Extracted from this filing and checked against the source text.
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.9
WisdomTree, Inc. incurred convertible notes of $130.0 million with U.S. Bank Trust Company, National Association at 5.75% per year maturing August 15, 2028.
- Instrument
- convertible notes
- Principal
- $130.0 million
- Counterparty
- U.S. Bank Trust Company, National Association
- Rate
- 5.75% per year
- Maturity
- August 15, 2028
- Event
- incurrence
Exact text from the filing
On February 14, 2023, WisdomTree, Inc. (the “Company”) issued $130.0 million in aggregate principal amount of 5.75% Convertible Senior Notes due 2028 (the “Notes”) pursuant to an Indenture (the “Indenture”), dated February 14, 2023, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”), in a private offering to qualified institutional buyers (the “Notes Offering”) pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
WisdomTree, Inc. entered into Purchase Agreement with Initial Purchaser (an investment bank) valued at $130.0 million (effective 2023-02-09).
- Action
- entry
- Agreement
- underwriting
- Counterparty
- Initial Purchaser (an investment bank)
- Value
- $130.0 million
- Effective
- 2023-02-09
Exact text from the filing
The sale of the Notes to an investment bank (the “Initial Purchaser”) pursuant to the Purchase Agreement (the “Purchase Agreement”), dated February 9, 2023, by and between the Company and the Initial Purchaser, resulted in approximately $126.4 million in net proceeds to the Company.
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
WisdomTree, Inc. entered into Indenture with U.S. Bank Trust Company, National Association, as trustee valued at $130.0 million in aggregate principal amount (effective 2023-02-14).
- Action
- entry
- Agreement
- notes offering
- Counterparty
- U.S. Bank Trust Company, National Association, as trustee
- Value
- $130.0 million in aggregate principal amount
- Effective
- 2023-02-14
Exact text from the filing
On February 14, 2023, WisdomTree, Inc. (the “Company”) issued $130.0 million in aggregate principal amount of 5.75% Convertible Senior Notes due 2028 (the “Notes”) pursuant to an Indenture (the “Indenture”), dated February 14, 2023, between the Company and U.S. Bank Trust Company, National Association, as trustee (the “Trustee”)
View on SEC.gov