Recent 8-K filings for GROW

• June 1, 2026, 7:15 PM ET other material materiality 0.65 negative item 4.02item 9.01

  U.S. Global Investors restates Q3 FY2026 EPS; error overstated EPS by $0.02

  Non-reliance on previously issued Q3 FY2026 financials due to weighted-average share calculation error.

• May 13, 2026, 4:32 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  U.S. Global Investors Q3 net income $2.7M vs year-ago loss; revenue up 31%

  Net income $2.7M ($0.23 EPS) vs net loss $382K ($0.03 loss) in Q3 2025; revenue $2.8M (+31% YoY).

• February 20, 2026, 6:59 PM ET earnings materiality 0.55 negative item 2.02item 9.01

  U.S. Global Investors Q2 AUM rises 12% sequentially to $1.5B; net loss $0.07/shr on tax charge

  AUM $1.5B at Dec 31, 2025, up 12% sequentially and 5% YoY; rose to $1.7B by Feb 19, 2026.

• November 12, 2025, 6:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  U.S. Global Investors returns to profitability with $1.5M net income, up 378% YoY

  Net income of $1.5M ($0.12 EPS) vs $0.3M a year ago; operating revenue $2.3M, up 4% YoY.

• September 8, 2025, 7:59 PM ET earnings materiality 0.65 negative item 2.02item 9.01

  U.S. Global Investors reports FY2025 net loss of $334K; revenue down 23% to $8.5M

  Net loss of $334K ($0.03 per share) vs net income of $1.3M ($0.09) in FY2024.

• June 26, 2025, 7:59 PM ET other material materiality 0.55 positive item 8.01item 9.01

  U.S. Global Investors maintains monthly dividends, grows Bitcoin exposure, highlights Smart Beta 2.0 ETFs

  Monthly dividend unchanged at $0.0075/share for July-September 2025; annualized yield 3.73% based on $2.41 close.

• May 9, 2025, 7:59 PM ET earnings materiality 0.55 neutral item 2.02item 9.01

  U.S. Global Investors reports Q3 net loss of $382K, AUM down to $1.2B; plans to increase Bitcoin and HIVE exposure

  Net loss $382K ($0.03/sh) vs $35K loss prior yr; operating rev $2.1M down 19% YoY.

• February 12, 2025, 6:59 PM ET earnings materiality 0.65 negative item 2.02item 9.01

  U.S. Global Investors Q2 net loss $86K, AUM drops to $1.5B, launches WAR ETF

  Net loss of $86K ($0.01/share) vs net income $1.2M a year ago; revenue $2.2M, down 21% YoY.

• January 29, 2025, 6:59 PM ET leadership materiality 0.35 positive item 5.02item 9.01 ◈ executive_change

  U.S. Global Investors appoints former CEO Bobby Duncan to Board of Directors

  Bobby Duncan appointed effective Jan 23, 2025, expanding board from 4 to 5 members.

• November 7, 2024, 6:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  U.S. Global Investors swings to Q1 net income of $315K; revenue down 31%, AUM at $1.5B

  Net income of $315K ($0.02 EPS) vs net loss of $176K (-$0.01) YoY; revenue fell 31% to $2.16M.

• September 11, 2024, 7:59 PM ET earnings materiality 0.70 negative item 2.02item 9.01

  U.S. Global Investors FY2024 revenue $10.98M, net income down 58% to $1.33M

  Operating revenue $10.98M (down 27% YoY); net income $1.33M ($0.09 EPS) vs $3.15M ($0.22 EPS).

• May 9, 2024, 7:59 PM ET earnings materiality 0.70 negative item 2.02item 9.01 ◈ Earnings Releases

  U.S. Global Investors Q3 revenue $2.6M, net loss $35k; AUM down to $1.7B

  Operating loss of $488k vs operating income $730k a year ago; net loss $0.00 EPS.

Executive changes

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.70 · Median 0.65 · Most common event earnings

5 positive 6 negative 1 neutral

source · GROW on sec.gov