Vivos director Cadwell buys 250K Series D preferred for $250K; Series C canceled

VIVOS INC

Director Carl Cadwell agreed to purchase 250,000 shares of Series D Convertible Preferred at $1.00/share, a $250,000 purchase price paid by wire transfer on October 1, 2026.
Cadwell also exchanged 385,302 Series C Preferred (stated value $385,302) for 385,302 Series D Preferred; the Share Exchange closed October 7, 2026.
After closing, Vivos has 635,302 Series D Preferred outstanding with a conversion price of $0.08 per share, and zero Series C Preferred outstanding.
Vivos filed a Certificate of Elimination of the Series C Convertible Preferred with Delaware on October 8, 2026, approved by the Board.
Series D designation was filed September 28, 2026, covering 1.0 million of the company's 10.0 million authorized preferred shares; shares issued under Section 4(a)(2)/Rule 506(b).

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