8-K
filed February 13, 2023, 6:59 PM ET
ticker HNNA
CIK 0001145255
other
confidence high
sentiment neutral
materiality 0.10
Hennessy Advisors holds annual meeting; all directors elected, say-on-pay and auditor ratified
HENNESSY ADVISORS INC
- All 8 director nominees elected with 3.84M-3.87M votes for; broker non-votes ~1.2M.
- Advisory vote on executive compensation approved: 3.78M for, 194K against, 45K abstain.
- Ratification of Marcum LLP as independent auditor: 5.18M for, 13.6K against, 35.6K abstain.
- Annual meeting held Feb 9, 2023; all terms expire at 2024 annual meeting.
Key facts
Extracted from this filing and checked against the source text.
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
HENNESSY ADVISORS INC shareholders approved Approval of the non-binding advisory vote on executive compensation at the 2023-02-09 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2023-02-09
Exact text from the filing
Approval of the non-binding advisory vote on executive compensation 3,783,215 194,047 44,862 1,205,301
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
HENNESSY ADVISORS INC shareholders approved Ratification of the selection of Marcum LLP as the independent registered public accounting firm at the 2023-02-09 meeting.
- Proposal
- auditor ratification
- Outcome
- passed
- Meeting
- 2023-02-09
Exact text from the filing
Ratification of the selection of Marcum LLP as the independent registered public accounting firm for Hennessy Advisors, Inc. for fiscal year 2023 5,178,226 13,567 35,632 0
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
HENNESSY ADVISORS INC shareholders approved Election of Directors at the 2023-02-09 meeting.
- Proposal
- director election
- Outcome
- passed
- Meeting
- 2023-02-09
Exact text from the filing
The following directors were elected by the votes indicated for terms expiring at the annual meeting of shareholders to be held in 2024: For Withheld Broker Non-votes Neil J. Hennessy 3,863,961 158,163 1,205,301 Teresa M. Nilsen 3,864,827 157,297 1,205,301 Henry Hansel 3,844,690 177,434 1,205,301 Brian A. Hennessy 3,850,041 172,083 1,205,301 Lydia Knight-O’Riordan 3,864,812 157,312 1,205,301 Kiera Newton 3,865,237 156,887 1,205,301 Susan W. Pomilia 3,839,906 182,218 1,205,301 Thomas L. Seavey 3,844,023 178,101 1,205,301
View on SEC.gov
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