Applied UV, Inc.: Nasdaq/NYSE listing notice — Applied UV receives Nasdaq deficiency notice for bid price below $1.00 per share

Applied UV, Inc.

Received Nasdaq letter on Aug 23, 2023; stock failed to maintain $1.00 minimum bid for 30 consecutive days.
Initial 180-day compliance period ends Feb 20, 2024; may be eligible for additional 180 days.
No immediate effect on listing; stock continues trading on Nasdaq under AUVI.
Company evaluating options including potential reverse stock split to regain compliance.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

Applied UV, Inc. received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 5550(a)(2), 5810(c)(3)(A)

Exact text from the filing

ule 5550(a)(2) (the “Bid Price Rule”). Pursuant to Nasdaq Listing Rule 5810(c)(3)(A), the Company was provided an initial

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Source: SEC EDGAR

accession 0001607062-23-000420

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