Global Investors rejects acquisition proposal, expands buyback to $5M, maintains dividend
Board rejects Echo Lake and Deerhaven's unsolicited proposal, citing inadequate value for shareholders.
U.S. Global Investors reports Q3 net loss $846k; revenue $6.2M, down 2.8% YoY
Operating income $2.5M ($0.17/share) with 41% margin; net loss $846k ($0.06 loss) due to $4.5M unrealized losses.
U.S. Global Q2 net income $3.6M ($0.24/sh); revenue $6.6M (+39% YoY); AUM $4.1B
Net income $3.6M ($0.24 diluted EPS), up 50% from prior quarter; operating margin 45%.
U.S. Global launches SEA smart-beta ETF on NYSE; amends Sept 2021 10-Q
U.S. Global Sea to Sky Cargo ETF (SEA) began trading Jan 20, 2022, on NYSE.
U.S. Global Investors Q1 2022 revenue doubles to $6.5M, EPS up 23% to $0.16, AUM hits $4B
Operating revenue $6.5M, up >100% YoY; net income $2.4M ($0.16 diluted EPS) up 23% YoY.
U.S. Global Investors reports record net income of $32M for FY2021; revenue up 380% YoY
Net income $32.0M ($2.12/diluted share) vs. net loss of $4.7M ($0.31 loss) prior year.
U.S. Global restates Q3 FY21 results; gets Nasdaq deficiency for late filings
Non-cash adjustments increase assets by ~$5.8M and decrease net income by ~$5.6M for periods ended March 31, 2021.
U.S. Global Investors restates March 2021 financials; net income down $5.6M, EPS cut $0.37
Restatement due to fair value errors on HIVE convertible debentures and warrants; securities value increased $5.8M, net income decreased $5.6M.
On January 23, 2025, the board of directors of the Company appointed Bobby Duncan as a member of the Board, increasing the Board from 4 members to 5 members.
Max materiality 0.85 · Median 0.65 · Most common event earnings