LPL Financial names Greg Gates as Chief Technology & Information Officer; Scott Seese departs after leave

LPL Financial Holdings Inc.

Scott Seese (managing director, CIO) departs LPL effective July 30, 2021 after an extended leave of absence since February 2021.
Greg Gates appointed managing director and Chief Technology & Information Officer, effective July 30, 2021.
Gates had served as interim CIO since February 2021; he reports directly to CEO Dan Arnold.
Gates brings nearly 20 years of FinTech experience, including senior roles at PayPal and Bank of America.

item 5.02 item 7.01 item 9.01

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Departed

Scott Seese

managing director, chief information officer

LPLA · LPL Financial Holdings Inc.

Effective: 2021-07-30
Filed: July 30, 2021, 7:59 PM ET

On July 27, 2021, LPL Financial Holdings Inc. (the “Company”) determined that Scott Seese, who has been on a leave of absence since February 2021, will not return to the Company.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Scott Seese departed as managing director, chief information officer at LPL Financial Holdings Inc..

Action: will not return
Role: managing director, chief information officer

Exact text from the filing

On July 27, 2021, LPL Financial Holdings Inc. (the “Company”) determined that Scott Seese, who has been on a leave of absence since February 2021, will not return to the Company.

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LPL Financial Holdings Inc. filing history →

Source: SEC EDGAR

accession 0001193125-21-230295

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