secwatch / observer

8-K filed August 2, 2022, 7:59 PM ET ticker NOTE CIK 0001823466

M&A confidence high sentiment neutral materiality 1.00

FiscalNote completes de-SPAC merger, begins trading on NYSE as NOTE and NOTE.WS

FiscalNote Holdings, Inc.

DSAC and FiscalNote merger closed July 29, 2022; New FiscalNote now public on NYSE under tickers NOTE and NOTE.WS.
DSAC public shareholders redeemed 11,408,314 shares for ~$114.3M; backstop parties purchased shares at $10.00 each.
New $150M term loan credit agreement entered with Runway Growth Finance Corp. and Orix Growth Capital LLC.
Each previously outstanding DSAC warrant adjusted to 1.571 warrants; exercise price reduced from $11.50 to $7.32 per share.
Sponsor and certain stockholders subject to 180-day lock-up; co-founders locked up for 12 months from closing.

item 1.01 item 2.01 item 9.01 item 3.02 item 3.01 item 3.03 item 8.01 item 5.01 item 5.02 item 5.03 item 5.06

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Gerald Yao

Chief Strategy Officer, Global Head of ESG

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

Appointed

Michael J. Callahan

Director

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

• Class II directors: Michael J. Callahan, Manoj Jain, Keith Nilsson and Gerald Yao;

Appointed

Stanley McChrystal

Director

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

• Class I directors: Key Compton, Timothy Hwang and Stanley McChrystal;

Appointed

Vibha Jain Miller

Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

Appointed

Keith Nilsson

Director

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

• Class II directors: Michael J. Callahan, Manoj Jain, Keith Nilsson and Gerald Yao;

Appointed

Timothy Hwang

Director

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

• Class I directors: Key Compton, Timothy Hwang and Stanley McChrystal;

Appointed

Reed Fawell

Senior Vice President and Chief Revenue Officer

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

Appointed

Jon Slabaugh

Chief Financial Officer and Senior Vice President of Corporate Development

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

Appointed

Manoj Jain

Director

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

• Class II directors: Michael J. Callahan, Manoj Jain, Keith Nilsson and Gerald Yao;

Appointed

Timothy Hwang

Chief Executive Officer

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

Appointed

Krystal Putman-Garcia

Chief Marketing Officer and General Manager of Advocacy

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

Appointed

Josh Resnik

President, General Counsel and Chief Operating Officer

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

Appointed

Brandon Sweeney

Director

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

• Class III directors: Anna Sedgley, Brandon Sweeney and Conrad Yiu.

Appointed

Key Compton

Director

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

• Class I directors: Key Compton, Timothy Hwang and Stanley McChrystal;

Appointed

Anna Sedgley

Director

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

• Class III directors: Anna Sedgley, Brandon Sweeney and Conrad Yiu.

Appointed

Gerald Yao

Director

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

• Class II directors: Michael J. Callahan, Manoj Jain, Keith Nilsson and Gerald Yao;

Appointed

Conrad Yiu

Director

NOTE · FiscalNote Holdings, Inc.

Effective: 2022-07-29
Filed: August 2, 2022, 7:59 PM ET

• Class III directors: Anna Sedgley, Brandon Sweeney and Conrad Yiu.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Gerald Yao was appointed as Chief Strategy Officer, Global Head of ESG at FiscalNote Holdings, Inc..

Action: appointed
Role: Chief Strategy Officer, Global Head of ESG

Exact text from the filing

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Michael J. Callahan was appointed as Director at FiscalNote Holdings, Inc..

Action: appointed
Role: Director

Exact text from the filing

• Class II directors: Michael J. Callahan, Manoj Jain, Keith Nilsson and Gerald Yao;

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Stanley McChrystal was appointed as Director at FiscalNote Holdings, Inc..

Action: appointed
Role: Director

Exact text from the filing

• Class I directors: Key Compton, Timothy Hwang and Stanley McChrystal;

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Vibha Jain Miller was appointed as Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility at FiscalNote Holdings, Inc..

Action: appointed
Role: Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility

Exact text from the filing

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Keith Nilsson was appointed as Director at FiscalNote Holdings, Inc..

Action: appointed
Role: Director

Exact text from the filing

• Class II directors: Michael J. Callahan, Manoj Jain, Keith Nilsson and Gerald Yao;

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Timothy Hwang was appointed as Director at FiscalNote Holdings, Inc..

Action: appointed
Role: Director

Exact text from the filing

• Class I directors: Key Compton, Timothy Hwang and Stanley McChrystal;

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Reed Fawell was appointed as Senior Vice President and Chief Revenue Officer at FiscalNote Holdings, Inc..

Action: appointed
Role: Senior Vice President and Chief Revenue Officer

Exact text from the filing

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Jon Slabaugh was appointed as Chief Financial Officer and Senior Vice President of Corporate Development at FiscalNote Holdings, Inc..

Action: appointed
Role: Chief Financial Officer and Senior Vice President of Corporate Development

Exact text from the filing

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Manoj Jain was appointed as Director at FiscalNote Holdings, Inc..

Action: appointed
Role: Director

Exact text from the filing

• Class II directors: Michael J. Callahan, Manoj Jain, Keith Nilsson and Gerald Yao;

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Timothy Hwang was appointed as Chief Executive Officer at FiscalNote Holdings, Inc..

Action: appointed
Role: Chief Executive Officer

Exact text from the filing

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Krystal Putman-Garcia was appointed as Chief Marketing Officer and General Manager of Advocacy at FiscalNote Holdings, Inc..

Action: appointed
Role: Chief Marketing Officer and General Manager of Advocacy

Exact text from the filing

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Josh Resnik was appointed as President, General Counsel and Chief Operating Officer at FiscalNote Holdings, Inc..

Action: appointed
Role: President, General Counsel and Chief Operating Officer

Exact text from the filing

Effective as of the Closing, the executive officers of the Company are: • Timothy Hwang, Chief Executive Officer; • Gerald Yao, Chief Strategy Officer, Global Head of ESG; • Jon Slabaugh, Chief Financial Officer and Senior Vice President of Corporate Development; • Josh Resnik, President, General Counsel and Chief Operating Officer; • Krystal Putman-Garcia, Chief Marketing Officer and General Manager of Advocacy; • Reed Fawell, Senior Vice President and Chief Revenue Officer; and • Vibha Jain Miller, Senior Vice President of People and Diversity, Equality, Inclusion, Belonging and Accessibility.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Brandon Sweeney was appointed as Director at FiscalNote Holdings, Inc..

Action: appointed
Role: Director

Exact text from the filing

• Class III directors: Anna Sedgley, Brandon Sweeney and Conrad Yiu.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Key Compton was appointed as Director at FiscalNote Holdings, Inc..

Action: appointed
Role: Director

Exact text from the filing

• Class I directors: Key Compton, Timothy Hwang and Stanley McChrystal;

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Anna Sedgley was appointed as Director at FiscalNote Holdings, Inc..

Action: appointed
Role: Director

Exact text from the filing

• Class III directors: Anna Sedgley, Brandon Sweeney and Conrad Yiu.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Gerald Yao was appointed as Director at FiscalNote Holdings, Inc..

Action: appointed
Role: Director

Exact text from the filing

• Class II directors: Michael J. Callahan, Manoj Jain, Keith Nilsson and Gerald Yao;

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Conrad Yiu was appointed as Director at FiscalNote Holdings, Inc..

Action: appointed
Role: Director

Exact text from the filing

• Class III directors: Anna Sedgley, Brandon Sweeney and Conrad Yiu.

View on SEC.gov

FiscalNote Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001193125-22-210160

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.