8-K filed November 22, 2021, 6:59 PM ET ticker RFL CIK 0001713863

leadership confidence high sentiment negative materiality 0.85

Rafael Holdings CEO Ameet Mallik to step down; Howard Jonas named CEO after disappointing trial results

Rafael Holdings, Inc.

CEO Ameet Mallik resigns effective Jan 31, 2022; remains on board and chairs new Transition Committee.
Chairman Howard Jonas named CEO effective Feb 1, 2022; he previously served as CEO from March 2018 to April 2021.
CFO Patrick Fabbio also named President; all options to vest Sept 30, 2026; severance terms amended.
Chief Commercial Officer William Conkling, Chief Legal Officer, Chief Corporate Affairs Officer, and Chief Compliance Officer depart by end of January 2022.
Leadership realignment follows disappointing Phase 3 results for CPI-613 (devimistat) in pancreatic cancer and AML.

item 5.02 item 9.01

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

William Conkling

Chief Commercial and Business Officer

RFL · Rafael Holdings, Inc.

Effective: 2022-01-31
Filed: November 22, 2021, 6:59 PM ET

On November 21, 2021, the Board of Directors decided that William Conkling will depart as the Company’s Chief Commercial and Business Officer, effective January 31, 2022.

Appointed

Howard Jonas

Chief Executive Officer

RFL · Rafael Holdings, Inc.

Effective: 2022-02-01
Filed: November 22, 2021, 6:59 PM ET

On November 21, 2021, the Company’s Board of Directors (i) elected Howard Jonas, the Company’s Chairman of the Board, as the Company’s Chief Executive Officer, effective February 1, 2022

Role change

Patrick Fabbio

President

RFL · Rafael Holdings, Inc.

Filed: November 22, 2021, 6:59 PM ET

elected Patrick Fabbio, the Company’s Chief Financial Officer, as President in addition to his role as the Chief Financial Officer.

Departed

Ameet Mallik

Chief Executive Officer

RFL · Rafael Holdings, Inc.

Effective: 2022-01-31
Successor: Howard Jonas
Filed: November 22, 2021, 6:59 PM ET

On November 21, 2021, Ameet Mallik resigned as Chief Executive Officer of Rafael Holdings, Inc. (the “Company”), effective January 31, 2022.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 1.0

William Conkling departed as Chief Commercial and Business Officer at Rafael Holdings, Inc..

Action: depart
Role: Chief Commercial and Business Officer

Exact text from the filing

On November 21, 2021, the Board of Directors decided that William Conkling will depart as the Company’s Chief Commercial and Business Officer, effective January 31, 2022.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 1.0

Howard Jonas was elected as Chief Executive Officer at Rafael Holdings, Inc..

Action: elected
Role: Chief Executive Officer

Exact text from the filing

On November 21, 2021, the Company’s Board of Directors (i) elected Howard Jonas, the Company’s Chairman of the Board, as the Company’s Chief Executive Officer, effective February 1, 2022

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 1.0

Patrick Fabbio was elected as President at Rafael Holdings, Inc..

Action: elected
Role: President

Exact text from the filing

elected Patrick Fabbio, the Company’s Chief Financial Officer, as President in addition to his role as the Chief Financial Officer.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 1.0

Ameet Mallik resigned as Chief Executive Officer at Rafael Holdings, Inc..

Action: resigned
Role: Chief Executive Officer

Exact text from the filing

On November 21, 2021, Ameet Mallik resigned as Chief Executive Officer of Rafael Holdings, Inc. (the “Company”), effective January 31, 2022.

View on SEC.gov

Rafael Holdings, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-21-061000

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