Albert J. Ko elected to LPL Financial Board of Directors

LPL Financial Holdings Inc.

Effective January 9, 2023, Albert J. Ko was elected as an independent director.
Ko is CEO of Early Warning Services, operator of the Zelle payments network.
He brings two decades of financial services and management consulting experience, including senior roles at Intuit.
Ko will receive pro-rated annual retainer and restricted shares under non-employee director policy, vesting May 10, 2023.
Board determined Ko is independent under Nasdaq and SEC standards.

item 5.02 item 7.01 item 9.01

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Appointed

Albert J. Ko

director

LPLA · LPL Financial Holdings Inc.

Effective: 2023-01-09
Filed: January 11, 2023, 6:59 PM ET

On January 9, 2023, Albert J. Ko was elected as a director of LPL Financial Holdings Inc. (the “Company”) by the Company’s board of directors (the “Board”), effective immediately.

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Executive change SEC 8-K Item 5.02 confidence 0.95

Albert J. Ko was elected as director at LPL Financial Holdings Inc..

Action: elected
Role: director

Exact text from the filing

On January 9, 2023, Albert J. Ko was elected as a director of LPL Financial Holdings Inc. (the “Company”) by the Company’s board of directors (the “Board”), effective immediately.

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Source: SEC EDGAR

accession 0001397911-23-000004

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