Nocera raises $2.09M in private placement; appoints Gerald Lindberg as Secretary and board member

NOCERA, INC.

Private placement of 418,000 units at $5.00/unit for gross proceeds of $2,090,000; each unit includes two common shares.
Appointed Gerald H. Lindberg as Secretary and board member (effective Dec 31, 2021); two-year employment agreement with 60,000 Class C warrants.
Issued 205,000 Class A warrants to employees on Dec 1, 2021 and agreed to issue 270,000 Class A warrants to CFO and COO on Dec 31, 2021.
Entered consulting agreements on Dec 31, 2021 and Jan 3, 2022, issuing 812,000 Class C & D warrants, 505,000 shares, and 90,000 Class C warrants.
Addendums to CFO/COO employment agreements on Dec 31, 2021 granting additional Class A warrants.

item 3.02 item 5.02 item 9.01

Executive movements

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Appointed

Gerald H. Lindberg

Secretary and member of the board of directors

NCRA · NOCERA, INC.

Effective: 2021-12-31
Filed: January 6, 2022, 6:59 PM ET

on December 31, 2021, the board of directors of the Company appointed Gerald H. Lindberg as the Secretary of the Company and a member of the Company’s board of directors.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Gerald H. Lindberg was appointed as Secretary and member of the board of directors at NOCERA, INC..

Action: appointed
Role: Secretary and member of the board of directors

Exact text from the filing

on December 31, 2021, the board of directors of the Company appointed Gerald H. Lindberg as the Secretary of the Company and a member of the Company’s board of directors.

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NOCERA, INC. filing history →

Source: SEC EDGAR

accession 0001683168-22-000131

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