Netcapital gets Nasdaq notice over delinquent 10-K and 10-Q; compliance plan due Oct 23

Netcapital Inc.

Nasdaq notified Netcapital on Sept 21, 2026 that it fails Listing Rule 5250(c)(1) for not filing its 10-Q for the quarter ended July 31, 2026 and its 10-K for FY ended April 30, 2026.
Company must submit a plan to regain compliance by October 23, 2026; if Nasdaq accepts, it may grant up to 180 days from the 10-K due date, or until February 9, 2027.
An earlier Nasdaq notice dated August 24, 2026 (disclosed August 27, 2026) covered only the delinquent Form 10-K.
Netcapital says it intends to file both reports as soon as practicable; there is no assurance Nasdaq will accept the plan or that compliance will be regained.
If the plan is rejected, the Company may appeal to a Nasdaq Hearings Panel; the notice has no immediate effect on trading of NCPL.

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