Chief Legal Officer Althea Brown resigns effective June 30, 2025 for personal career break

LPL Financial Holdings Inc.

Althea Brown submitted resignation as Chief Legal Officer and Corporate Secretary, effective June 30, 2025.
Brown stated she made a personal decision to take a career break after more than 28 years in executive roles.
She will assist with a transition plan while the company searches for a successor.
Brown was a named executive officer in LPL Financial's most recent proxy filing.

item 5.02

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Departed

Althea Brown

Chief Legal Officer and Corporate Secretary

LPLA · LPL Financial Holdings Inc.

Effective: 2025-06-30
Filed: June 3, 2025, 7:59 PM ET

Althea Brown submitted her resignation as the Chief Legal Officer and Corporate Secretary of LPL Financial Holdings Inc. (the “Company”) effective June 30, 2025, when she will depart the Company.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Althea Brown resigned as Chief Legal Officer and Corporate Secretary at LPL Financial Holdings Inc..

Action: resigned
Role: Chief Legal Officer and Corporate Secretary

Exact text from the filing

Althea Brown submitted her resignation as the Chief Legal Officer and Corporate Secretary of LPL Financial Holdings Inc. (the “Company”) effective June 30, 2025, when she will depart the Company.

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LPL Financial Holdings Inc. filing history →

Source: SEC EDGAR

accession 0001193125-25-134140

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